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Nukkleus Announces Reverse Stock Split Shares Will Begin Trading on a Split-Adjusted Basis on October 24, 2024

Nukkleus Announces Reverse Stock Split Shares Will Begin Trading on a Split-Adjusted Basis on October 24, 2024

Nukkleus宣布进行股票拆分,拆分后的股份将于2024年10月24日开始交易。
GlobeNewswire ·  10/22 08:00

Jersey City, New Jersey, Oct. 22, 2024 (GLOBE NEWSWIRE) -- Nukkleus, Inc. (NASDAQ: NUKK), a FinTech and financial services company, today announced that it will effect a 1-for-8 reverse split of the issued shares of its common stock, effective at 12:01 a.m. Eastern Time on October 24, 2024. The Company's common stock will begin trading on a reverse stock split-adjusted basis at the opening of the market on Thursday, October 24, 2024. Following the reverse stock split, the Company's common stock will continue to trade on The Nasdaq Global Market under the symbol "NUKK" with the new CUSIP number 67054R203.

纽约新泽西,2024年10月22日(环球社交通讯)-- Nukkleus, Inc.(纳斯达克股票代码: NUKK), 一家金融科技和金融服务公司,今天宣布将对其普通股进行1比8的反向拆股,生效时间为2024年10月24日东部时间凌晨12:01。公司的普通股将从2024年10月24日星期四开盘时开始以反向拆股调整后的基础进行交易。在反向股票拆分之后,公司的普通股将继续在纳斯达克全球货币市场交易,股票代码仍为“NUKK”,新的CUSIP编号为67054R203。

Nukkleus is implementing the reverse stock split with the objective of regaining compliance with the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market. The Company has until November 4, 2024 to demonstrate compliance with this requirement. To demonstrate compliance, the closing bid price of Nukkleus' common stock must be at least $1.00 per share for a minimum of ten consecutive business days. The Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to effect the reverse stock split.

Nukkleus正在实施反向股票拆分,旨在恢复符合纳斯达克资本市场继续上市的1美元最低买盘价格要求。公司有直到2024年11月4日来证明符合该要求。为证明符合,Nukkleus普通股的收盘买盘价格必须连续至少十个营业日达到每股1美元。公司向特拉华州州务卿提交了修订及修正章程的修正证书,以实施反向股票拆分。

As a result of the reverse stock split, every eight (8) shares of the Company's common stock issued and outstanding or held by the Company in treasury stock will automatically be combined and reclassified into one share of common stock. No fractional shares will be issued as a result of the reverse stock split. Stockholders who would otherwise be entitled to receive a fractional share will receive an additional fraction of a share of common stock to round up to the next whole share. The reverse stock split will affect all stockholders uniformly and will not alter any stockholder's percentage ownership interest or any stockholder's proportionate voting power, except for immaterial adjustments that may result from the treatment of fractional shares. There will be no change in the number of authorized shares of common stock or the par value per share of the common stock as a result of the reverse stock split. Separately, at the annual meeting held on October 11, 2024, the Company's shareholders voted to increase the authorized shares of common stock from 40 million to 150 million.

由于反向股票拆分的结果,公司已发行和持有或由公司持有的普通股每8股将自动合并和重新分类为一股普通股。不会因反向股票拆分而发行碎股。否则有权获得碎股的股东将获得额外的一部分普通股以达到下一个整数普通股。反向股票拆分将统一影响所有股东,并不会改变任何股东的持股比例或任何股东的比例选举权,除了可能由于碎股处理而导致的微小调整。作为反向股票拆分的结果,公司已授权的普通股数量或每股普通股的票面价值将不会发生变化。另外,在2024年10月11日举行的年度股东大会上,股东投票同意将公司的普通股授权数量从4000万增加到15000万。

The reverse stock split will reduce the number of issued and outstanding shares of the Company's common stock from approximately 16.9 million shares to approximately 2.1 million shares.

股票拆股将使该公司的普通股已发行和流通股份数量从大约1690万股减少到大约210万股。

The number of shares available for issuance under the Company's equity incentive plans and the number of shares issuable pursuant to each outstanding equity award immediately prior to the reverse stock split will be reduced proportionately at the same ratio as the reverse stock split, and the exercise price for each outstanding stock option will be increased in inverse proportion to the reverse stock split ratio.

公司股权激励计划下发行的股份数量以及每项在股权授予之前可发行的股份数量,在股票拆分之前将按照相同比例减少,每项待行使的股票期权行使价格将根据股票拆分比例的倒数成比例增加。

The combination of, and reduction in, the issued shares of common stock as a result of the reverse stock split will occur automatically at the effective time of the reverse stock split without any additional action on the part of the Company's stockholders. The Company's transfer agent, Continental Stock Transfer & Trust Company ("Continental"), is acting as the exchange agent for the reverse stock split and will provide instructions to stockholders of record holding shares in certificated form regarding the process for exchanging their stock certificates. In addition, Continental will send stockholders of record holding their shares electronically in book-entry form a transaction statement indicating the number of shares of common stock such stockholders hold after the reverse stock split. Stockholders who hold their shares through a broker, bank, or other nominee will have their positions adjusted to reflect the reverse stock split, subject to their broker, bank, or other nominee's particular processes, and will not be required to take any action in connection with the reverse stock split.

由于股票拆股导致的普通股已发行股份的结合和减少将在股票拆分的生效时间自动发生,公司股东无需采取任何额外行动。大陆股票转让与信托公司(“大陆”)作为股票拆分的交换代理,并将向持有股份的有权股东提供关于如何交换其股票证书的指示。此外,大陆将向以电子记账形式持有股份的有权股东发送交易结算单,指示此类股东在股票拆分后持有的普通股数量。通过经纪人、银行或其他受让人持有股份的股东将根据其经纪人、银行或其他受让人的特定程序进行持仓调整,无需采取与股票拆分相关的任何行动。

Additional information regarding the reverse stock split can be found in the Company's definitive proxy statement for the special meeting of stockholders of the Company held on October 11, 2024, which was filed with the U.S. Securities and Exchange Commission on September 30, 2024, a copy of which is available at www.sec.gov and on the Company's website.

有关股票拆分的其他信息可以在公司于2024年10月11日召开的股东特别会议的决定性委托声明中找到,该声明已于2024年9月30日向美国证券交易委员会提交,可在 www.sec.gov 并且在公司的网站上。

About Nukkleus, Inc.

关于Nukkleus,Inc。

Nukkleus, Inc. (NASDAQ: NUKK) is a FinTech company. For more information, please visit .

Nukkleus,Inc。 (纳斯达克:NUKK) 是一家金融科技公司。欲了解更多信息,请访问 .

Forward-Looking Statements

前瞻性声明

This press release contains forward-looking statements. All statements other than statements of historical facts are "forward-looking statements" within the meaning of federal securities laws. In some cases, you can identify forward-looking statements by terminology such as "will," "would," "expect," "intend," "plan," "objective," or comparable terminology referencing future events, conditions or circumstances, or the negative of such terms. Forward-looking statements in this press release include, without limitation, statements about the results, timing and completion of the reverse stock split and the potential effect of the reverse stock split on the Company's ability to regain compliance with the minimum bid price requirement for continued listing on The Nasdaq Global Market. Although Nukkleus believes that it has a reasonable basis for the forward-looking statements contained in this press release, they are based on management's current beliefs and expectations about future events and circumstances and are subject to risks and uncertainties, all of which are difficult to predict and many of which are beyond the Company's control. These risk factors include, without limitation, the risk that the Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation may not be timely submitted to or processed for filing by the Secretary of State of the State of Delaware, the risk that The Nasdaq Stock Market LLC may not process the reverse stock split on the expected timeline, the potential for Nasdaq to halt trading in the Company's common stock, and the risk that after the reverse stock split the closing bid price of the Company's common stock is not at least $1.00 per share for a minimum of ten consecutive business days. These and other risk factors described under "Risk Factors" in Nukkleus' most recently filed annual report on Form 10-K, as updated from time to time in Fluent's quarterly reports on Form 10-Q and other filings with the Securities and Exchange Commission, may cause actual results, performance or achievements to differ materially from those expressed or implied by forward-looking statements in this press release. You are cautioned not to place undue reliance on forward-looking statements, which speak only as of the date on which they were made. Nukkleus undertakes no obligation to update any forward-looking statement contained in this press release to reflect events that occur or circumstances that exist after the date of this press release, except as required by law.

本新闻稿包含前瞻性声明。除了历史事实陈述之外,所有其他陈述均为联邦证券法项下的“前瞻性声明”。在某些情况下,您可以通过术语识别前瞻性声明,例如“将会”、“会”,“预计”,“打算”,“规划”,“目标”,或涉及未来事件、条件或情形的类似术语,或这些术语的否定形式。本新闻稿中的前瞻性声明包括但不限于关于反向股票拆分结果、时间和完成时间以及反向股票拆分对公司重新符合纳斯达克全球市场最低买盘要求的潜在影响的声明。尽管Nukkleus相信本新闻稿中包含的前瞻性声明具有合理依据,但这些声明基于管理层对未来事件和情况的当前信念和期望,并受到难以预测的风险和不确定性的影响,其中许多超出公司的控制范围。这些风险因素包括但不限于,拟议要向特拉华州州务大臣提交公司修订后的公司章程的修正书可能无法及时提交或处理进行注册,纳斯达克证券交易所可能不会按预期时间表处理反向股票拆分,纳斯达克可能暂停在公司普通股的交易,以及反向股票拆分后公司普通股的收盘买盘价连续最少十个营业日不达到每股至少1.00美元的风险。Nukkleus最近提交的10-k表中描述的这些风险因素以及Fluent随时在10-Q表中更新的这些风险因素和提交给证券交易委员会的其他备案,可能导致实际结果、业绩或成就与本新闻稿中前瞻性声明所表达或暗示的有重大不同。请谨慎对待本新闻稿中的前瞻性声明,这些声明仅在其发布日起作用。Nukkleus不承担更新本新闻稿中包含的任何前瞻性声明以反映本新闻稿日期之后发生的事件或存在的情况的义务,除非法律有要求。

Contact Information:

联系方式:

Investor Relations
Nukkleus, Inc.
m@nukk.com

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Nukkleus, Inc.
m@nukk.com


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