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SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%), etc.

SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%), etc.

SC 13D/A：超过5%持股股东披露文件(修正)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%)等
美股sec公告 ·  07/08 16:34
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On July 8, 2024, an Amendment No. 2 to Schedule 13D was filed with the SEC by Ault Alliance, Inc., and other reporting persons, reflecting a change in beneficial ownership of RiskOn International, Inc. shares following the company's delisting from the Nasdaq Capital Market on June 13, 2024. The delisting allowed for the conversion of preferred stock into a greater number of common shares, as the exchange's blocker provisions were no longer applicable. The filing detailed the ownership stakes of various entities and individuals, including Ault Alliance, Inc., Ault Lending, LLC, Ault & Company, Inc., and several executives, with Ault Alliance, Inc. potentially owning 96.50% of RiskOn International, Inc. due to convertible preferred stocks. The filing also outlined the source of funds for the securities, the percentage of class represented by the ownership, and the voting and dispositive power held. Additionally, the filing included information on contracts, arrangements, and relationships with respect to the securities of the issuer.
On July 8, 2024, an Amendment No. 2 to Schedule 13D was filed with the SEC by Ault Alliance, Inc., and other reporting persons, reflecting a change in beneficial ownership of RiskOn International, Inc. shares following the company's delisting from the Nasdaq Capital Market on June 13, 2024. The delisting allowed for the conversion of preferred stock into a greater number of common shares, as the exchange's blocker provisions were no longer applicable. The filing detailed the ownership stakes of various entities and individuals, including Ault Alliance, Inc., Ault Lending, LLC, Ault & Company, Inc., and several executives, with Ault Alliance, Inc. potentially owning 96.50% of RiskOn International, Inc. due to convertible preferred stocks. The filing also outlined the source of funds for the securities, the percentage of class represented by the ownership, and the voting and dispositive power held. Additionally, the filing included information on contracts, arrangements, and relationships with respect to the securities of the issuer.
2024年7月8日，Ault Alliance, Inc.和其他报告人向美国证监会提交了《附表13D修正案2》，反映了RiskOn International, Inc.股票的受益所有权变化，该公司于2024年6月13日退出纳斯达克资本市场。退出纳斯达克资本市场后，允许将优先股转换为较大数量的普通股，因为交易所的阻碍条款不再适用。申报文件详细说明了各个实体和个人的所有权利益，包括Ault Alliance, Inc.、Ault Lending, LLC、Ault & Company, Inc.和几位高管，Ault Alliance, Inc.可能由于可转换优先股而拥有RiskOn International, Inc.的96.50％所有权。该文件还概述了证券的资金来源、所占类别的比例以及持有的表决权和决策权。此外，该申报文件还包括与发行人证券有关的合同、安排和关系的信息。
2024年7月8日，Ault Alliance, Inc.和其他报告人向美国证监会提交了《附表13D修正案2》，反映了RiskOn International, Inc.股票的受益所有权变化，该公司于2024年6月13日退出纳斯达克资本市场。退出纳斯达克资本市场后，允许将优先股转换为较大数量的普通股，因为交易所的阻碍条款不再适用。申报文件详细说明了各个实体和个人的所有权利益，包括Ault Alliance, Inc.、Ault Lending, LLC、Ault & Company, Inc.和几位高管，Ault Alliance, Inc.可能由于可转换优先股而拥有RiskOn International, Inc.的96.50％所有权。该文件还概述了证券的资金来源、所占类别的比例以及持有的表决权和决策权。此外，该申报文件还包括与发行人证券有关的合同、安排和关系的信息。
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