Dune Acquisition Corporation Receives Nasdaq Notice Regarding Delayed Form 10-Q Filing
Dune Acquisition Corporation Receives Nasdaq Notice Regarding Delayed Form 10-Q Filing
Dune Acquisition Corporation (NASDAQ:DUNEU) (the “Company”) today announced that it received a notice from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of its failure to timely file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the “Q1 2021 Form 10-Q”) with the Securities and Exchange Commission (the “SEC”) on or before May 24, 2021, the extended period provided for the filing under Rule 12b-25(b) of the Securities Exchange Act of 1934, as amended. The notice has no immediate effect on the listing or trading of the Company’s units, common stock or warrants on Nasdaq.
Dune Acquisition Corporation(纳斯达克股票代码:DUNEU)(以下简称“公司”)今天宣布,收到纳斯达克证券市场有限责任公司(纳斯达克)上市资格部的通知,指出由于公司未能及时向美国证券交易委员会提交截至2021年3月31日的10-Q表格季度报告(“2021年第一季度10-Q表格”),该公司未遵守纳斯达克上市规则第5250(C)(1)条。根据修订后的1934年证券交易法第12b-25(B)条规定的延长备案期限。该通知对公司单位、普通股或认股权证在纳斯达克上市或交易没有立竿见影的效果。
Nasdaq has informed the Company that, under Nasdaq’s listing rules, the Company has 60 calendar days from the date of the initial Nasdaq notification letter, or until July 27, 2021, to file the Q1 2021 Form 10-Q with the SEC to regain compliance with Nasdaq’s continued listing requirements. If the Company is unable to file the Q1 2021 Form 10-Q with the SEC by July 27, 2021, the Company is permitted to submit a plan to regain compliance with Nasdaq’s listing rules on or prior to that date.
Nasdaq已通知本公司,根据Nasdaq的上市规则,本公司有60个历日(自首次Nasdaq通知函发出之日起)或至2021年7月27日,向SEC提交2021年第一季度10-Q表格,以重新遵守Nasdaq的持续上市要求。如果公司无法在2021年7月27日之前向证券交易委员会提交2021年第一季度10-Q表格,公司可以在该日期或之前提交一份计划,以重新遵守纳斯达克的上市规则。
As the Company reported in its Form 12b-25 filed with the SEC on May 18, 2021, the Company is currently determining the extent to which the April 12, 2021 statement released by the Staff of the SEC relating to the accounting and reporting considerations for warrants issued by special purpose acquisition companies (“SPACs”) will impact its financial statements as of and for the fiscal quarter ended March 31, 2021, which will be included in the Q1 2021 Form 10-Q.
正如公司在2021年5月18日提交给证券交易委员会的12B-25表格中所报告的那样,公司目前正在确定证券交易委员会工作人员于2021年4月12日发布的关于特殊目的收购公司(“SPAC”)发行的权证的会计和报告考虑因素的声明将在多大程度上影响其截至2021年3月31日的财政季度和截至2021年3月31日的财务报表,这些报表将包括在2021年第一季度的10-Q表格中。
The Company is working diligently to complete the Q1 2021 Form 10-Q and expects to file such report as soon as practicable.
本公司正努力完成2021年第一季度10-Q表格,并期望在可行的情况下尽快提交该报告。