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SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-HOWARD AMSTER(16.60%),PLEASANT LAKE APARTMENTS LIMITED PARTNERSHIP(2.86%), etc.

SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-HOWARD AMSTER(16.60%),PLEASANT LAKE APARTMENTS LIMITED PARTNERSHIP(2.86%), etc.

SC 13D/A：超过5%持股股东披露文件(修正)-HOWARD AMSTER(16.60%),PLEASANT LAKE APARTMENTS LIMITED PARTNERSHIP(2.86%)等
美股sec公告 ·  05/15 12:45
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On May 10, 2024, an amendment was filed with the United States Securities and Exchange Commission by Howard Amster regarding his ownership in Wheeler Real Estate Investment Trust Inc.'s Series D Cumulative Preferred Stock. This filing, identified as Amendment No. 4 to Schedule 13D, updates Amster's previously filed Schedule 13D and reports his beneficial ownership of 16.60% of the Series D Cumulative Preferred Stock, which includes direct ownership and shares held by entities over which he has voting and dispositive power. Additionally, the amendment details transactions of stock purchases by Amster and associated trusts over the past sixty days. Notably, on May 3, 2024, an Excepted Holder Agreement was entered into between Wheeler REIT and Amster, allowing him to exceed the standard ownership limit and hold up to 14% of the company's Capital Stock. This agreement is contingent upon Amster's compliance with certain conditions, including not exceeding the set ownership percentage and maintaining the company's REIT status. The agreement will terminate automatically if Amster's ownership falls below 9.8% of the company's stock.
On May 10, 2024, an amendment was filed with the United States Securities and Exchange Commission by Howard Amster regarding his ownership in Wheeler Real Estate Investment Trust Inc.'s Series D Cumulative Preferred Stock. This filing, identified as Amendment No. 4 to Schedule 13D, updates Amster's previously filed Schedule 13D and reports his beneficial ownership of 16.60% of the Series D Cumulative Preferred Stock, which includes direct ownership and shares held by entities over which he has voting and dispositive power. Additionally, the amendment details transactions of stock purchases by Amster and associated trusts over the past sixty days. Notably, on May 3, 2024, an Excepted Holder Agreement was entered into between Wheeler REIT and Amster, allowing him to exceed the standard ownership limit and hold up to 14% of the company's Capital Stock. This agreement is contingent upon Amster's compliance with certain conditions, including not exceeding the set ownership percentage and maintaining the company's REIT status. The agreement will terminate automatically if Amster's ownership falls below 9.8% of the company's stock.
2024年5月10日，霍华德·阿姆斯特就其在惠勒房地产投资信托公司的所有权向美国证券交易委员会提交了修正案。”s D 系列累积优先股。这份文件被确定为附表13D第4号修正案，更新了阿姆斯特先前提交的附表13D，并报告了他对D系列累积优先股16.60％的实益所有权，其中包括直接所有权以及他拥有投票权和处置权的实体持有的股份。此外，该修正案详细说明了过去六十天内Amster和相关信托基金的股票购买交易。值得注意的是，惠勒房地产投资信托基金与安斯特于2024年5月3日签订了例外持有人协议，允许他超过标准所有权限额并持有公司高达14％的股本。该协议取决于安姆斯特是否遵守某些条件，包括不超过设定的所有权百分比和维持公司的房地产投资信托基金地位。如果Amster的所有权降至公司股票的9.8％以下，该协议将自动终止。
2024年5月10日，霍华德·阿姆斯特就其在惠勒房地产投资信托公司的所有权向美国证券交易委员会提交了修正案。”s D 系列累积优先股。这份文件被确定为附表13D第4号修正案，更新了阿姆斯特先前提交的附表13D，并报告了他对D系列累积优先股16.60％的实益所有权，其中包括直接所有权以及他拥有投票权和处置权的实体持有的股份。此外，该修正案详细说明了过去六十天内Amster和相关信托基金的股票购买交易。值得注意的是，惠勒房地产投资信托基金与安斯特于2024年5月3日签订了例外持有人协议，允许他超过标准所有权限额并持有公司高达14％的股本。该协议取决于安姆斯特是否遵守某些条件，包括不超过设定的所有权百分比和维持公司的房地产投资信托基金地位。如果Amster的所有权降至公司股票的9.8％以下，该协议将自动终止。
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