EDMONTON, AB / ACCESSWIRE / September 29, 2021 / Rocky Mountain Liquor Inc. ("Rocky Mountain" or the "Company") (TSXV:RUM) announced today that Byrne Alberta Ltd (the "Acquiror"), on September 28, 2021, a company owned 100% by Peter and Joan Byrne, acquired common shares (the "Common Shares") of Rocky Mountain through the facilities of the TSX Venture Exchange (the "Transaction"). The Acquiror acquired ownership and control of 1,207,500 Common Shares at a price of $0.18 per Common Share.
Immediately prior to the Transaction Peter and Joan Byrne and 73297 Newfoundland and Labrador Ltd. (the "Joint Actors") along with the Acquiror directly and indirectly owned and controlled 9,431,290 Common Shares, representing approximately 19.9% of the issued and outstanding Common Shares as of September 28, 2021 based on 47,489,937 Common Shares issued and outstanding as of such date.
Immediately following the Transaction, the Acquiror and the Joint Actors, together, directly and indirectly owned and controlled 10,638,790 Common Shares, on a fully diluted basis, which represented approximately 22.4% of the issued and outstanding Common Shares as of September 28, 2021 based on 47,489,937 Common Shares issued and outstanding as of that date. There are no outstanding stock options or warrants issued; 47,489,937 outstanding Common Shares represents the entire float.
The Acquiror is relying on the Private Agreement Exemption, under section 4.2 of National Instrument 62-104, Take-Over Bids and Issuer Bids as all items under section 4.2 are satisfied being that the Transaction was a private agreement between no more than five persons and consideration paid was not more than 115% of the current market price of the securities.
The acquisition represents 2.5% of Common Shares of the Issuer and changes the percentage of ownership of the Acquiror and Joint Actors by more than 2% of Common Shares of the Issuer, triggering the filing of an Early Warning Report.
Peter Byrne is the Executive Chairman of Rocky Mountain and Joan Byrne is his spouse. Byrne Alberta Ltd. is a corporation registered in Alberta and Newfoundland and Labrador, owned 100% by Peter and Joan Byrne.
The Acquiror acquired the securities of Rocky Mountain for investment purposes. Depending on market conditions, the business and performance of the Issuer and other factors, the Acquiror or the Joint Actors may from time to time acquire and/or dispose of securities of Rocky Mountain or continue to hold their current position.
To obtain a copy of the Early Warning Report filed pursuant to applicable securities regulations in connection with the foregoing, the report is filed on SEDAR or use contact information below.
ABOUT ROCKY MOUNTAIN
Rocky Mountain owns 100% of Andersons Liquor Inc., headquartered in Edmonton Alberta, which now own and operate 26 private liquor stores in that province, up from 18 stores since the Common Shares began trading in December 2008. It is listed on the TSX Venture Exchange (TSX-V:RUM).
Forward-Looking Statements:
This news release contains forward‐looking statements and forward‐looking information within the meaning of applicable securities laws. These statements relate to future events or future performance. All statements other than statements of historical fact may be forward‐looking statements or information. Forward‐looking statements and information are often, but not always, identified by the use of words such as "appear", "seek", "anticipate", "plan", "continue", "estimate", "approximate", "expect", "may", "will", "project", "predict", "potential", "targeting", "intend", "could", "might", "should", "believe", "would" and similar expressions.
More particularly and without limitation, this news release contains forward‐looking statements and information concerning the redemption of the Debentures and the timing associated therewith; the aggregate Redemption Amount; the issuance of Common Shares to satisfy the Redemption Price; the receipt of all necessary approvals including the approval of the TSX-V and the timing associated with obtaining such approvals; the closing of the Transaction and the expected timing; the number of Common Shares to be issued in satisfaction of the Redemption Price and the Interest Payment to be paid in cash; the ability to attract future long term investment capital and the timing associated therewith; the availability of post-Transaction strategic alternatives and the ability of the Company to capitalize on such alternatives; the ability to bring value to the Company stakeholders upon completion of the Transaction and the timing associated therewith; the advantages associated with the Transaction and the ability of the Company to achieve and implement such advantages to its benefit and the benefit of its stakeholders; and a share consolidation transaction, the timing associated with such a transaction, delivery of additional information and when such information may be available and if such a transaction would be supported by shareholders of the Company. The forward‐looking statements and information are based on certain key expectations and assumptions made by management of the Company, including expectations and assumptions concerning the Transaction and the ability to implement the Transaction; assumptions concerning necessary approvals required by the Company from the TSX-V and the ability to obtain such approvals on the terms anticipated and within the timelines required; overall assumptions concerning the financial markets and commodity markets; and overall business strategy. Although management of the Company believes that the expectations and assumptions on which such forward looking statements and information are based are reasonable, undue reliance should not be placed on the forward‐looking statements and information since no assurance can be given that they will prove to be correct.
Forward-looking statements and information are provided for the purpose of providing information about the current expectations and plans of management of the Company relating to the future. Readers are cautioned that reliance on such statements and information may not be appropriate for other purposes, such as making investment decisions. Since forward‐looking statements and information address future events and conditions, by their very nature they involve inherent risks and uncertainties. Actual results could differ materially from those currently anticipated due to a number of factors and risks. Accordingly, readers should not place undue reliance on the forward‐looking statements, timelines and information contained in this news release.
The forward‐looking statements and information contained in this news release are made as of the date hereof and no undertaking is given to update publicly or revise any forward‐looking statements or information, whether as a result of new information, future events or otherwise, unless so required by applicable securities laws or the TSX-V. The forward-looking statements or information contained in this news release are expressly qualified by this cautionary statement.
Neither TSX Venture Exchange nor its Regulation Services Provider (as that term is defined in policies of the TSX Venture Exchange) accepts responsibility for the adequacy or accuracy of this release
For Further Information:
Peter J. Byrne
Executive Chairman
peterjbyrne@hotmail.com
780-686-7383
SOURCE: Rocky Mountain Liquor Inc.
View source version on accesswire.com:
https://www.accesswire.com/666077/Early-Warning-Report-Issued-Pursuant-to-National-Instrument-62-103-Acquisition-of-Securities-of-Rocky-Mountain-Liquor-Inc
埃德蒙顿,AB/ACCESSWIRE/2021年9月29日落基山酒业有限公司(以下简称“落基山”或“公司”)(多伦多证券交易所股票代码:RUM)今天宣布,彼得·伯恩夫妇全资拥有的伯恩艾伯塔有限公司(以下简称“收购方”)于2021年9月28日通过多伦多证券交易所创业板交易平台(以下简称“交易”)收购了落基山的普通股(以下简称“普通股”)。收购方以每股0.18美元的价格获得了1207500股普通股的所有权和控制权。
紧接交易之前,彼得·伯恩和琼·伯恩夫妇以及73297名纽芬兰和拉布拉多有限公司(“联合行动人”)以及收购方直接或间接拥有和控制了9,431,290股普通股,相当于2021年9月28日已发行和已发行普通股的19.9%,这是根据截至当日已发行和已发行的47,489,937股普通股计算的。
交易完成后,收购方和联合行动人在完全稀释的基础上,共同直接和间接拥有和控制了10,638,790股普通股,这相当于截至2021年9月28日的已发行和已发行普通股的22.4%,这是根据截至当日已发行和已发行的47,489,937股普通股计算的。没有发行流通股期权或认股权证;47,489,937股流通股代表整个流通股。
根据第4.2节的规定,收购人依据的是私人协议豁免NationalInstrument 62-104,接管投标和发包人 标书由于第4.2条下的所有项目均信纳该交易是不超过五人之间的私人协议,而支付的代价不超过该等证券当时市价的115%。
此次收购相当于发行人普通股的2.5%,并将收购人和联合行动人的所有权百分比改变为发行人普通股的2%以上,从而触发了预警报告的提交。
彼得·伯恩(Peter Byrne)是落基山公司的执行主席,琼·伯恩(Joan Byrne)是他的配偶。伯恩艾伯塔有限公司是一家在艾伯塔省、纽芬兰和拉布拉多注册的公司,由彼得·伯恩和琼·伯恩全资拥有。
收购者出于投资目的收购了落基山的证券。视乎市场情况、发行人的业务及表现及其他因素,收购方或联名行动人可能不时收购及/或出售Rocky Mountain的证券或继续持有其现有仓位。
要获得根据与上述相关的适用证券法规提交的预警报告的副本,请在SEDAR上提交该报告或使用以下联系信息。
关于落基山
洛基山拥有总部位于艾伯塔省埃德蒙顿的安德森酒业公司(Andersons Liquor Inc.)100%的股份,后者目前在该省拥有并经营着26家私人酒类商店,高于普通股2008年12月开始交易以来的18家。该公司在多伦多证券交易所创业板(多伦多证券交易所股票代码:RUM)上市。
前瞻性陈述:
本新闻稿包含符合适用证券法的前瞻性陈述和前瞻性信息。这些陈述与未来事件或未来表现有关。除历史事实以外的所有陈述都可能是前瞻性陈述或信息。前瞻性陈述和信息常常但不总是通过使用诸如“出现”、“寻求”、“预期”、“计划”、“继续”、“估计”、“近似”、“预期”、“可能”、“将”、“项目”、“预测”、“潜在”、“目标”、“打算”、“可能”、“可能”、“应该”、“相信”、“将会”和类似的表达方式来识别。
更具体地说,但不限于,本新闻稿包含前瞻性陈述和信息,涉及债券的赎回和相关的时间;赎回总额;发行普通股以满足赎回价格;收到所有必要的批准,包括多伦多证券交易所-V的批准和与获得批准相关的时间;交易的结束和预期的时间;为满足赎回价格而发行的普通股数量和以现金支付的利息的能力;交易后战略选择的可用性和本公司利用该等选择的能力;交易完成后为本公司利益相关者带来价值的能力和相关时机;与交易相关的优势以及本公司实现和实施有利于本公司及其利益相关者的该等优势的能力;以及股份合并交易、与该交易相关的时间、提供额外信息的时间以及何时可以获得该等信息,以及该交易是否会得到本公司股东的支持。前瞻性陈述和信息是基于公司管理层做出的某些关键预期和假设, 包括对交易和实施交易能力的预期和假设;关于公司需要从多伦多证券交易所获得必要批准的假设,以及在预期条款和要求的时间期限内获得此类批准的能力;关于金融市场和商品市场的总体假设;以及总体业务战略。尽管公司管理层认为这些前瞻性陈述和信息所基于的预期和假设是合理的,但不应过度依赖前瞻性陈述和信息,因为不能保证它们将被证明是正确的。
提供前瞻性陈述和信息的目的是提供有关公司目前对未来的期望和管理计划的信息。提醒读者,依赖此类报表和信息可能不适合用于其他目的,如做出投资决策。由于前瞻性陈述和信息涉及未来事件和情况,它们本身就包含固有的风险和不确定因素。由于一些因素和风险,实际结果可能与目前预期的大不相同。因此,读者不应过分依赖本新闻稿中包含的前瞻性陈述、时间表和信息。
本新闻稿中包含的前瞻性声明和信息均为截至本新闻稿发布之日的前瞻性声明和信息,除非适用的证券法或多伦多证券交易所(TSX-V)有此要求,否则不承诺因新信息、未来事件或其他原因而公开更新或修改任何前瞻性声明或信息。本新闻稿中包含的前瞻性陈述或信息明确受本警告性声明的限制。
多伦多证券交易所风险交易所及其监管服务提供商(该术语在多伦多证券交易所风险交易所的政策中定义)均不对本新闻稿的充分性或准确性承担责任
欲了解更多信息,请访问:
彼得·J·伯恩
执行主席
邮箱:peterjbyrne@hotmail.com
780-686-7383
资料来源:落基山酒业公司(Rocky Mountain Liquor Inc.)
在accesswire.com上查看源代码版本:
Https://www.accesswire.com/666077/Early-Warning-Report-Issued-Pursuant-to-National-Instrument-62-103-Acquisition-of-Securities-of-Rocky-Mountain-Liquor-Inc