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ShiftPixy | 8-K: Current report

ShiftPixy | 8-K: Current report

ShiftPixy | 8-K：重大事件
美股SEC公告 ·  09/27 12:52

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On September 26, 2024, ShiftPixy, Inc., a company listed on The Nasdaq Stock Market, received a Letter of Reprimand from Nasdaq's Listing Qualifications Department for violating Listing Rule 5635(d). The violation stemmed from a July 2023 Offering where ShiftPixy entered into agreements to sell shares and warrants without obtaining the required shareholder approval for transactions involving more than 20% of pre-transaction shares outstanding at below minimum price. The offering was not considered a public offering due to its nature and the concentration of purchases by one investor. Following a deficiency letter in March 2024, ShiftPixy responded to Nasdaq and subsequently held a special meeting on August 14, 2024, where shareholders ratified the July 2023 Offering. Nasdaq opted for a reprimand rather than delisting, acknowledging the violation was inadvertent and that ShiftPixy took remedial action. The company announced it will not appeal the decision.
On September 26, 2024, ShiftPixy, Inc., a company listed on The Nasdaq Stock Market, received a Letter of Reprimand from Nasdaq's Listing Qualifications Department for violating Listing Rule 5635(d). The violation stemmed from a July 2023 Offering where ShiftPixy entered into agreements to sell shares and warrants without obtaining the required shareholder approval for transactions involving more than 20% of pre-transaction shares outstanding at below minimum price. The offering was not considered a public offering due to its nature and the concentration of purchases by one investor. Following a deficiency letter in March 2024, ShiftPixy responded to Nasdaq and subsequently held a special meeting on August 14, 2024, where shareholders ratified the July 2023 Offering. Nasdaq opted for a reprimand rather than delisting, acknowledging the violation was inadvertent and that ShiftPixy took remedial action. The company announced it will not appeal the decision.
2024年9月26日，shiftpixy公司，一家在纳斯达克证券交易所上市的公司，收到了纳斯达克上市资格部门的警告函，原因是违反了5635(d)规则。违规行为源于2023年7月的一次发行，shiftpixy签署了协议，卖出了股份和warrants，而未经获取所需的股东批准，涉及交易的股份数量超过了20%的交易前股份，且交易价格低于最低价。由于交易的性质以及一位投资者大量购买，这次发行并不被视为公开发行。在2024年3月收到违规函件后，shiftpixy回应了纳斯达克，随后于2024年8月14日召开了一次特别会议，股东批准了2023年7月的发行。纳斯达克选择发出警告而不是将其摘牌，承认违规是无意的，并且shiftpixy采取了补救措施。该公司宣布不会对这一决定提出上诉。
2024年9月26日，shiftpixy公司，一家在纳斯达克证券交易所上市的公司，收到了纳斯达克上市资格部门的警告函，原因是违反了5635(d)规则。违规行为源于2023年7月的一次发行，shiftpixy签署了协议，卖出了股份和warrants，而未经获取所需的股东批准，涉及交易的股份数量超过了20%的交易前股份，且交易价格低于最低价。由于交易的性质以及一位投资者大量购买，这次发行并不被视为公开发行。在2024年3月收到违规函件后，shiftpixy回应了纳斯达克，随后于2024年8月14日召开了一次特别会议，股东批准了2023年7月的发行。纳斯达克选择发出警告而不是将其摘牌，承认违规是无意的，并且shiftpixy采取了补救措施。该公司宣布不会对这一决定提出上诉。
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