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NOGIN INC. | SC 13G: Statement of acquisition of beneficial ownership by individuals-CVI Investments, Inc.(9.9%),Heights Capital Management, Inc.(9.9%)

NOGIN INC. | SC 13G：超過5%持股股東披露文件-CVI Investments, Inc.(9.9%),Heights Capital Management, Inc.(9.9%)

美股SEC公告 ·  2024/02/15 04:37

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On December 31, 2023, CVI Investments, Inc., with Heights Capital Management, Inc. as its investment manager, filed a Schedule 13G with the Securities and Exchange Commission, disclosing a 9.9% ownership stake in Nogin, Inc., amounting to 1,252,857 shares. The filing, made under Rule 13d-1(d), indicates that CVI Investments, Inc. is based in the Cayman Islands, while Heights Capital Management, Inc. is organized in Delaware. The shares include those issuable upon the exercise of warrants, with limitations to prevent ownership exceeding certain thresholds. The report clarifies that the shares were not acquired for the purpose of changing or influencing the control of Nogin, Inc. The principal executive offices of Nogin, Inc. are located in New York, NY. The filing was certified by Brian Sopinsky, Secretary of both reporting entities, on February 12, 2024.
On December 31, 2023, CVI Investments, Inc., with Heights Capital Management, Inc. as its investment manager, filed a Schedule 13G with the Securities and Exchange Commission, disclosing a 9.9% ownership stake in Nogin, Inc., amounting to 1,252,857 shares. The filing, made under Rule 13d-1(d), indicates that CVI Investments, Inc. is based in the Cayman Islands, while Heights Capital Management, Inc. is organized in Delaware. The shares include those issuable upon the exercise of warrants, with limitations to prevent ownership exceeding certain thresholds. The report clarifies that the shares were not acquired for the purpose of changing or influencing the control of Nogin, Inc. The principal executive offices of Nogin, Inc. are located in New York, NY. The filing was certified by Brian Sopinsky, Secretary of both reporting entities, on February 12, 2024.
2023年12月31日，以Heights Capital Management, Inc.爲投資管理公司的CVI Investments, Inc.向美國證券交易委員會提交了附表13G，披露了Nogin, Inc. 9.9％的所有權，共計1,252,857股。該文件是根據第13d-1（d）條提交的，表明CVI Investments, Inc.的總部設在開曼群島，而Heights Capital Management, Inc.則在特拉華州成立。這些股票包括在行使認股權證時可發行的股票，但有限制以防止所有權超過一定門檻。該報告澄清說，收購這些股份不是爲了改變或影響Nogin, Inc.的控制權。Nogin, Inc.的主要執行辦公室位於紐約州紐約。該文件於2024年2月12日由兩個申報實體的秘書布萊恩·索平斯基認證。
2023年12月31日，以Heights Capital Management, Inc.爲投資管理公司的CVI Investments, Inc.向美國證券交易委員會提交了附表13G，披露了Nogin, Inc. 9.9％的所有權，共計1,252,857股。該文件是根據第13d-1（d）條提交的，表明CVI Investments, Inc.的總部設在開曼群島，而Heights Capital Management, Inc.則在特拉華州成立。這些股票包括在行使認股權證時可發行的股票，但有限制以防止所有權超過一定門檻。該報告澄清說，收購這些股份不是爲了改變或影響Nogin, Inc.的控制權。Nogin, Inc.的主要執行辦公室位於紐約州紐約。該文件於2024年2月12日由兩個申報實體的秘書布萊恩·索平斯基認證。
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