Form 8.5 (EPT/RI)-Renalytix Plc
Form 8.5 (EPT/RI)-Renalytix Plc
FORM 8.5 (EPT/RI)
表格 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
具备认可中介地位的豁免原则交易员以客户服务为基础进行的公开交易披露
收购守则第8.5条（“守则”）
1. KEY INFORMATION
1. 关键信息
| (a) Name of exempt principal trader: | Investec Bank plc |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Renalytix Plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Investec is Joint Broker to Renalytix Plc |
| (d) Date dealing undertaken: | 15th July 2024 |
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
N/A |
| (a)豁免主要交易者名称： | Investec银行有限公司 |
| (b)与该表格有关的发行人/受让人的名称： 对于每个要约人/被要约人使用单独的表格 |
renalytix股份有限公司 |
| (c)豁免主要交易者所连接的要约方的名称： | Investec是renalytix股份有限公司的联合经纪人 |
| (d)交易进行日期： | 2024年7月15日 |
| （e）除1（b）中的公司外，免予披露的主要交易者是否针对本要约的其他任何方披露？ 如果是现金要约或可能的现金要约，则说明为 "无" |
无数据 |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
2.豁免主要交易者的交易
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
如果在1（b）中命名的要约方或被要约方的若干类相关证券中进行交易，则将表格2（a）、（b）、（c）或（d）（视情况而定）复制并适用于每个附加类相关证券的交易。
The currency of all prices and other monetary amounts should be stated.
所有价格和其他货币金额的货币应该说明。
(a) Purchases and sales
（a）购买和销售
| Class of relevant security |
Purchases/ sales |
Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
|
Ordinary Shares |
Purchase |
67,677 |
12.42 |
12.12 |
|
Ordinary Shares |
Sales |
75,000 |
12.75 |
12.75 |
| 相关证券类别：安防-半导体 | 购买/销售 |
证券总数 | 每单位支付/收到最高价 | 每单位支付/收到的最低价 |
|
普通股 |
购买 |
67,677 |
12.42 |
12.12 |
|
普通股 |
销售 |
75,000 |
12.75 |
12.75 |
(b) Cash-settled derivative transactions
(b)现金结算的衍生品交易
| Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
| N/A | N/A | N/A | N/A | N/A |
| 相关证券类别：安防-半导体 | 产品描述 例如CFD |
交易性质 例如开多/开空，增加/减少多头/空头仓位 |
参考证券数量 | 每单位价格 |
| 无数据 | 无数据 | 无数据 | 无数据 | 无数据 |
(c) Stock-settled derivative transactions (including options)
(c)股票结算的衍生品交易（包括期权）
(i) Writing, selling, purchasing or varying
(i)书写、出售、购买或变更
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 相关证券类别：安防-半导体 | 产品描述，如看涨期权 | 书写，购买，出售，买卖以太经典期权等 | 期权关联的证券数量 | 行权价格每单位 | 类型 例如，美国式，欧式等类型的期权 |
到期日 | 每单位期权价格的支付/收取 |
| 无数据 | 无数据 | 无数据 | 无数据 | 无数据 | 无数据 | 无数据 | 无数据 |
(ii) Exercise
(ii)行权
| Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
| N/A | N/A | N/A | N/A | N/A |
| 相关证券类别：安防-半导体 | 产品描述 例如，看涨期权 |
执行/已执行反对 | 证券数量 | 行权价格每单位 |
| 无数据 | 无数据 | 无数据 | 无数据 | 无数据 |
(d) Other dealings (including subscribing for new securities)
(d)其他交易（包括认购新证券）
| Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
| 相关证券类别：安防-半导体 | 交易性质 例如认购、转换 |
详情 | 每单位价格（如适用） |
| 无数据 | 无数据 | 无数据 | 无数据 |
3. OTHER INFORMATION
3.其他信息
(a) Indemnity and other dealing arrangements
(a)赔偿和其他交易安排
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
None |
| 豁免主要交易员披露的任何担保或期权安排、协议或谅解，无论是正式还是非正式，均与提出要约的任何当事方或与提出要约的任何当事方协调行动的任何人有关的，以及此类担保或协议的详细信息。 不应包括不可撤销的承诺和意向书。如果没有这样的协议、安排或谅解，请注明"无" |
|
无 |
(b) Agreements, arrangements or understandings relating to options or derivatives
(b)期权或衍生工具的协议、安排或谅解
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| None s |
| 豁免主要交易员披露的与该豁免主要交易员及任何其他人之间的任何协议、安排或谅解，无论是正式还是非正式，有关的任何内容。 （i）任何期权下的任何相关证券的表决权; 或 （ii）任何与其衍生品相应的任何相关证券的表决权或未来收购或出售; 如果没有这样的协议、安排或了解，请注明“无” |
| 无 s |
| Date of disclosure: | 16th July 2024 |
| Contact name: | Priyali Bhattacharjee |
| Telephone number: | +91 9768034903 |
| 披露日期： | 2024年7月16日 |
| 联系人姓名： | Priyali Bhattacharjee |
| 电话号码： +442071447255 | +91 9768034903 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
根据规定第8条的公开披露必须向监管信息服务机构进行。
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
若要咨询有关代码交易披露要求的事项，请联系委员会的市场监控部，电话：+44（0）20 7638 0129.
The Code can be viewed on the Panel's website at .
可以在委员会网站上查看有关规则。.