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美股sec公告 ·  04/30 22:15
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On April 30, 2024, SMX (Security Matters) received a comment from the United States Securities and Exchange Commission (SEC) regarding its Post-Effective Amendment No. 1 to the Registration Statement on Form F-1, which was initially filed on April 22, 2024. The SEC's comment addressed the disclosure concerning the selling stockholders, specifically noting that EF Hutton LLC, listed as one of the selling shareholders, is a broker-dealer. The SEC requested that SMX revise its disclosure or provide a rationale if it believes the comment does not apply. The SEC also reminded SMX that a registration statement must identify any broker-dealer as an underwriter if the shares were not issued as underwriting compensation and that disclosures regarding affiliates of broker-dealers must be clear about the nature of the securities purchase and any distribution agreements. The SEC emphasized the responsibility of SMX and its management for the accuracy and adequacy of their disclosures.
On April 30, 2024, SMX (Security Matters) received a comment from the United States Securities and Exchange Commission (SEC) regarding its Post-Effective Amendment No. 1 to the Registration Statement on Form F-1, which was initially filed on April 22, 2024. The SEC's comment addressed the disclosure concerning the selling stockholders, specifically noting that EF Hutton LLC, listed as one of the selling shareholders, is a broker-dealer. The SEC requested that SMX revise its disclosure or provide a rationale if it believes the comment does not apply. The SEC also reminded SMX that a registration statement must identify any broker-dealer as an underwriter if the shares were not issued as underwriting compensation and that disclosures regarding affiliates of broker-dealers must be clear about the nature of the securities purchase and any distribution agreements. The SEC emphasized the responsibility of SMX and its management for the accuracy and adequacy of their disclosures.
2024年4月30日，SMX（Security Matters）收到美国证券交易委员会（SEC）关于其在2024年4月22日最初提交的F-1表格的Post-Effective Amendment No. 1的评论。SEC的评论涉及出售股票的披露，特别是指出列为出售股东之一的EF Hutton LLC是经销商。SEC要求SMX修改其披露或提供理由，如果它认为该评论不适用的话。SEC还提醒SMX，如果股票不是作为承销费用发行的，则注册声明必须将任何经销商标识为承销商，并且关于经销商附属公司的披露必须清楚说明证券购买的性质和任何分销协议。SEC强调SMX及其管理层对其披露的准确性和充分性的责任。
2024年4月30日，SMX（Security Matters）收到美国证券交易委员会（SEC）关于其在2024年4月22日最初提交的F-1表格的Post-Effective Amendment No. 1的评论。SEC的评论涉及出售股票的披露，特别是指出列为出售股东之一的EF Hutton LLC是经销商。SEC要求SMX修改其披露或提供理由，如果它认为该评论不适用的话。SEC还提醒SMX，如果股票不是作为承销费用发行的，则注册声明必须将任何经销商标识为承销商，并且关于经销商附属公司的披露必须清楚说明证券购买的性质和任何分销协议。SEC强调SMX及其管理层对其披露的准确性和充分性的责任。
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