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Moomoo 24/7 ·  04/11 14:26

By Ben Glickman

作者:本·格里克曼

Shares of $Morgan Stanley (MS.US)$ sank Thursday after a Wall Street Journal report of probes from multiple federal regulators.

的股份 $摩根士丹利 (MS.US)$ 在《華爾街日報》報道多個聯邦監管機構的調查後,週四下跌。

The stock was down 4.4% to $87.63 in afternoon trading. Shares are down about 6% since the start of the year.

該股在下午的交易中下跌4.4%,至87.63美元。自年初以來,股價下跌了約6%。

WSJ reported Thursday afternoon that the probes relate to how the bank vets clients who may be laundering money through the bank's wealth-management division.

《華爾街日報》週四下午報道說,調查涉及該銀行如何審查可能通過該銀行财富管理部門洗錢的客戶。

The Securities and Exchange Commission, the Office of the Comptroller of the Currency and other Treasury Department offices are involved, WSJ reported, citing people familiar with the matter.

《華爾街日報》援引知情人士的話報道,美國證券交易委員會、貨幣審計長辦公室和其他財政部辦公室都參與其中。

Regulators are looking at whether Morgan Stanley does enough to investigate potential clients and their wealth. The probes are also focused on how the bank monitors its clients financial activity.

監管機構正在研究摩根士丹利在調查潛在客戶及其財富方面做得是否足夠。調查還側重於該銀行如何監控其客戶的財務活動。

Write to Ben Glickman at ben.glickman@wsj.com

通過 ben.glickman@wsj.com 寫信給本·格里克曼

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