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Cyngn | SC 13G/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Empery Asset Management, LP(4.99%),Ryan M. Lane(4.99%), etc.

Cyngn | SC 13G/A:超过5%持股股东披露文件(修正)-Empery Asset Management, LP(4.99%),Ryan M. Lane(4.99%)等

美股SEC公告 ·  01/23 00:00

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On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed an amended Schedule 13G with the SEC, indicating a change in their holdings in Cyngn Inc. The amendment corrects a previous error regarding the blocker percentage for Pre-Funded Warrants, which was listed as 9.99% but should have been 4.99%. As a result, the reporting persons never beneficially owned more than 4.99% of the outstanding shares of Cyngn Inc. The filing also states that the shares and warrants reported are subject to a 4.99% blocker, preventing the exercise of warrants that would result in ownership exceeding this threshold. The Investment Manager, Empery Asset Management, LP, and the Reporting Individuals, Lane and Hoe, may be deemed to...Show More
On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed an amended Schedule 13G with the SEC, indicating a change in their holdings in Cyngn Inc. The amendment corrects a previous error regarding the blocker percentage for Pre-Funded Warrants, which was listed as 9.99% but should have been 4.99%. As a result, the reporting persons never beneficially owned more than 4.99% of the outstanding shares of Cyngn Inc. The filing also states that the shares and warrants reported are subject to a 4.99% blocker, preventing the exercise of warrants that would result in ownership exceeding this threshold. The Investment Manager, Empery Asset Management, LP, and the Reporting Individuals, Lane and Hoe, may be deemed to beneficially own the shares and warrants held by the Empery Funds, subject to the blockers. The filing was made to clarify that the Reporting Persons do not beneficially own more than 5% of Cyngn Inc's outstanding shares, and the securities were not acquired for the purpose of changing or influencing the control of the issuer.
2023年12月31日,Empery Asset Management, LP及其管理成员瑞安·莱恩和马丁·霍向美国证券交易委员会提交了经修订的附表13G,表明他们在Cyngn Inc.的持股量发生了变化。该修正案更正了先前关于预融资认股权证封锁百分比的错误,该比例为9.99%,但本应为4.99%。因此,申报人的实益持股权从未超过Cyngn Inc.4.99%的已发行股份。该文件还指出,报告的股票和认股权证受4.99%的封锁,从而阻止了认股权证的行使,从而导致所有权超过该门槛。投资经理Empery Asset Management, LP和申报人Lane and Hoe可能被视为实益拥有Empery Funds持有的股票和认股权证,但须受封锁者的约束。该文件旨在澄清申报人的实益拥有Cyngn Inc已发行股票的5%以上的股份,并且收购这些证券的目的不是为了改变或影响发行人的控制权。
2023年12月31日,Empery Asset Management, LP及其管理成员瑞安·莱恩和马丁·霍向美国证券交易委员会提交了经修订的附表13G,表明他们在Cyngn Inc.的持股量发生了变化。该修正案更正了先前关于预融资认股权证封锁百分比的错误,该比例为9.99%,但本应为4.99%。因此,申报人的实益持股权从未超过Cyngn Inc.4.99%的已发行股份。该文件还指出,报告的股票和认股权证受4.99%的封锁,从而阻止了认股权证的行使,从而导致所有权超过该门槛。投资经理Empery Asset Management, LP和申报人Lane and Hoe可能被视为实益拥有Empery Funds持有的股票和认股权证,但须受封锁者的约束。该文件旨在澄清申报人的实益拥有Cyngn Inc已发行股票的5%以上的股份,并且收购这些证券的目的不是为了改变或影响发行人的控制权。
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