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On December 27, 2023, a Schedule 13G was filed with the United States Securities and Exchange Commission by Lind Global Fund II LP, Lind Global Partners II LLC, and Jeff Easton, collectively referred to as the Reporting Persons, indicating a significant ownership stake in Netcapital Inc. The filing, which is required due to the acquisition of shares that meet a certain threshold, shows that the Reporting Persons collectively own 1,420,000 shares of Netcapital Inc.'s common stock, representing 9.9% of the company's class of securities. This ownership includes a combination of common stock and various warrants, with the exercise of the warrants being subject to limitations to prevent ownership exceeding a certain percentage. The Reporting Persons have sole voting and dispositive power over these...Show More
On December 27, 2023, a Schedule 13G was filed with the United States Securities and Exchange Commission by Lind Global Fund II LP, Lind Global Partners II LLC, and Jeff Easton, collectively referred to as the Reporting Persons, indicating a significant ownership stake in Netcapital Inc. The filing, which is required due to the acquisition of shares that meet a certain threshold, shows that the Reporting Persons collectively own 1,420,000 shares of Netcapital Inc.'s common stock, representing 9.9% of the company's class of securities. This ownership includes a combination of common stock and various warrants, with the exercise of the warrants being subject to limitations to prevent ownership exceeding a certain percentage. The Reporting Persons have sole voting and dispositive power over these shares. The principal business office address for all Reporting Persons is listed as 444 Madison Ave, Floor 41, New York, NY 10022. The filing indicates that the shares were not acquired for the purpose of changing or influencing the control of Netcapital Inc. and were not held in connection with any transaction having that purpose or effect.
2023年12月27日，Lind Global Fund II LLP、Lind Global Partners II LLC和Jeff Easton（統稱爲 “申報人”）向美國證券交易委員會提交了附表13G，表明申報人集體擁有Netcapital Inc.的142萬股股份，這是收購達到一定門檻的股份所必需的。s 普通股，佔公司證券類別的9.9％。這種所有權包括普通股和各種認股權證的組合，認股權證的行使受到限制，以防止所有權超過一定百分比。申報人對這些股票擁有唯一的投票權和處置權。所有舉報人的主要辦公地址均列爲紐約州紐約市麥迪遜大道444號41樓，郵編10022。文件顯示，收購這些股票不是爲了改變或影響Netcapital Inc.的控制權，也不是與任何具有該目的或效果的交易有關而持有的。
2023年12月27日，Lind Global Fund II LLP、Lind Global Partners II LLC和Jeff Easton（統稱爲 “申報人”）向美國證券交易委員會提交了附表13G，表明申報人集體擁有Netcapital Inc.的142萬股股份，這是收購達到一定門檻的股份所必需的。s 普通股，佔公司證券類別的9.9％。這種所有權包括普通股和各種認股權證的組合，認股權證的行使受到限制，以防止所有權超過一定百分比。申報人對這些股票擁有唯一的投票權和處置權。所有舉報人的主要辦公地址均列爲紐約州紐約市麥迪遜大道444號41樓，郵編10022。文件顯示，收購這些股票不是爲了改變或影響Netcapital Inc.的控制權，也不是與任何具有該目的或效果的交易有關而持有的。
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