Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
金融犯罪周报：Cantor Fitzgerald因违反反欺诈条款被指控，前ComTech首席执行官因内幕交易被指控
SEC Charges Cantor Fitzgerald With Causing 2 SPACs To Make Misleading Statements
美国证券交易委员会指控凯特尔·菲茨杰拉德导致两个SPAC发布误导性声明
The Securities and Exchange Commission on Thursday charged financial services firm Cantor Fitzgerald, L.P. with causing two special purpose acquisition companies that it controlled to make misleading statements to investors ahead of their initial public offerings.
美国证券交易委员会周四指控金融服务公司凯特尔·菲茨杰拉德（Cantor Fitzgerald, L.P.）导致其控制的两个特殊目的收购公司在首次公开募股之前向投资者发布误导性声明。
The SEC's Order states that a team of Cantor Fitzgerald executives controlled two SPACs in 2020 and 2021 which raised $750 million from investors through IPOs. The SEC's order finds that Cantor Fitzgerald caused the SPACs in their SEC filings to deny having had contact or substantive discussions with potential business combination targets...
美国证券交易委员会的命令指出，2020年和2021年间，一组凯特尔·菲茨杰拉德的高管控制了两个SPAC，...
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