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Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(55.6%),Intercontinental Exchange Holdings, Inc.(55.6%)

Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(55.6%),Intercontinental Exchange Holdings, Inc.(55.6%)

Bakkt Holdings | SC 13D/A:超过5%持股股东披露文件(修正)-Intercontinental Exchange, Inc.(55.6%),Intercontinental Exchange Holdings, Inc.(55.6%)
美股SEC公告 ·  04/29 21:10

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Intercontinental Exchange, Inc. (ICE), a significant shareholder in Bakkt Holdings, Inc., filed an amendment to its Schedule 13D with the U.S. Securities and Exchange Commission (SEC) on April 25, 2024, indicating a change in its ownership stake. The filing, known as Amendment No. 4, reports that ICE now beneficially owns 7,453,112 shares of Bakkt Holdings, representing 55.6% of the company's common stock. This ownership percentage is subject to a voting agreement that limits ICE's voting power to 30% as long as it and its affiliates own 50% or more of the total voting power of Bakkt Holdings. The amendment reflects the 1-for-25 reverse stock split executed by Bakkt Holdings on April 26, 2024. Additionally, the amendment details the acquisition of Class A Common Stock and warrants by...Show More
Intercontinental Exchange, Inc. (ICE), a significant shareholder in Bakkt Holdings, Inc., filed an amendment to its Schedule 13D with the U.S. Securities and Exchange Commission (SEC) on April 25, 2024, indicating a change in its ownership stake. The filing, known as Amendment No. 4, reports that ICE now beneficially owns 7,453,112 shares of Bakkt Holdings, representing 55.6% of the company's common stock. This ownership percentage is subject to a voting agreement that limits ICE's voting power to 30% as long as it and its affiliates own 50% or more of the total voting power of Bakkt Holdings. The amendment reflects the 1-for-25 reverse stock split executed by Bakkt Holdings on April 26, 2024. Additionally, the amendment details the acquisition of Class A Common Stock and warrants by ICEH during the Subsequent Closing under the Securities Purchase Agreement on April 25, 2024. The acquired warrants are not exercisable until September 4, 2024. The filing also includes an amendment to the Surviving Company LLC Agreement in connection with the reverse stock split. The amendment is part of a series of filings that began with the initial Schedule 13D filed on October 21, 2021, and includes subsequent amendments filed on May 5, 2022, April 28, 2023, and March 4, 2024.
Bakkt Holdings, Inc. 的重要股东洲际交易所(ICE)于2024年4月25日向美国证券交易委员会(SEC)提交了附表13D的修正案,表明其所有权发生了变化。这份名为第4号修正案的文件报告称,ICE现在实益拥有Bakkt Holdings的7,453,112股股票,占该公司普通股的55.6%。该所有权百分比受投票协议的约束,该协议将ICE的投票权限制为30%,前提是ICE及其关联公司拥有Bakkt Holdings总投票权的50%或以上。该修正案反映了Bakkt Holdings于2024年4月26日执行的1比25的反向股票拆分。此外,该修正案详细介绍了ICEH在2024年4月...展开全部
Bakkt Holdings, Inc. 的重要股东洲际交易所(ICE)于2024年4月25日向美国证券交易委员会(SEC)提交了附表13D的修正案,表明其所有权发生了变化。这份名为第4号修正案的文件报告称,ICE现在实益拥有Bakkt Holdings的7,453,112股股票,占该公司普通股的55.6%。该所有权百分比受投票协议的约束,该协议将ICE的投票权限制为30%,前提是ICE及其关联公司拥有Bakkt Holdings总投票权的50%或以上。该修正案反映了Bakkt Holdings于2024年4月26日执行的1比25的反向股票拆分。此外,该修正案详细介绍了ICEH在2024年4月25日证券购买协议下的后续收盘中收购A类普通股和认股权证。收购的认股权证要到2024年9月4日才能行使。该文件还包括对与反向股票拆分有关的《幸存公司有限责任公司协议》的修正案。该修正案是从2021年10月21日提交的初始附表13D开始的一系列文件的一部分,其中包括随后于2022年5月5日、2023年4月28日和2024年3月4日提交的修正案。
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