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Lufax: Lufax Holding Ltd - Broker-To-Broker Settlement/Exercise Considerations Option Symbols: LU/LU1/LU2

Lufax: Lufax Holding Ltd - Broker-To-Broker Settlement/Exercise Considerations Option Symbols: LU/LU1/LU2

陆金所控股：陆金所控股有限公司 - 经纪商对经纪商结算/行权考量 期权符号: LU/LU1/LU2
OCC期权清算公司 ·  2024/10/22 05:41

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Effective October 21, 2024, Lufax Holding Ltd's options, symbolized as LU, LU1, and LU2, will undergo a significant change in settlement procedures as the National Securities Clearing Corporation (NSCC) will no longer accept exercise and assignment activity for settlement. Consequently, all related options activity will transition to broker-to-broker settlement. The Options Clearing Corporation (OCC) has decided not to impose exercise restrictions on these options, and will continue to process exercise instructions in line with its rules. Deliverables for these options contracts will remain unchanged, with LU options at 100 shares, LU1 at 25 shares plus $59.25 cash, and LU2 at 100 shares plus $237.00 cash. In cases where delivery of shares is not possible, the OCC may delay settlement obligations or consider alternative methods such as cash settlement...Show More
Effective October 21, 2024, Lufax Holding Ltd's options, symbolized as LU, LU1, and LU2, will undergo a significant change in settlement procedures as the National Securities Clearing Corporation (NSCC) will no longer accept exercise and assignment activity for settlement. Consequently, all related options activity will transition to broker-to-broker settlement. The Options Clearing Corporation (OCC) has decided not to impose exercise restrictions on these options, and will continue to process exercise instructions in line with its rules. Deliverables for these options contracts will remain unchanged, with LU options at 100 shares, LU1 at 25 shares plus $59.25 cash, and LU2 at 100 shares plus $237.00 cash. In cases where delivery of shares is not possible, the OCC may delay settlement obligations or consider alternative methods such as cash settlement or a buy-in of shares. Clearing Members are required to notify the OCC if they are unable to effect settlement and must refer to the Broker-to-Broker Delivery Advice report for daily updates on exercise and assignment activity. The OCC will continue to margin these activities until settlement is achieved.
自2024年10月21日起，陆金所控股有限公司的期权，标记为LU、LU1和LU2，将在结算程序上发生重大变化，全国证券结算公司（NSCC）将不再接受行权和指定活动以供结算。因此，所有相关的期权活动将过渡到经纪人之间的结算。期权结算公司（OCC）决定不对这些期权施加行权限制，并将根据其规则继续处理行权指示。这些期权合同的交付物保持不变，LU期权为100股，LU1为25股加上59.25美元现金，LU2为100股加上237.00美元现金。在无法交付股份的情况下，OCC可能会推迟结算义务或考虑其他方法，如现金结算或买入股份。结算会员有责任通知OCC如果他们无法进行结算，必须参考经纪人之间的交割建议报告，以获取每日关于行权和指定活动的更新。OCC将继续对这些活动进行保证金，直到达成结算。
自2024年10月21日起，陆金所控股有限公司的期权，标记为LU、LU1和LU2，将在结算程序上发生重大变化，全国证券结算公司（NSCC）将不再接受行权和指定活动以供结算。因此，所有相关的期权活动将过渡到经纪人之间的结算。期权结算公司（OCC）决定不对这些期权施加行权限制，并将根据其规则继续处理行权指示。这些期权合同的交付物保持不变，LU期权为100股，LU1为25股加上59.25美元现金，LU2为100股加上237.00美元现金。在无法交付股份的情况下，OCC可能会推迟结算义务或考虑其他方法，如现金结算或买入股份。结算会员有责任通知OCC如果他们无法进行结算，必须参考经纪人之间的交割建议报告，以获取每日关于行权和指定活动的更新。OCC将继续对这些活动进行保证金，直到达成结算。
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