share_log

8-K: Entry into a Material Definitive Agreement

8-K: Entry into a Material Definitive Agreement

8-K：签订分销协议
美股sec公告 ·  06/04 08:12
Moomoo AI 已提取核心信息
Phunware, Inc., a company incorporated in Delaware and listed on the NASDAQ Capital Market under the symbol PHUN, has entered into an Equity Distribution Agreement with Canaccord Genuity LLC and other agents on June 4, 2024. The agreement allows Phunware to offer and sell shares of its common stock, potentially raising up to $120 million. This at-the-market offering will be conducted under a previously filed shelf registration statement and prospectus. The company has the discretion to sell shares at varying times and amounts, with no obligation to sell any specific number of shares. Phunware may terminate the offering with five days' notice, and will pay the agents a commission of up to 3% of the gross proceeds from each sale. Additionally, Phunware has amended its Securities Purchase Agreement to exclude the new offering from certain participation rights. Concurrently, Phunware has terminated a previous Sales Agreement with H.C. Wainwright & Co., effective June 3, 2024, without incurring material penalties.
Phunware, Inc., a company incorporated in Delaware and listed on the NASDAQ Capital Market under the symbol PHUN, has entered into an Equity Distribution Agreement with Canaccord Genuity LLC and other agents on June 4, 2024. The agreement allows Phunware to offer and sell shares of its common stock, potentially raising up to $120 million. This at-the-market offering will be conducted under a previously filed shelf registration statement and prospectus. The company has the discretion to sell shares at varying times and amounts, with no obligation to sell any specific number of shares. Phunware may terminate the offering with five days' notice, and will pay the agents a commission of up to 3% of the gross proceeds from each sale. Additionally, Phunware has amended its Securities Purchase Agreement to exclude the new offering from certain participation rights. Concurrently, Phunware has terminated a previous Sales Agreement with H.C. Wainwright & Co., effective June 3, 2024, without incurring material penalties.
Phunware公司是一家在特拉华州注册，以PHUN为标的在纳斯达克资本市场上市的公司，并于2024年6月4日与Canaccord Genuity LLC和其他代理商签订了股权分销协议。该协议允许Phunware销售其普通股，潜在募资高达1.2亿美元。这种市场销售将在先前已申报的存货注册声明书和招股说明书下进行。该公司有权在不同的时间和数量出售股份，没有义务出售任何特定数量的股份。Phunware可以在五天内通知将该销售终止，同时将向代理商支付售出毛收益的高达3%的佣金。此外，Phunware还修改了其证券购买协议，将新的发行纳入某些参与权的排除项。与此同时，Phunware于2024年6月3日终止了与H.C. Wainwright＆Co.的先前的销售协议，而不会承担重大罚款。
Phunware公司是一家在特拉华州注册，以PHUN为标的在纳斯达克资本市场上市的公司，并于2024年6月4日与Canaccord Genuity LLC和其他代理商签订了股权分销协议。该协议允许Phunware销售其普通股，潜在募资高达1.2亿美元。这种市场销售将在先前已申报的存货注册声明书和招股说明书下进行。该公司有权在不同的时间和数量出售股份，没有义务出售任何特定数量的股份。Phunware可以在五天内通知将该销售终止，同时将向代理商支付售出毛收益的高达3%的佣金。此外，Phunware还修改了其证券购买协议，将新的发行纳入某些参与权的排除项。与此同时，Phunware于2024年6月3日终止了与H.C. Wainwright＆Co.的先前的销售协议，而不会承担重大罚款。
有用
没用

该公告为独立文件：

独立文件1  查看翻译

独立文件2  查看翻译

独立文件3  查看翻译

独立文件4  查看翻译

声明：本内容仅用作提供资讯及教育之目的，不构成对任何特定投资或投资策略的推荐或认可。 更多信息