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Applied Optoelectronics | 8-K: Current report

Applied Optoelectronics | 8-K: Current report

Applied Optoelectronics | 8-K：重大事件
美股sec公告 ·  03/13 16:55
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On March 13, 2024, Applied Optoelectronics, Inc. announced the entry into an Equity Distribution Agreement with Raymond James & Associates, Inc. The agreement allows the company to issue and sell shares of common stock up to $25 million through 'at the market' offerings. These transactions may occur on the Nasdaq Global Market or other trading markets. The company has the discretion to specify the number of shares, the time period for sales, minimum price, and daily sale limits in a placement notice. While there is no obligation to sell any shares, the agreement stipulates that the sales agent will make reasonable efforts to sell the designated shares. The sales agent will receive up to 2% of the gross sales price as compensation and may be reimbursed for certain expenses. The company also agreed to indemnify the sales agent against certain liabilities. The offering will continue until all shares are sold or the agreement is terminated by either party. The shares have been registered under the Securities Act, with the registration statement effective as of March 21, 2023.
On March 13, 2024, Applied Optoelectronics, Inc. announced the entry into an Equity Distribution Agreement with Raymond James & Associates, Inc. The agreement allows the company to issue and sell shares of common stock up to $25 million through 'at the market' offerings. These transactions may occur on the Nasdaq Global Market or other trading markets. The company has the discretion to specify the number of shares, the time period for sales, minimum price, and daily sale limits in a placement notice. While there is no obligation to sell any shares, the agreement stipulates that the sales agent will make reasonable efforts to sell the designated shares. The sales agent will receive up to 2% of the gross sales price as compensation and may be reimbursed for certain expenses. The company also agreed to indemnify the sales agent against certain liabilities. The offering will continue until all shares are sold or the agreement is terminated by either party. The shares have been registered under the Securities Act, with the registration statement effective as of March 21, 2023.
2024年3月13日，應用光電公司宣佈與Raymond James & Associates, Inc.簽訂股權分配協議。該協議允許該公司通過 “市場” 發行和出售不超過2500萬美元的普通股。這些交易可能發生在納斯達克全球市場或其他交易市場上。公司有權酌情在配售通知中指定股票數量、銷售期限、最低價格和每日銷售限額。儘管沒有義務出售任何股票，但協議規定，銷售代理將盡合理努力出售指定股票。銷售代理將獲得總銷售價格的2％作爲補償，並且可以報銷某些費用。該公司還同意賠償銷售代理的某些負債。此次發行將持續到出售所有股票或任何一方終止協議爲止。這些股票已根據《證券法》註冊，註冊聲明自2023年3月21日起生效。
2024年3月13日，應用光電公司宣佈與Raymond James & Associates, Inc.簽訂股權分配協議。該協議允許該公司通過 “市場” 發行和出售不超過2500萬美元的普通股。這些交易可能發生在納斯達克全球市場或其他交易市場上。公司有權酌情在配售通知中指定股票數量、銷售期限、最低價格和每日銷售限額。儘管沒有義務出售任何股票，但協議規定，銷售代理將盡合理努力出售指定股票。銷售代理將獲得總銷售價格的2％作爲補償，並且可以報銷某些費用。該公司還同意賠償銷售代理的某些負債。此次發行將持續到出售所有股票或任何一方終止協議爲止。這些股票已根據《證券法》註冊，註冊聲明自2023年3月21日起生效。
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