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Phunware | 8-K: Current report

Phunware | 8-K:重大事件

美股sec公告 ·  01/04 00:00
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On January 3, 2024, Phunware, Inc., a company listed on The NASDAQ Capital Market under the trading symbol PHUN, reported a notice of non-compliance from Nasdaq. The notification was due to the resignation of Ryan Costello from the board of directors and the audit committee, leaving the audit committee with only two members, Stephen Chen and Rahul Mewawalla. This change has resulted in Phunware not meeting the Nasdaq Listing Rule 5605, which requires a minimum of three independent directors on the audit committee. Phunware has been granted a cure period until the earlier of its next annual stockholders' meeting or December 31, 2024, to regain compliance, with an extension to June 28, 2024, if the annual meeting occurs before that date. Failure to comply within this timeframe may lead to delisting, although the company would have the right to appeal. Phunware is currently exploring options to address the compliance issue. The company's Chief Financial Officer, Troy Reisner, signed off on the report on January 4, 2024.
On January 3, 2024, Phunware, Inc., a company listed on The NASDAQ Capital Market under the trading symbol PHUN, reported a notice of non-compliance from Nasdaq. The notification was due to the resignation of Ryan Costello from the board of directors and the audit committee, leaving the audit committee with only two members, Stephen Chen and Rahul Mewawalla. This change has resulted in Phunware not meeting the Nasdaq Listing Rule 5605, which requires a minimum of three independent directors on the audit committee. Phunware has been granted a cure period until the earlier of its next annual stockholders' meeting or December 31, 2024, to regain compliance, with an extension to June 28, 2024, if the annual meeting occurs before that date. Failure to comply within this timeframe may lead to delisting, although the company would have the right to appeal. Phunware is currently exploring options to address the compliance issue. The company's Chief Financial Officer, Troy Reisner, signed off on the report on January 4, 2024.
2024年1月3日,在纳斯达克资本市场上市、交易代码为PHUN的公司Phunware, Inc. 报告了纳斯达克的违规通知。该通知是由于瑞安·科斯特洛辞去了董事会和审计委员会的职务,使审计委员会只有两名成员,即史蒂芬·陈和拉胡尔·梅瓦瓦拉。这一变化导致Phunware不符合纳斯达克上市规则5605的规定,该规则要求审计委员会中至少有三名独立董事。Phunware已获准在下一次年度股东大会或2024年12月31日之前恢复合规的补救期,如果年会在此日期之前举行,则延期至2024年6月28日。尽管该公司有权提出上诉,但未能在这段时间内遵守规定可能会导致退市。Phunware目前正在探索解决合规性问题的选项。该公司首席财务官特洛伊·雷斯纳于2024年1月4日签署了该报告。
2024年1月3日,在纳斯达克资本市场上市、交易代码为PHUN的公司Phunware, Inc. 报告了纳斯达克的违规通知。该通知是由于瑞安·科斯特洛辞去了董事会和审计委员会的职务,使审计委员会只有两名成员,即史蒂芬·陈和拉胡尔·梅瓦瓦拉。这一变化导致Phunware不符合纳斯达克上市规则5605的规定,该规则要求审计委员会中至少有三名独立董事。Phunware已获准在下一次年度股东大会或2024年12月31日之前恢复合规的补救期,如果年会在此日期之前举行,则延期至2024年6月28日。尽管该公司有权提出上诉,但未能在这段时间内遵守规定可能会导致退市。Phunware目前正在探索解决合规性问题的选项。该公司首席财务官特洛伊·雷斯纳于2024年1月4日签署了该报告。
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