LPL Financial Welcomes New Independent Practice Happier Wealth, Led by Experienced Advisors From Northwestern Mutual
LPL Financial Welcomes New Independent Practice Happier Wealth, Led by Experienced Advisors From Northwestern Mutual
Happier Wealth aims to help clients live happier, more fulfilled lives by prioritizing joy, fulfillment, and confidence in financial planning.LPL Financial welcomes new advisors Will Beck, Mike Macfarlane, Tyler Vongsawad, and Sam Rosen, launching the independent practice Happier Wealth.
lpl financial 欢迎新顾问威尔·贝克、迈克·麦克法兰、泰勒·翁萨沃德和萨姆·罗森，他们启动了独立实践 Happier Wealth。
Quiver AI Summary
Quiver AI 概要
LPL Financial LLC announced that five experienced financial advisors have joined their broker-dealer, RIA, and custodial platforms to form a new independent practice called Happier Wealth in Pleasant Grove, Utah. The team, which previously served approximately $250 million in advisory, brokerage, and retirement plan assets at Northwestern Mutual, emphasizes a client-focused approach to financial planning, aiming to help clients achieve fulfillment beyond just financial success. The founding advisors, including Will Beck, Mike Macfarlane, Tyler Vongsawad, and Sam Rosen, highlight their commitment to providing personalized services such as investment management and retirement planning while valuing the independence and flexibility that LPL Financial offers. They are excited about leveraging LPL's technology to enhance their business operations and client care.
lpl financial 有限责任公司宣布，五位经验丰富的财务顾问已加入他们的券商、RIA和托管平台，组建了一个名为 Happier Wealth 的新独立实践，位于犹他州普莱森特格罗夫。该团队此前在西北相互保险公司服务约 $25000万 的咨询、券商和养老计划资产，强调以客户为中心的财务规划方法，旨在帮助客户实现超越财务成功的满足感。创始顾问包括威尔·贝克、迈克·麦克法兰、泰勒·翁萨沃德和萨姆·罗森，他们强调致力于提供诸如投资管理和退休规划等个性化服务，同时重视 lpl financial 提供的独立性和灵活性。他们对利用 lpl 的科技来增强其业务运营和客户关怀感到兴奋。
Potential Positives
潜在的积极因素
- Happier Wealth, a new independent practice formed by experienced financial advisors, has chosen LPL Financial as its partner, showcasing LPL's appeal to top talent in the financial advisory space.
- The addition of approximately $250 million in advisory, brokerage, and retirement plan assets from Happier Wealth enhances LPL Financial's asset management capacity and strengthens its market position.
- Happier Wealth's focus on providing personalized financial planning services aligns with LPL's commitment to client-centric financial advising, potentially attracting more clients seeking tailored financial solutions.
- LPL's state-of-the-art technology platform offers a significant operational advantage, allowing Happier Wealth to open accounts quickly, thereby increasing efficiency and client satisfaction.
- 由经验丰富的财务顾问组建的新独立实践 Happier Wealth 选择 lpl financial 作为合作伙伴，展示了 lpl 在财务咨询领域吸引顶尖人才的吸引力。
- Happier Wealth 得到的约 $25000万 的咨询、券商和养老计划资产的增加增强了 lpl financial 的资产管理能力并巩固了其市场地位。
- Happier Wealth 专注于提供个性化的财务规划服务，与 lpl 致力于以客户为中心的财务咨询的承诺一致，可能吸引更多寻求量身定制财务解决方案的客户。
- lpl 的尖端技术平台提供了显著的运营优势，使 Happier Wealth 能够快速开设账户，从而提高效率和客户满意度。
Potential Negatives
潜在负面影响
- Loss of advisors: The departure of experienced advisors from Northwestern Mutual to LPL Financial may indicate internal issues within Northwestern Mutual, which could reflect negatively on LPL if similar trends continue.
- Risk of client retention: Establishing a new independent practice like Happier Wealth may pose risks in client retention and building a new client base, particularly with significant focus on their past relationships from Northwestern Mutual.
- Dependence on newly formed entity: LPL's growth and performance may become heavily dependent on the success of new practices like Happier Wealth, which carries inherent risks as new entities often face challenges during their initial stages.
- 摩根士丹利金融顾问的流失可能表明摩根士丹利内部存在问题，如果类似趋势持续下去，可能对摩根士丹利产生负面影响。
- 客户留存风险：成立像Happier Wealth这样的新独立练习可能会带来客户留存风险，尤其是过去关注他们与摩根士丹利的关系。
- 对新组建实体的依赖：摩根士丹利的发展和业绩可能在于像Happier Wealth这样的新实践的成功，这带有固有风险，因为新实体在初期阶段经常面临挑战。
FAQ
FAQ
Who are the financial advisors launching Happier Wealth?
谁是推出Happier Wealth的金融顾问？
The advisors include Will Beck, Mike Macfarlane, Tyler Vongsawad, and Sam Rosen, all experienced professionals in financial services.
顾问团队包括威尔·贝克、迈克·麦克法兰、泰勒·冯萨瓦德和萨姆·罗森，均是金融服务领域经验丰富的专业人士。
What is the mission of Happier Wealth?
Happier Wealth的使命是什么？
Happier Wealth aims to help clients live happier, more fulfilled lives by prioritizing joy, fulfillment, and confidence in financial planning.
Happier Wealth的目标是通过优先考虑快乐、满足感和对财务规划的信心，帮助客户过上更快乐、更充实的生活。
What services does Happier Wealth offer?
Happier Wealth提供哪些服务？
The team provides comprehensive financial planning services including investment management, tax planning, retirement planning, and estate planning.
团队提供全面的财务规划服务，包括投资管理、税务规划、退休规划和遗产规划。
Why did Happier Wealth join LPL Financial?
Happier Wealth为什么加入LPL Financial？
Happier Wealth joined LPL Financial for independence, control over their business, and access to a comprehensive technology platform to enhance client care.
Happier Wealth加入LPL Financial是为了独立性、对业务的控制以及利用全面技术平台提升客户关怀。
How much in assets does Happier Wealth manage?
Happier Wealth管理多少资产？
Happier Wealth reported managing approximately $250 million in advisory, brokerage, and retirement plan assets.
Happier Wealth报告称，他们管理约25000万美元的咨询、券商和退休计划资产。
Disclaimer: This is an AI-generated summary of a press release distributed by GlobeNewswire. The model used to summarize this release may make mistakes. See the full release here.
免责声明：这是由GlobeNewswire分发的新闻稿的人工智能生成摘要。用于总结这份稿件的模型可能会出错。请在这里查看完整发布。
$LPLA Congressional Stock Trading
国会股票交易$LPLA
Members of Congress have traded $LPLA stock 1 times in the past 6 months. Of those trades, 0 have been purchases and 1 have been sales.
国会议员在过去6个月中交易过$LPLA股票1次。这些交易中，有0次购买和1次销售。
Here's a breakdown of recent trading of $LPLA stock by members of Congress over the last 6 months:
以下是过去6个月国会议员对$LPLA股票的最新交易情况：
- REPRESENTATIVE JOHN JAMES sold up to $15,000 on 07/18.
- 约翰·詹姆斯代表于07/18卖出高达$15,000的股票。
To track congressional stock trading, check out Quiver Quantitative's congressional trading dashboard.
要追踪国会股票交易，请查看Quiver Quantitative的国会交易仪表板。
$LPLA Insider Trading Activity
$LPLA内部交易活动
$LPLA insiders have traded $LPLA stock on the open market 1 times in the past 6 months. Of those trades, 0 have been purchases and 1 have been sales.
$LPLA内部人士在过去6个月中共在开放市场上交易$LPLA股票1次。这些交易中，有0次购买和1次销售。
Here's a breakdown of recent trading of $LPLA stock by insiders over the last 6 months:
以下是过去6个月内部人士对$LPLA股票的最新交易情况：
- DAN H. ARNOLD (President & CEO) sold 5,677 shares.
- DAN H. ARNOLD（总裁兼首席执行官）出售了5,677股。
To track insider transactions, check out Quiver Quantitative's insider trading dashboard.
要跟踪内部交易，请查看Quiver Quantitative的内部交易特斯拉-仪表。
$LPLA Hedge Fund Activity
$LPLA对冲基金活动
We have seen 313 institutional investors add shares of $LPLA stock to their portfolio, and 402 decrease their positions in their most recent quarter.
我们看到313家机构投资者在最近一个季度向他们的投资组合中增加了$LPLA股票的股份，402家减少了他们的持仓。
Here are some of the largest recent moves:
以下是一些最近最大的交易动态：
- CAPITAL RESEARCH GLOBAL INVESTORS removed 1,577,102 shares (-100.0%) from their portfolio in Q3 2024
- PRICE T ROWE ASSOCIATES INC /MD/ removed 1,483,931 shares (-70.7%) from their portfolio in Q3 2024
- BOSTON PARTNERS added 1,212,715 shares (+64.3%) to their portfolio in Q3 2024
- FIRST TRUST ADVISORS LP added 901,509 shares (+1007.0%) to their portfolio in Q3 2024
- MARSHALL WACE, LLP added 863,254 shares (+inf%) to their portfolio in Q3 2024
- FMR LLC added 650,675 shares (+24.4%) to their portfolio in Q3 2024
- MORGAN STANLEY removed 596,159 shares (-40.6%) from their portfolio in Q3 2024
- 资本集团在2024年第3季度将1,577,102股（-100.0%）从其投资组合中剔除
- PRICE t ROWE ASSOCIATES INC /MD/在2024年第3季度从其投资组合中剔除了1,483,931股（-70.7%）
- 波士顿合伙人在2024年第3季度将1,212,715股（+64.3%）添加到其投资组合中
- FIRSt TRUSt ADVISORS LP在2024年第三季度将其投资组合增加了901,509股（+1007.0%）
- MARSHALL WACE，LLP在2024年第三季度将其投资组合增加了863,254股（+inf%）
- FMR LLC在2024年第三季度将其投资组合增加了650,675股（+24.4%）
- 摩根士丹利在2024年第三季度将其投资组合减少了596,159股（-40.6%）
To track hedge funds' stock portfolios, check out Quiver Quantitative's institutional holdings dashboard.
要追踪对冲基金的股票组合，请查看Quiver Quantitative的机构持股仪表板。
Full Release
全面发布
SAN DIEGO, Nov. 25, 2024 (GLOBE NEWSWIRE) --
LPL Financial LLC
, announced today that financial advisors Will Beck, CFP
, Mike Macfarlane, CASL
, CLU
, ChFC
, Tyler Vongsawad, CLU
, ChFC
, CASL
, CFP
, MSFS, and Sam Rosen, CFP
, have joined LPL Financial's broker-dealer, RIA and custodial platforms to launch a new independent practice,
Happier Wealth
. They reported having served approximately $250 million in advisory, brokerage and retirement plan assets* and join LPL from Northwestern Mutual.
圣地亚哥，2024年11月25日（环球新闻）--
LPL Financial LLC
今天宣布，财务顾问威尔·贝克（Will Beck）, CFP
麦克·麦克法兰（Mike Macfarlane）, CASL
CLU
ChFC
泰勒·万萨瓦德（Tyler Vongsawad）, CLU
ChFC
, CASL
, CFP
, MSFS和Sam Rosen, CFP
,已加入lpl financial的券商、RIA和托管平台，成立了一个新的独立团队,
Happier Wealth
。他们报告称，已为大约$25000万的咨询、经纪和养老金计划资产提供服务，并从Northwestern Mutual加入LPL。
Located in Pleasant Grove, Utah, the Happier Wealth team has more than 70 years of collective experience in financial services. Macfarlane mentored Beck and Vongsawad as college interns, and they have all remained close friends throughout their careers. As the three founding partners of Happier Wealth, the advisors are looking to build a collaborative environment where they can live out their mission of helping clients live happier, more fulfilled lives.
位于犹他州普莱森特格罗夫的Happier Wealth团队在金融服务方面有超过70年的共同经验。Macfarlane在大学时担任Beck和Vongsawad的导师，他们在职业生涯中始终保持着密切的友谊。作为Happier Wealth的三位创始合伙人，这些顾问希望建立一个协作的环境，以实现帮助客户过上更快乐、更充实生活的使命。
"At Happier Wealth, we believe that true wealth isn't just about numbers—it's about living a life that brings you joy, fulfillment and confidence," said Beck, a survivor of the Columbine High School tragedy who learned early on to appreciate the things that matter most. "The advice we provide isn't just about making the most money, but about living the best life."
"在Happier Wealth，我们相信真正的财富不仅仅是数字——而是过上能带给你快乐、充实和自信的生活，"Beck说，他是哥伦bine高中悲剧的幸存者，早早就学会欣赏最重要的事物。"我们提供的建议不仅是关于赚更多的钱，而是关于过上更好的生活。"
The Happier Wealth team provides comprehensive financial planning services, including investment management, tax planning, retirement planning and estate planning. The advisors work to understand each client's unique needs and provide advice tailored to those goals.
Happier Wealth团队提供全面的财务规划服务，包括投资管理、税务规划、养老规划和遗产规划。顾问们致力于了解每位客户独特的需求，并提供针对这些目标的量身定制建议。
As they prepared for the next chapter of their business, they sought to partner with a wealth management firm that would give them true independence and the freedom to act solely in the best interests of their clients.
在为他们的业务准备下一个章节时，他们寻求与一家财富管理公司合作，以获得真正的独立性和仅为客户的最佳利益行事的自由。
"Our strategic partnership with LPL Financial is underpinned by a shared commitment to prioritizing the client," Beck said. "We value the autonomy and control over our business and appreciate that LPL does not offer proprietary investment products. Additionally, LPL's comprehensive technology platform reduces administrative burdens and helps us focus on taking care of clients. The ability to open an account in less than 10 minutes is a game-changer for us. We have so many ideas for how we can expand and grow, and we look forward to taking our practice to the next level."
"我们与lpl financial的战略合作伙伴关系基于共同的承诺，优先考虑客户，"Beck说。"我们重视对我们业务的自主权和控制权，并欣赏lpl不提供专有投资产品。此外，lpl全面的科技平台减少了行政负担，帮助我们专注于照顾客户。能够在不到10分钟的时间内开设一个账户对我们来说是一个游戏规则的改变。我们有很多想法来扩展和发展，我们期待将我们的业务提升到一个新的水平。"
Scott Posner, LPL Executive Vice President, Business Development, said, "We welcome Will, Mike, Tyler, Sam and the entire Happier Wealth team to LPL, where we'll continue to invest in new capabilities and solutions designed to help advisors grow their businesses, personalize their practices and deliver differentiated service experiences to their clients. We look forward to supporting Happier Wealth as they evolve their business and make a positive impact on the lives of their clients."
LPL的执行副总裁Scott Posner表示："我们欢迎Will、Mike、Tyler、Sam和整个Happier Wealth团队加入lpl，我们将继续投资于新的能力和方案，旨在帮助顾问发展他们的业务，个性化他们的实践，并为客户提供差异化的服务体验。我们期待支持Happier Wealth在发展业务的同时，对客户的生活产生积极影响。"
Related
相关
Advisors, learn how LPL Financial can help
take your business to the next level
.
顾问们，了解lpl financial如何提供帮助
将您的业务提升到一个新水平
.
About LPL Financial
关于LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports more than 28,000 financial advisors and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $1.7 trillion in brokerage and advisory assets on behalf of approximately 6 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit
.
lpl financial控股公司（纳斯达克：LPLA）是美国增长最快的财富管理公司之一。作为金融顾问中介市场的领导者，lpl支持超过28,000名金融顾问和约1,200家金融机构的财富管理实践，为约600万名美国人代理约$1.7万亿的券商和咨询资产。该公司提供多种顾问关联模型、投资解决方案、金融科技工具和实践管理服务，确保顾问和机构可以灵活选择经营模式、服务和技术资源，以运行蓬勃发展的业务。有关lpl的更多信息，请访问
.
Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor.
Member FINRA/SIPC. LPL Financial and its affiliated companies provide financial services only from the United States. Happier Wealth and LPL are separate entities.
LPL Financial LLC（"LPL Financial"）提供证券和咨询服务，是一家注册投资顾问。
会员FINRA/SIPC。lpl financial及其关联公司只从美国提供金融服务。幸福财富和lpl是独立实体。
Throughout this communication, the terms "financial advisors" and "advisors" are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
在本文中，"金融顾问"和"顾问"一词均用于指与LPL Financial关联的注册代表和/或投资顾问代表。
We routinely disclose information that may be important to shareholders in the "
Investor Relations
" or "
Press Releases
" section of our website.
我们会在网站的""或""部分定期披露可能对股东重要的信息。
投资者关系
计划议程
新闻稿
部分。
*Value approximated based on asset and holding details provided to LPL from end of year, 2023.
*基于资产和持有详情，数据近似估算为2023年底。
Media Contact:
Media.relations@LPLFinancial.com
(704) 996-1840
媒体联系：
Media.relations@LPLFinancial.com
(704) 996-1840
Tracking #661130
跟踪编号 #661130
