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Cyngn | SC 13G/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Empery Asset Management, LP(4.99%),Ryan M. Lane(4.99%), etc.

Cyngn | SC 13G/A：超過5%持股股東披露文件(修正)-Empery Asset Management, LP(4.99%),Ryan M. Lane(4.99%)等

美股sec公告 ·  01/23 00:00
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On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed an amended Schedule 13G with the SEC, indicating a change in their holdings in Cyngn Inc. The amendment corrects a previous error regarding the blocker percentage for Pre-Funded Warrants, which was listed as 9.99% but should have been 4.99%. As a result, the reporting persons never beneficially owned more than 4.99% of the outstanding shares of Cyngn Inc. The filing also states that the shares and warrants reported are subject to a 4.99% blocker, preventing the exercise of warrants that would result in ownership exceeding this threshold. The Investment Manager, Empery Asset Management, LP, and the Reporting Individuals, Lane and Hoe, may be deemed to...Show More
On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed an amended Schedule 13G with the SEC, indicating a change in their holdings in Cyngn Inc. The amendment corrects a previous error regarding the blocker percentage for Pre-Funded Warrants, which was listed as 9.99% but should have been 4.99%. As a result, the reporting persons never beneficially owned more than 4.99% of the outstanding shares of Cyngn Inc. The filing also states that the shares and warrants reported are subject to a 4.99% blocker, preventing the exercise of warrants that would result in ownership exceeding this threshold. The Investment Manager, Empery Asset Management, LP, and the Reporting Individuals, Lane and Hoe, may be deemed to beneficially own the shares and warrants held by the Empery Funds, subject to the blockers. The filing was made to clarify that the Reporting Persons do not beneficially own more than 5% of Cyngn Inc's outstanding shares, and the securities were not acquired for the purpose of changing or influencing the control of the issuer.
2023年12月31日，Empery Asset Management, LP及其管理成員瑞安·萊恩和馬丁·霍向美國證券交易委員會提交了經修訂的附表13G，表明他們在Cyngn Inc.的持股量發生了變化。該修正案更正了先前關於預融資認股權證封鎖百分比的錯誤，該比例爲9.99％，但本應爲4.99％。因此，申報人的實益持股權從未超過Cyngn Inc.4.99％的已發行股份。該文件還指出，報告的股票和認股權證受4.99％的封鎖，從而阻止了認股權證的行使，從而導致所有權超過該門檻。投資經理Empery Asset Management, LP和申報人Lane and Hoe可能被視爲實益擁有Empery Funds持有的股票和認股權證，但須受封鎖者的約束。該文件旨在澄清申報人的實益擁有Cyngn Inc已發行股票的5％以上的股份，並且收購這些證券的目的不是爲了改變或影響發行人的控制權。
2023年12月31日，Empery Asset Management, LP及其管理成員瑞安·萊恩和馬丁·霍向美國證券交易委員會提交了經修訂的附表13G，表明他們在Cyngn Inc.的持股量發生了變化。該修正案更正了先前關於預融資認股權證封鎖百分比的錯誤，該比例爲9.99％，但本應爲4.99％。因此，申報人的實益持股權從未超過Cyngn Inc.4.99％的已發行股份。該文件還指出，報告的股票和認股權證受4.99％的封鎖，從而阻止了認股權證的行使，從而導致所有權超過該門檻。投資經理Empery Asset Management, LP和申報人Lane and Hoe可能被視爲實益擁有Empery Funds持有的股票和認股權證，但須受封鎖者的約束。該文件旨在澄清申報人的實益擁有Cyngn Inc已發行股票的5％以上的股份，並且收購這些證券的目的不是爲了改變或影響發行人的控制權。
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