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Joseph M. Spaziano, the Chief Operating Officer of RiskOn International, filed an Initial Statement of Beneficial Ownership with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Spaziano has acquired beneficial ownership of securities in the company. Specifically, he has obtained 62.50 shares of RiskOn International's Series C Convertible Preferred Stock, which are convertible into 83,333 shares of common stock at a price of $7.50 per share. This transaction is part of a Share Exchange Agreement involving RiskOn International, Ault Alliance, Inc., and certain minority shareholders of BitNile.com, Inc., including Spaziano. The Series C stock acquired by Spaziano is not immediately convertible; it will become convertible one day after the record date...Show More
Joseph M. Spaziano, the Chief Operating Officer of RiskOn International, filed an Initial Statement of Beneficial Ownership with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Spaziano has acquired beneficial ownership of securities in the company. Specifically, he has obtained 62.50 shares of RiskOn International's Series C Convertible Preferred Stock, which are convertible into 83,333 shares of common stock at a price of $7.50 per share. This transaction is part of a Share Exchange Agreement involving RiskOn International, Ault Alliance, Inc., and certain minority shareholders of BitNile.com, Inc., including Spaziano. The Series C stock acquired by Spaziano is not immediately convertible; it will become convertible one day after the record date for shareholder approval of the Share Exchange Agreement. The conversion is also subject to a 4.99% beneficial ownership limitation and a 19.9% limitation imposed by the Nasdaq Stock Market rules without shareholder approval. Additionally, the conversion price may be adjusted, including a potential decrease if RiskOn International closes a qualified financing of at least $25 million at a per-share price lower than the current conversion price.
RiskON International首席運營官約瑟夫·斯帕齊亞諾於2024年2月6日向美國證券交易委員會提交了初步的實益所有權聲明。根據1934年《證券交易法》第16(a)條的要求,該文件表明斯帕齊亞諾已獲得該公司證券的實益所有權。具體而言,他已經獲得了RiskON International的62.50股C系列可轉換優先股,這些股票可轉換爲83,333股普通股,價格爲每股7.50美元。該交易是股票交易協議的一部分,該協議涉及RiskON International、Ault Alliance, Inc.以及包括Spaziano在內的Bitnile.com公司的某些少數股東。Spazian...展開全部
RiskON International首席運營官約瑟夫·斯帕齊亞諾於2024年2月6日向美國證券交易委員會提交了初步的實益所有權聲明。根據1934年《證券交易法》第16(a)條的要求,該文件表明斯帕齊亞諾已獲得該公司證券的實益所有權。具體而言,他已經獲得了RiskON International的62.50股C系列可轉換優先股,這些股票可轉換爲83,333股普通股,價格爲每股7.50美元。該交易是股票交易協議的一部分,該協議涉及RiskON International、Ault Alliance, Inc.以及包括Spaziano在內的Bitnile.com公司的某些少數股東。Spaziano收購的C系列股票不能立即兌換;它將在股東批准股份交易協議的記錄日期後的第二天轉爲可兌換。轉換還受4.99%的受益所有權限制以及納斯達克股票市場規則未經股東批准的19.9%的限制。此外,轉換價格可能會進行調整,包括如果RiskON International以低於當前轉換價格的每股價格完成至少2500萬美元的合格融資,轉換價格可能會有所下降。
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