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Kaival Brands Innovations | 8-K: Current report

Kaival Brands Innovations | 8-K: Current report

Kaival Brands Innovations | 8-K：重大事件
美股SEC公告 ·  2024/06/26 04:56

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Kaival Brands announced the closing of a $6 million public offering on June 24, 2024, selling 3,921,500 units at $1.53 per unit. Each unit comprises one share of common stock (or one pre-funded warrant) and one and one-half common warrants. The common warrants have a $1.53 exercise price and a five-year expiration term.The offering was conducted through Maxim Group LLC as sole placement agent, who will receive a 7% cash fee and expense reimbursement up to $100,000. The placement agent also secured an 18-month right of first refusal for future offerings. The company plans to use the net proceeds for general corporate purposes and business expansion.Under the agreement terms, the company is restricted from issuing securities for 90 days post-closing and from entering variable rate transactions for six months. The common warrants include a price reset provision 30 days after closing, with a minimum reset price of $0.574 per share.
Kaival Brands announced the closing of a $6 million public offering on June 24, 2024, selling 3,921,500 units at $1.53 per unit. Each unit comprises one share of common stock (or one pre-funded warrant) and one and one-half common warrants. The common warrants have a $1.53 exercise price and a five-year expiration term.The offering was conducted through Maxim Group LLC as sole placement agent, who will receive a 7% cash fee and expense reimbursement up to $100,000. The placement agent also secured an 18-month right of first refusal for future offerings. The company plans to use the net proceeds for general corporate purposes and business expansion.Under the agreement terms, the company is restricted from issuing securities for 90 days post-closing and from entering variable rate transactions for six months. The common warrants include a price reset provision 30 days after closing, with a minimum reset price of $0.574 per share.
2024年6月21日，特拉華註冊公司Kaival Brands Innovations Group, Inc.向證監會提交了8-K表格，報告了一項證券購買協議。這份協議於2024年6月21日簽訂，涉及價值爲5,393,250美元的證券銷售，包括3,525,000個單位。這些單位被分爲普通單位和預先資助單位，每個普通單位包括一股普通股和一個半普通認股權，每個預先資助單位包括一份預先資助權證和一個半普通認股權。普通單位價格爲每股1.53美元，而預先資助單位價格爲每股1.529美元。這項發行在2024年6月24日結束，另外出售了396,500個單位，總募資約爲5,999,895美元，未計算費用和支出...展開全部
2024年6月21日，特拉華註冊公司Kaival Brands Innovations Group, Inc.向證監會提交了8-K表格，報告了一項證券購買協議。這份協議於2024年6月21日簽訂，涉及價值爲5,393,250美元的證券銷售，包括3,525,000個單位。這些單位被分爲普通單位和預先資助單位，每個普通單位包括一股普通股和一個半普通認股權，每個預先資助單位包括一份預先資助權證和一個半普通認股權。普通單位價格爲每股1.53美元，而預先資助單位價格爲每股1.529美元。這項發行在2024年6月24日結束，另外出售了396,500個單位，總募資約爲5,999,895美元，未計算費用和支出。這些證券在2024年6月21日被證監會宣佈生效的註冊聲明下發售。普通認股權可以立即行使，價格爲1.53美元/股，自發行之日起五年到期，30天后可進行潛在的重置價格調整。爲避免超過有益所有權門檻而出售的預先資助權證行使價格爲0.001美元/股，也可以立即行使。公司同意在交割後90天內，禁止進行股票交易，並在6個月內禁止進行變量率交易。Kaival Brands還與Maxim Group LLC簽訂了下放代理協議，後者作爲唯一的盡力配售代理，獲得承銷毛收益7%和未來18個月首購權。公司於2024年6月24日發佈新聞稿，宣佈完成了600萬美元的公開發行，並表示將使用淨收益用於一般企業用途、營運資金和業務擴展。

該公告為獨立文件：

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