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Cingulate | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Peter J. Werth(19.48%),Werth Family Investment Associates LLC(19.45%)

Cingulate | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Peter J. Werth(19.48%),Werth Family Investment Associates LLC(19.45%)

Cingulate | SC 13D/A：超过5%持股股东披露文件(修正)-Peter J. Werth(19.48%),Werth Family Investment Associates LLC(19.45%)
美股sec公告 ·  04/12 21:53
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On April 11, 2024, Peter J. Werth and Werth Family Investment Associates LLC (Werth Associates), reported significant transactions in the common stock of Cingulate Inc. According to the latest Schedule 13D/A filing with the SEC, Mr. Werth is deemed to beneficially own 1,178,108 shares of Cingulate Inc., which represents 19.48% of the company's issued and outstanding common stock. This ownership includes direct holdings, stock options, and warrants. Werth Associates, where Mr. Werth serves as Manager, is reported to beneficially own 1,176,340 shares, or 19.45% of the company's common stock. The reported ownership reflects a 1-for-20 reverse stock split effective November 30, 2023. The filing also details transactions including the conversion of promissory note interest into pre-funded warrants and the exercise of these warrants using investment capital. The filing amends and supplements previous reports, with no other purchases or sales of common stock or related securities by the reporting persons in the sixty days prior to the filing date.
On April 11, 2024, Peter J. Werth and Werth Family Investment Associates LLC (Werth Associates), reported significant transactions in the common stock of Cingulate Inc. According to the latest Schedule 13D/A filing with the SEC, Mr. Werth is deemed to beneficially own 1,178,108 shares of Cingulate Inc., which represents 19.48% of the company's issued and outstanding common stock. This ownership includes direct holdings, stock options, and warrants. Werth Associates, where Mr. Werth serves as Manager, is reported to beneficially own 1,176,340 shares, or 19.45% of the company's common stock. The reported ownership reflects a 1-for-20 reverse stock split effective November 30, 2023. The filing also details transactions including the conversion of promissory note interest into pre-funded warrants and the exercise of these warrants using investment capital. The filing amends and supplements previous reports, with no other purchases or sales of common stock or related securities by the reporting persons in the sixty days prior to the filing date.
2024年4月11日，彼得·沃斯和Werth Family Investment Associates LLC（Werth Associates）报告了Cingulate Inc.普通股的重大交易。根据向美国证券交易委员会提交的最新附表13D/A文件，沃思被视为实益拥有Cingulate Inc. 的1,178,108股股票，占该公司已发行和流通普通股的19.48％。这种所有权包括直接持股、股票期权和认股权证。据报道，沃斯先生担任经理的Werth Associates实益拥有1,176,340股股票，占该公司普通股的19.45％。报告的所有权反映了自2023年11月30日起生效的1比20的反向股票拆分。该文件还详细介绍了交易，包括将期票利息转换为预先注资的认股权证以及使用投资资本行使这些认股权证。该申报对先前的报告进行了修改和补充，申报人在申报日之前的六十天内没有其他购买或出售普通股或相关证券。
2024年4月11日，彼得·沃斯和Werth Family Investment Associates LLC（Werth Associates）报告了Cingulate Inc.普通股的重大交易。根据向美国证券交易委员会提交的最新附表13D/A文件，沃思被视为实益拥有Cingulate Inc. 的1,178,108股股票，占该公司已发行和流通普通股的19.48％。这种所有权包括直接持股、股票期权和认股权证。据报道，沃斯先生担任经理的Werth Associates实益拥有1,176,340股股票，占该公司普通股的19.45％。报告的所有权反映了自2023年11月30日起生效的1比20的反向股票拆分。该文件还详细介绍了交易，包括将期票利息转换为预先注资的认股权证以及使用投资资本行使这些认股权证。该申报对先前的报告进行了修改和补充，申报人在申报日之前的六十天内没有其他购买或出售普通股或相关证券。
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