Moomoo AI 已提取核心信息
RiskOn International, Inc., headquartered in Las Vegas, Nevada, has been notified by the Nasdaq Listing Qualifications staff of non-compliance with certain Nasdaq Listing Rules, specifically the Business Combination Rule 5110(a) and the Shareholder Approval Rule 5635(b). The notice, received on February 21, 2024, is related to the company's acquisition of BitNile.com, Inc., which was completed on March 6, 2023. The Nasdaq staff has determined that a change of control occurred without proper shareholder approval, as Ault Alliance, Inc. (AAI) has exerted significant influence over RiskOn's management and board composition. AAI's officers and directors now hold a majority of RiskOn's board seats, and its senior management has replaced RiskOn's senior management team. Furthermore, RiskOn's financial statements are...Show More
RiskOn International, Inc., headquartered in Las Vegas, Nevada, has been notified by the Nasdaq Listing Qualifications staff of non-compliance with certain Nasdaq Listing Rules, specifically the Business Combination Rule 5110(a) and the Shareholder Approval Rule 5635(b). The notice, received on February 21, 2024, is related to the company's acquisition of BitNile.com, Inc., which was completed on March 6, 2023. The Nasdaq staff has determined that a change of control occurred without proper shareholder approval, as Ault Alliance, Inc. (AAI) has exerted significant influence over RiskOn's management and board composition. AAI's officers and directors now hold a majority of RiskOn's board seats, and its senior management has replaced RiskOn's senior management team. Furthermore, RiskOn's financial statements are consolidated with AAI's, indicating AAI's control. Additionally, the issuance of Series D Convertible Preferred Stock in exchange for the cancellation of debt to AAI was identified as a violation of the Shareholder Approval Rule. As a result, trading of RiskOn's common stock on Nasdaq will be suspended starting February 28, 2024. RiskOn has appealed the decision to a Hearings Panel, which will review the case on February 29, 2024. Depending on the outcome, the suspension may be lifted, or the stock may begin trading over-the-counter on the Pink Current Information tier.
纳斯达克上市资格工作人员已通知总部位于内华达州拉斯维加斯的RiskON International, Inc. 未遵守某些纳斯达克上市规则，特别是企业合并规则5110（a）和股东批准规则5635（b）。该通知于2024年2月21日收到，与该公司对Bitnile.com公司的收购有关，该收购于2023年3月6日完成。纳斯达克工作人员已经确定，控制权的变更是在没有股东适当批准的情况下发生的，因为Ault Alliance, Inc.（AAI）对Riskon的管理层和董事会组成施加了重大影响。AAI的高级管理人员和董事现在占据了Riskon董事会的大部分席位，其高级管理层已经取代了Riskon的高级...展开全部
纳斯达克上市资格工作人员已通知总部位于内华达州拉斯维加斯的RiskON International, Inc. 未遵守某些纳斯达克上市规则，特别是企业合并规则5110（a）和股东批准规则5635（b）。该通知于2024年2月21日收到，与该公司对Bitnile.com公司的收购有关，该收购于2023年3月6日完成。纳斯达克工作人员已经确定，控制权的变更是在没有股东适当批准的情况下发生的，因为Ault Alliance, Inc.（AAI）对Riskon的管理层和董事会组成施加了重大影响。AAI的高级管理人员和董事现在占据了Riskon董事会的大部分席位，其高级管理层已经取代了Riskon的高级管理团队。此外，Riskon的财务报表与AAI的财务报表合并，表明了AAI的控制权。此外，发行D系列可转换优先股以换取取消对AAI的债务被确定为违反《股东批准规则》。因此，从2024年2月28日起，RisKon在纳斯达克的普通股将暂停交易。RisKon已就该决定向听证小组提出上诉，该小组将于2024年2月29日审查此案。视结果而定，停牌可能会被解除，或者股票可能会在粉红当前信息层开始场外交易。
有用
没用