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Bakkt Holdings | UPLOAD: Others

Bakkt Holdings | UPLOAD: Others

Bakkt Holdings | UPLOAD:其他
美股SEC公告 ·  02/29 13:42

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On February 12, 2024, Bakkt Holdings, Inc. received comments from the United States Securities and Exchange Commission (SEC) regarding Amendment No. 1 to its Registration Statement on Form S-3, which was initially filed on February 7, 2024. The SEC's letter to CEO Gavin Michael requested that Bakkt Holdings address concerns about their ability to continue as a going concern, as disclosed in their amended Form 10-Q for the quarter ending September 30, 2023. The SEC asked for additional disclosure about the conditions that raise doubt about the company's ongoing viability, an evaluation of these conditions, and management's plans to mitigate these risks. The SEC also requested a discussion of Bakkt Holdings' current liquidity position, sources, and expected uses of liquidity. Furthermore, the SEC instructed...Show More
On February 12, 2024, Bakkt Holdings, Inc. received comments from the United States Securities and Exchange Commission (SEC) regarding Amendment No. 1 to its Registration Statement on Form S-3, which was initially filed on February 7, 2024. The SEC's letter to CEO Gavin Michael requested that Bakkt Holdings address concerns about their ability to continue as a going concern, as disclosed in their amended Form 10-Q for the quarter ending September 30, 2023. The SEC asked for additional disclosure about the conditions that raise doubt about the company's ongoing viability, an evaluation of these conditions, and management's plans to mitigate these risks. The SEC also requested a discussion of Bakkt Holdings' current liquidity position, sources, and expected uses of liquidity. Furthermore, the SEC instructed the company to update its incorporation by reference section and to file a revised opinion of counsel reflecting the correct aggregate offering price of securities up to $150,000,000, as the previous opinion mentioned an offering price of up to $115,000,000. Bakkt Holdings is expected to respond to the SEC's comments by amending their registration statement and providing the requested information.
2024年2月12日,Bakkt Holdings, Inc.收到了美國證券交易委員會(SEC)關於其S-3表格註冊聲明第1號修正案的評論,該修正案最初於2024年2月7日提交。美國證券交易委員會在給首席執行官加文·邁克爾的信中要求Bakkt Holdings解決對其繼續經營能力的擔憂,正如他們在截至2023年9月30日的季度修訂後的10-Q表中披露的那樣。美國證券交易委員會要求進一步披露引起人們對公司持續生存能力產生懷疑的情況、對這些狀況的評估以及管理層緩解這些風險的計劃。美國證券交易委員會還要求討論Bakkt Holdings當前的流動性狀況、來源和流動性的預期用途。此外,美國證券交易委員會指示該公司更新其註冊參照部分,並提交經修訂的律師意見,以反映不超過1.5億美元的證券的正確總髮行價格,因爲先前的意見提及的發行價格最高爲1.15億美元。預計Bakkt Holdings將通過修改其註冊聲明並提供所需信息來回應美國證券交易委員會的評論。
2024年2月12日,Bakkt Holdings, Inc.收到了美國證券交易委員會(SEC)關於其S-3表格註冊聲明第1號修正案的評論,該修正案最初於2024年2月7日提交。美國證券交易委員會在給首席執行官加文·邁克爾的信中要求Bakkt Holdings解決對其繼續經營能力的擔憂,正如他們在截至2023年9月30日的季度修訂後的10-Q表中披露的那樣。美國證券交易委員會要求進一步披露引起人們對公司持續生存能力產生懷疑的情況、對這些狀況的評估以及管理層緩解這些風險的計劃。美國證券交易委員會還要求討論Bakkt Holdings當前的流動性狀況、來源和流動性的預期用途。此外,美國證券交易委員會指示該公司更新其註冊參照部分,並提交經修訂的律師意見,以反映不超過1.5億美元的證券的正確總髮行價格,因爲先前的意見提及的發行價格最高爲1.15億美元。預計Bakkt Holdings將通過修改其註冊聲明並提供所需信息來回應美國證券交易委員會的評論。
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