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RiskOn International | 3: Initial statement of beneficial ownership of securities-Director SMITH ROBERT O

RiskOn International | 3：首次持股声明-董事 SMITH ROBERT O

美股sec公告 ·  02/02 21:52
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Robert O. Smith, a director and 10% owner of RiskOn International, filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 2, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, details Smith's acquisition of 5 shares of RiskOn International's Series C Convertible Preferred Stock. This transaction is part of a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Smith. The Series C stock, acquired in exchange for 5,000 shares of BitNile.com, Inc., is convertible into common stock at a rate determined by a stated value of $10,000 divided by a conversion price of $7.50, subject to certain ownership limitations. The conversion rights are contingent upon shareholder approval and...Show More
Robert O. Smith, a director and 10% owner of RiskOn International, filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 2, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, details Smith's acquisition of 5 shares of RiskOn International's Series C Convertible Preferred Stock. This transaction is part of a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Smith. The Series C stock, acquired in exchange for 5,000 shares of BitNile.com, Inc., is convertible into common stock at a rate determined by a stated value of $10,000 divided by a conversion price of $7.50, subject to certain ownership limitations. The conversion rights are contingent upon shareholder approval and are not exercisable until one day after the record date for such approval. Additionally, the Series C stock has no expiration date and the conversion price may be adjusted under specific conditions, including a potential decrease if RiskOn International closes a qualified financing of at least $25 million at a lower share price.
RiskON International的董事兼10％所有者Robert O. Smith于2024年2月2日向美国证券交易委员会提交了初步的证券实益拥有权声明。根据1934年《证券交易法》第16（a）条的要求，该文件详细介绍了史密斯收购Riskon InternationalC系列可转换优先股的5股股份。该交易是涉及Ault Alliance, Inc.、Bitnile.com公司和包括史密斯在内的某些少数股东的股票交换协议的一部分。收购的C系列股票以换取Bitnile.com公司的5,000股股票，可转换为普通股，汇率由1万美元的规定价值除以7.50美元的转换价格确定，但须遵守某些所有权限制。转换权取决于股东的批准，并且要等到此类批准的记录日期后一天才能行使。此外，C系列股票没有到期日，转换价格可能会在特定条件下进行调整，包括如果Riskon International以较低的股价完成至少2500万美元的合格融资，则可能会出现下跌。
RiskON International的董事兼10％所有者Robert O. Smith于2024年2月2日向美国证券交易委员会提交了初步的证券实益拥有权声明。根据1934年《证券交易法》第16（a）条的要求，该文件详细介绍了史密斯收购Riskon InternationalC系列可转换优先股的5股股份。该交易是涉及Ault Alliance, Inc.、Bitnile.com公司和包括史密斯在内的某些少数股东的股票交换协议的一部分。收购的C系列股票以换取Bitnile.com公司的5,000股股票，可转换为普通股，汇率由1万美元的规定价值除以7.50美元的转换价格确定，但须遵守某些所有权限制。转换权取决于股东的批准，并且要等到此类批准的记录日期后一天才能行使。此外，C系列股票没有到期日，转换价格可能会在特定条件下进行调整，包括如果Riskon International以较低的股价完成至少2500万美元的合格融资，则可能会出现下跌。
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