Disposition recommendations for Mitsubishi UFJ Bank and 2 affiliated securities, illegal involvement of information sharing officers
On the 14th, the Securities and Exchange Surveillance Commission recommended to the Financial Services Agency to administratively dispose of Mitsubishi UFJ Bank, Mitsubishi UFJ Morgan Stanley Securities, and Morgan Stanley MUFG Securities under the umbrella of the Mitsubishi UFJ Financial Group (MUFG) (8306.T).
Customer information was shared without permission and used for sales activities. There were also cases where executives were involved. It is an act that violates the Financial Instruments and Exchange Act, and the Financial Services Agency will consider administrative sanctions such as business improvement orders.
Customer information was shared without permission and used for sales activities. There were also cases where executives were involved. It is an act that violates the Financial Instruments and Exchange Act, and the Financial Services Agency will consider administrative sanctions such as business improvement orders.
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WZRZW : oh, negative material...
After all, this is one of the reasons I lowered it
BIMMER 630 : There are also probably self-purchases where you have to sell them for the time beingThe same goes for Toyota Kobayashi Pharma...I'm actually buying it, isn't it? This is...But it's a bad company!