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Cyngn | SC 13G: Statement of acquisition of beneficial ownership by individuals-Empery Asset Management, LP(9.99%),Ryan M. Lane(9.99%), etc.

Cyngn | SC 13G:超过5%持股股东披露文件-Empery Asset Management, LP(9.99%),Ryan M. Lane(9.99%)等

美股sec公告 ·  01/10 00:00
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On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed a Schedule 13G with the Securities and Exchange Commission, disclosing their beneficial ownership in Cyngn Inc. The filing indicates that Empery Asset Management, LP holds a significant number of shares and warrants in Cyngn Inc., which upon full exercise of the warrants, would represent 9.99% of the company's issued and outstanding common stock. However, due to contractual limitations known as 'blockers', the actual beneficial ownership is less than this percentage. The blockers prevent the reporting persons from exercising warrants that would result in ownership exceeding 4.99% of the outstanding shares for common warrants, and 9.99% for pre-funded warrants. The filing was made pursuant...Show More
On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed a Schedule 13G with the Securities and Exchange Commission, disclosing their beneficial ownership in Cyngn Inc. The filing indicates that Empery Asset Management, LP holds a significant number of shares and warrants in Cyngn Inc., which upon full exercise of the warrants, would represent 9.99% of the company's issued and outstanding common stock. However, due to contractual limitations known as 'blockers', the actual beneficial ownership is less than this percentage. The blockers prevent the reporting persons from exercising warrants that would result in ownership exceeding 4.99% of the outstanding shares for common warrants, and 9.99% for pre-funded warrants. The filing was made pursuant to Rule 13d-1(b) indicating that Empery Asset Management is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. The filing asserts that the shares and warrants were not acquired for the purpose of changing or influencing the control of Cyngn Inc. and were not held in connection with any transaction having such purpose or effect.
2023年12月31日,Empery Asset Management, LP及其管理成员瑞安·莱恩和马丁·霍向美国证券交易委员会提交了附表13G,披露了他们在Cyngn Inc.的实益所有权。该文件显示,Empery Asset Management, LP持有Cyngn Inc.的大量股票和认股权证,在全面行使认股权证后,Cyngn Inc.将占该公司已发行和流通普通股的9.99%。但是,由于被称为 “封锁” 的合同限制,实际受益所有权低于该百分比。封锁措施阻止申报人行使认股权证,认股权证的所有权将超过普通认股权证已发行股份的4.99%,预先注资认股权证的所有权超过9.99%。该文件是根据...展开全部
2023年12月31日,Empery Asset Management, LP及其管理成员瑞安·莱恩和马丁·霍向美国证券交易委员会提交了附表13G,披露了他们在Cyngn Inc.的实益所有权。该文件显示,Empery Asset Management, LP持有Cyngn Inc.的大量股票和认股权证,在全面行使认股权证后,Cyngn Inc.将占该公司已发行和流通普通股的9.99%。但是,由于被称为 “封锁” 的合同限制,实际受益所有权低于该百分比。封锁措施阻止申报人行使认股权证,认股权证的所有权将超过普通认股权证已发行股份的4.99%,预先注资认股权证的所有权超过9.99%。该文件是根据第13d-1(b)条提交的,表明Empery Asset Management是根据1940年《投资顾问法》第203条注册的投资顾问。该文件称,收购这些股票和认股权证不是为了改变或影响Cyngn Inc.的控制权,也不是与任何具有此类目的或效果的交易有关而持有的。
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