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Netcapital | SC 13G: Statement of acquisition of beneficial ownership by individuals-Bard Associates, Inc. 36-3452497(8.2%)

Netcapital | SC 13G:超過5%持股股東披露文件-Bard Associates, Inc. 36-3452497(8.2%)

美股SEC公告 ·  01/04 00:00
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On December 31, 2023, Bard Associates, Inc., an investment adviser based in Illinois, filed a Schedule 13G with the United States Securities and Exchange Commission, disclosing a significant stake in Netcapital, a company that issues common stock under the CUSIP number 64113L103. Bard Associates reported beneficial ownership of 1,175,810 shares, representing 8.2% of Netcapital's class of common stock. The filing indicates that Bard Associates has sole dispositive power over 54,000 shares and shared dispositive power over 1,121,810 shares. The ownership percentage is based on 14,259,132 shares of Netcapital's common stock outstanding as reported in the issuer's 424B4 for the period ending December 27, 2023. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital.
On December 31, 2023, Bard Associates, Inc., an investment adviser based in Illinois, filed a Schedule 13G with the United States Securities and Exchange Commission, disclosing a significant stake in Netcapital, a company that issues common stock under the CUSIP number 64113L103. Bard Associates reported beneficial ownership of 1,175,810 shares, representing 8.2% of Netcapital's class of common stock. The filing indicates that Bard Associates has sole dispositive power over 54,000 shares and shared dispositive power over 1,121,810 shares. The ownership percentage is based on 14,259,132 shares of Netcapital's common stock outstanding as reported in the issuer's 424B4 for the period ending December 27, 2023. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital.
2023年12月31日,總部位於伊利諾伊州的投資顧問Bard Associates, Inc. 向美國證券交易委員會提交了附表13G,披露了Netcapital的大量股份。Netcapital是一家以CUSIP編號 64113L103 發行普通股的公司。Bard Associates報告了1,175,810股股票的受益所有權,佔Netcapital普通股類別的8.2%。該文件顯示,Bard Associates擁有超過54,000股股票的唯一處置權,對1,121,810股股票擁有共同處置權。所有權百分比基於發行人截至2023年12月27日的 424B4 中報告的Netcapital已發行普通股的14,259,132股。該文件稱,這些股份是在正常業務過程中收購的,不是爲了改變或影響Netcapital的控制權。
2023年12月31日,總部位於伊利諾伊州的投資顧問Bard Associates, Inc. 向美國證券交易委員會提交了附表13G,披露了Netcapital的大量股份。Netcapital是一家以CUSIP編號 64113L103 發行普通股的公司。Bard Associates報告了1,175,810股股票的受益所有權,佔Netcapital普通股類別的8.2%。該文件顯示,Bard Associates擁有超過54,000股股票的唯一處置權,對1,121,810股股票擁有共同處置權。所有權百分比基於發行人截至2023年12月27日的 424B4 中報告的Netcapital已發行普通股的14,259,132股。該文件稱,這些股份是在正常業務過程中收購的,不是爲了改變或影響Netcapital的控制權。
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