Licensed Entities*

Moomoo Financial Inc.

A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 283078/SEC: 8-69739), and a member in good standing of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Futu Clearing Inc.

A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 298769/SEC: 8-70215), a member in good standing of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), as well as a member of Depository Trust Company (DTC), a member of National Securities Clearing Corporation (NSCC) and the Options Clearing Corporation (OCC).

Moomoo Financial Singapore Pte. Ltd.

Registered with the Monetary Authority of Singapore (MAS), Moomoo SG is a Capital Markets Services Licence (Licence No. CMS101000), Major Payment Institution (Licence No. PS20200617) holder with the Exempt Financial Adviser Status. Moomoo SG has been admitted as Clearing Member of The Central Depository (Pte) Ltd (CDP) , Trading Member of Singapore Exchange Securities Trading Limited (“SGX-ST”), Trading and Clearing Member of Singapore Exchange Derivatives Trading Limited (“SGX-DT”), and Depository Agent of CDP.

Moomoo Trustee (Singapore) Pte. Ltd.

A Singapore trust company licensed by the Monetary Authority of Singapore to carry on trust business and services (Licence Number: No.TC000074).

Moomoo Securities Australia Ltd.

A securities dealer registered with and regulated by the Australian Securities and Investments Commission (ASIC). Moomoo AU holds the Australian Financial Services Licence (Licence No. 224663).  

In New Zealand, Moomoo AU is registered as an overseas company with the NZ Companies Office (Company Number: 9283068, NZBN: 9429052402296) and as a financial service provider on the Financial Service Providers Register (FSP1008656). Moomoo AU does not currently hold any licence issued by the Financial Markets Authority (FMA) or other New Zealand regulatory body.

Moomoo Financial Canada Inc.

An order-execution only broker regulated by the Canadian Investment Regulatory Organization (CIRO) and a member of the Canadian Investor Protection Fund (CIPF).

Moomoo Securities Malaysia Sdn. Bhd. 

Registered with the Securities Commission Malaysia (SC), Moomoo Securities Malaysia Sdn. Bhd. is a Capital Market Services License Holder (Licence Number: eCMSL/A0397/2024). Moomoo Securities Malaysia Sdn. Bhd. is a participating member of Bursa Malaysia.

*Information of the licensed entities listed above is only for the purpose of demonstrating the qualifications and licences of part of the licensed entities providing securities services on the moomoo app.