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Kayson C. Pulsipher, the Chief Financial Officer of RiskOn International, Inc., filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Pulsipher beneficially owns Series C Convertible Preferred Stock in RiskOn International, which is convertible into 11,667 shares of common stock at a price of $7.50 per share. This ownership stake was acquired through a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Pulsipher. The Series C stock is convertible one day after the record date for shareholder approval of the agreement, subject to Nasdaq's 19.9% beneficial ownership limitation without shareholder approval. The conversion price is subject to adjustments, potentially including a decrease if RiskOn International closes a qualified financing of at least $25 million at a lower share price.
Kayson C. Pulsipher, the Chief Financial Officer of RiskOn International, Inc., filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Pulsipher beneficially owns Series C Convertible Preferred Stock in RiskOn International, which is convertible into 11,667 shares of common stock at a price of $7.50 per share. This ownership stake was acquired through a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Pulsipher. The Series C stock is convertible one day after the record date for shareholder approval of the agreement, subject to Nasdaq's 19.9% beneficial ownership limitation without shareholder approval. The conversion price is subject to adjustments, potentially including a decrease if RiskOn International closes a qualified financing of at least $25 million at a lower share price.
RiskON International, Inc. 首席财务官凯森·普尔西弗于2024年2月6日向美国证券交易委员会提交了初步的证券实益所有权声明。根据1934年《证券交易法》第16（a）条的要求，该文件表明，普尔西弗实益拥有RiskON International的C系列可转换优先股，该股可转换为11,667股普通股，价格为每股7.50美元。该所有权是通过股份交换协议收购的，该协议涉及Ault Alliance, Inc.、Bitnile.com公司和包括Pulsipher在内的某些少数股东。C系列股票可在股东批准协议的记录日期后的第二天进行兑换，但未经股东批准，受纳斯达克19.9％的受益所有权限制。转换价格可能会有调整，可能包括如果Riskon International以较低的股价完成至少2500万美元的合格融资，则可能包括下调。
RiskON International, Inc. 首席财务官凯森·普尔西弗于2024年2月6日向美国证券交易委员会提交了初步的证券实益所有权声明。根据1934年《证券交易法》第16（a）条的要求，该文件表明，普尔西弗实益拥有RiskON International的C系列可转换优先股，该股可转换为11,667股普通股，价格为每股7.50美元。该所有权是通过股份交换协议收购的，该协议涉及Ault Alliance, Inc.、Bitnile.com公司和包括Pulsipher在内的某些少数股东。C系列股票可在股东批准协议的记录日期后的第二天进行兑换，但未经股东批准，受纳斯达克19.9％的受益所有权限制。转换价格可能会有调整，可能包括如果Riskon International以较低的股价完成至少2500万美元的合格融资，则可能包括下调。
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