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Prestige Wealth | 6-K: Report of foreign private issuer (related to financial reporting)

Prestige Wealth | 6-K: Report of foreign private issuer (related to financial reporting)

盛德财富 | 6-K:外国发行人报告(业绩相关)
美股SEC公告 ·  2024/09/14 05:02

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Prestige Wealth Inc. entered into a Securities Purchase Agreement on September 9, 2024, for a private placement offering, raising gross proceeds of $3 million. The company issued 5,454,545 Class A ordinary shares at $0.55 per share, along with Series A and B ordinary warrants to purchase up to 4,090,909 shares each.The warrants, exercisable three months after issuance and expiring in five years, have exercise prices of $0.6050 and $0.7150 for Series A and B, respectively. They include a 4.99% beneficial ownership limitation, which can be increased to 9.99%. The company will file a Registration Statement for the resale of the securities.The offering, conducted under Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D, was made to accredited investors as a private placement without general solicitation. The closing is subject to satisfaction of customary conditions.
Prestige Wealth Inc. entered into a Securities Purchase Agreement on September 9, 2024, for a private placement offering, raising gross proceeds of $3 million. The company issued 5,454,545 Class A ordinary shares at $0.55 per share, along with Series A and B ordinary warrants to purchase up to 4,090,909 shares each.The warrants, exercisable three months after issuance and expiring in five years, have exercise prices of $0.6050 and $0.7150 for Series A and B, respectively. They include a 4.99% beneficial ownership limitation, which can be increased to 9.99%. The company will file a Registration Statement for the resale of the securities.The offering, conducted under Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D, was made to accredited investors as a private placement without general solicitation. The closing is subject to satisfaction of customary conditions.
盛德财富公司于2024年9月9日签署了一份证券购买协议,进行定向增发,筹集了300万美元的总收入。该公司以每股0.55美元发行了5,454,545股A类普通股,并附带系列A和B普通Warrants,分别可购买高达4,090,909股。这些Warrants在发行后三个月可行使,有效期为五年,系列A和B的行使价格分别为0.6050美元和0.7150美元。它们包括4.99%的有益拥有权限制,可增加至9.99%。公司将提交证券重新出售的注册声明。该发行根据证券法第4(a)(2)节和D规例第506条进行,针对经过认证的投资者进行定向增发,不进行一般招募。成交受满足惯例条件的限制。
盛德财富公司于2024年9月9日签署了一份证券购买协议,进行定向增发,筹集了300万美元的总收入。该公司以每股0.55美元发行了5,454,545股A类普通股,并附带系列A和B普通Warrants,分别可购买高达4,090,909股。这些Warrants在发行后三个月可行使,有效期为五年,系列A和B的行使价格分别为0.6050美元和0.7150美元。它们包括4.99%的有益拥有权限制,可增加至9.99%。公司将提交证券重新出售的注册声明。该发行根据证券法第4(a)(2)节和D规例第506条进行,针对经过认证的投资者进行定向增发,不进行一般招募。成交受满足惯例条件的限制。
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