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Previous Wealth Manager here. AMA!
I held various “series” licenses and after re visiting some of my Kaplan books, I realized that there is a vast gap in the financial law aspect of tradjng and, not to be rude but, basic macroeconomic concepts at a high level & the fundamental concepts of tactical management (quarterly) and strategic management (twice yearly).
Too Long, Didnt Read:
Understand financial law to make the moat of your trades and to learn how to protect yourself.
identify where the money is going and follow it.
$SNDL Inc (SNDL.US)$ $CF Acquisition Corp VI (CFVI.US)$ $Apple (AAPL.US)$ $Zomedica (ZOM.US)$ $Bionano Genomics (BNGO.US)$
I held various “series” licenses and after re visiting some of my Kaplan books, I realized that there is a vast gap in the financial law aspect of tradjng and, not to be rude but, basic macroeconomic concepts at a high level & the fundamental concepts of tactical management (quarterly) and strategic management (twice yearly).
Too Long, Didnt Read:
Understand financial law to make the moat of your trades and to learn how to protect yourself.
identify where the money is going and follow it.
$SNDL Inc (SNDL.US)$ $CF Acquisition Corp VI (CFVI.US)$ $Apple (AAPL.US)$ $Zomedica (ZOM.US)$ $Bionano Genomics (BNGO.US)$
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OFFICER TRUTH OP : Is you Disagree with the narrative of the post, I’d also be very thankful to see that feedback especially.
Mcsnacks H Tupack : How much influence do you think the SEC considers illegal? I’ve seen recent arrests of people on Twitter who had less followers than me. Their definition of market manipulation is very broad and can be applied to most situations. I know I’m safe just as long as they can’t prove of me benefiting excessively from my financial advice. But if they knock on my door, i won’t be shocked.
OFFICER TRUTH OP : I’m really glad you bring this uP.
If you have Never licensed to give Financial advice or confirm/execute trades (more so the first one) NOTHING you say is considered financial advice because why would someone take the advice of an unqualified person when there is readily available access to extremely qualified individuals. The BIG no no is when you are even talking about single company stocks WHILE being contracted with an investment firm or broker dealer.
TLDR: if you are not a licensed finance professional, you are Not giving financial advice.
Krystle Ng : good
OFFICER TRUTH OP : There are 4 exceptions to this rule know also by the acronym, L.A.T.E
Lawyers
Accountants
Teachers
Economists
Revelation 6 Mcsnacks H Tupack : You won’t be shocked, but I’m sure they will be.
OFFICER TRUTH OP : Market manipulation is any non-public, material information. Say bob and Tom are Talking about insider trading and let’s say John from across the table, Over hears the conversation and by Over hearing the conversation, he is now considered apart of insider trading. That is exactly how the SEC looks at is and decides on it
OFFICER TRUTH OP OFFICER TRUTH OP : Edit: market manipulation to Insider Trading
OFFICER TRUTH OP Mcsnacks H Tupack : Answered below
OFFICER TRUTH OP : Public icons trade under different rules. That’s a conversation for another AMA lol
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