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Applied Optoelectronics | 8-K: Current report

Applied Optoelectronics | 8-K: Current report

Applied Optoelectronics | 8-K：重大事件
美股SEC公告 ·  03/13 16:55

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On March 13, 2024, Applied Optoelectronics, Inc. announced the entry into an Equity Distribution Agreement with Raymond James & Associates, Inc. The agreement allows the company to issue and sell shares of common stock up to $25 million through 'at the market' offerings. These transactions may occur on the Nasdaq Global Market or other trading markets. The company has the discretion to specify the number of shares, the time period for sales, minimum price, and daily sale limits in a placement notice. While there is no obligation to sell any shares, the agreement stipulates that the sales agent will make reasonable efforts to sell the designated shares. The sales agent will receive up to 2% of the gross sales price as compensation and may be reimbursed for certain expenses. The company also agreed to indemnify the sales agent against certain liabilities. The offering will continue until all shares are sold or the agreement is terminated by either party. The shares have been registered under the Securities Act, with the registration statement effective as of March 21, 2023.
On March 13, 2024, Applied Optoelectronics, Inc. announced the entry into an Equity Distribution Agreement with Raymond James & Associates, Inc. The agreement allows the company to issue and sell shares of common stock up to $25 million through 'at the market' offerings. These transactions may occur on the Nasdaq Global Market or other trading markets. The company has the discretion to specify the number of shares, the time period for sales, minimum price, and daily sale limits in a placement notice. While there is no obligation to sell any shares, the agreement stipulates that the sales agent will make reasonable efforts to sell the designated shares. The sales agent will receive up to 2% of the gross sales price as compensation and may be reimbursed for certain expenses. The company also agreed to indemnify the sales agent against certain liabilities. The offering will continue until all shares are sold or the agreement is terminated by either party. The shares have been registered under the Securities Act, with the registration statement effective as of March 21, 2023.
2024年3月13日，应用光电公司宣布与Raymond James & Associates, Inc.签订股权分配协议。该协议允许该公司通过 “市场” 发行和出售不超过2500万美元的普通股。这些交易可能发生在纳斯达克全球市场或其他交易市场上。公司有权酌情在配售通知中指定股票数量、销售期限、最低价格和每日销售限额。尽管没有义务出售任何股票，但协议规定，销售代理将尽合理努力出售指定股票。销售代理将获得总销售价格的2％作为补偿，并且可以报销某些费用。该公司还同意赔偿销售代理的某些负债。此次发行将持续到出售所有股票或任何一方终止协议为止。这些股票已根据《证券法》注册，注册声明自2023年3月21日起生效。
2024年3月13日，应用光电公司宣布与Raymond James & Associates, Inc.签订股权分配协议。该协议允许该公司通过 “市场” 发行和出售不超过2500万美元的普通股。这些交易可能发生在纳斯达克全球市场或其他交易市场上。公司有权酌情在配售通知中指定股票数量、销售期限、最低价格和每日销售限额。尽管没有义务出售任何股票，但协议规定，销售代理将尽合理努力出售指定股票。销售代理将获得总销售价格的2％作为补偿，并且可以报销某些费用。该公司还同意赔偿销售代理的某些负债。此次发行将持续到出售所有股票或任何一方终止协议为止。这些股票已根据《证券法》注册，注册声明自2023年3月21日起生效。
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