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Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)

Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)

Bakkt Holdings | SC 13D/A：超过5%持股股东披露文件(修正)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)
美股SEC公告 ·  07/09 06:10
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Intercontinental Exchange, Inc. (ICE), a Delaware corporation, and its subsidiary Intercontinental Exchange Holdings, Inc. (ICEH), have jointly filed Amendment No. 5 to the Schedule 13D, reporting a significant ownership stake in Bakkt Holdings, Inc. As of July 6, 2024, ICE and ICEH collectively own 7,914,472 shares, representing 57.0% of the class, which includes both Class A and Class V common stock. This ownership percentage is based on the total number of shares outstanding as of May 8, 2024, as reported in Bakkt Holdings' Quarterly Report. The filing indicates that ICEH's voting power is limited to 30% due to a Voting Agreement, provided they and their affiliates own 50% or more of the total voting power of Bakkt Holdings. Additionally, the amendment reports that the Acquired Warrants became exercisable within 60 days as of the filing date, and therefore, ICE and ICEH are deemed to have beneficial ownership of the Class A Common Stock underlying the Acquired Warrants. No transactions in Class A or Class V Common Stock were reported by ICE or ICEH in the past 60 days.
Intercontinental Exchange, Inc. (ICE), a Delaware corporation, and its subsidiary Intercontinental Exchange Holdings, Inc. (ICEH), have jointly filed Amendment No. 5 to the Schedule 13D, reporting a significant ownership stake in Bakkt Holdings, Inc. As of July 6, 2024, ICE and ICEH collectively own 7,914,472 shares, representing 57.0% of the class, which includes both Class A and Class V common stock. This ownership percentage is based on the total number of shares outstanding as of May 8, 2024, as reported in Bakkt Holdings' Quarterly Report. The filing indicates that ICEH's voting power is limited to 30% due to a Voting Agreement, provided they and their affiliates own 50% or more of the total voting power of Bakkt Holdings. Additionally, the amendment reports that the Acquired Warrants became exercisable within 60 days as of the filing date, and therefore, ICE and ICEH are deemed to have beneficial ownership of the Class A Common Stock underlying the Acquired Warrants. No transactions in Class A or Class V Common Stock were reported by ICE or ICEH in the past 60 days.
洲际交易所及其子公司Intercontinental Exchange Holdings，Inc.（ICEH）联合提交第5号修正案至13D表格，报告了对Bakkt Holdings，Inc.的重要持股情况。截至2024年7月6日，ICE和ICEH共持有7,914,472股，代表A类和V类普通股的57.0％。此持股百分比基于截至2024年5月8日Bakkt Holdings季度报告中所报告的总股份。提交指出，由于有一项投票协议，ICEH的投票权被限制在30％内，只要他们及其关联公司持有Bakkt Holdings总投票权的50％或更多。另外，修正案报告，已于提交日期后60天内获得的认股证已行使，因此ICE和ICEH被视为对认股凭证所代表的A类普通股拥有有效权益。ICE或ICEH在过去60天内未报告A类或V类普通股的交易。
洲际交易所及其子公司Intercontinental Exchange Holdings，Inc.（ICEH）联合提交第5号修正案至13D表格，报告了对Bakkt Holdings，Inc.的重要持股情况。截至2024年7月6日，ICE和ICEH共持有7,914,472股，代表A类和V类普通股的57.0％。此持股百分比基于截至2024年5月8日Bakkt Holdings季度报告中所报告的总股份。提交指出，由于有一项投票协议，ICEH的投票权被限制在30％内，只要他们及其关联公司持有Bakkt Holdings总投票权的50％或更多。另外，修正案报告，已于提交日期后60天内获得的认股证已行使，因此ICE和ICEH被视为对认股凭证所代表的A类普通股拥有有效权益。ICE或ICEH在过去60天内未报告A类或V类普通股的交易。
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