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美股sec公告 ·  04/30 22:15
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On April 30, 2024, SMX (Security Matters) received a comment from the United States Securities and Exchange Commission (SEC) regarding its Post-Effective Amendment No. 1 to the Registration Statement on Form F-1, which was initially filed on April 22, 2024. The SEC's comment addressed the disclosure concerning the selling stockholders, specifically noting that EF Hutton LLC, listed as one of the selling shareholders, is a broker-dealer. The SEC requested that SMX revise its disclosure or provide a rationale if it believes the comment does not apply. The SEC also reminded SMX that a registration statement must identify any broker-dealer as an underwriter if the shares were not issued as underwriting compensation and that disclosures regarding affiliates of broker-dealers must be clear about the nature of the securities purchase and any distribution agreements. The SEC emphasized the responsibility of SMX and its management for the accuracy and adequacy of their disclosures.
On April 30, 2024, SMX (Security Matters) received a comment from the United States Securities and Exchange Commission (SEC) regarding its Post-Effective Amendment No. 1 to the Registration Statement on Form F-1, which was initially filed on April 22, 2024. The SEC's comment addressed the disclosure concerning the selling stockholders, specifically noting that EF Hutton LLC, listed as one of the selling shareholders, is a broker-dealer. The SEC requested that SMX revise its disclosure or provide a rationale if it believes the comment does not apply. The SEC also reminded SMX that a registration statement must identify any broker-dealer as an underwriter if the shares were not issued as underwriting compensation and that disclosures regarding affiliates of broker-dealers must be clear about the nature of the securities purchase and any distribution agreements. The SEC emphasized the responsibility of SMX and its management for the accuracy and adequacy of their disclosures.
2024年4月30日，SMX（安防-半導體）收到美國證券交易委員會（SEC）關於其關於註冊聲明表格F-1的第一次有效修正案的評論，該聲明最初於2024年4月22日提交。SEC的評論涉及有關售股股東的披露，特別是指列爲售股股東之一的EF Hutton LLC是一個經銷商。SEC要求SMX修改其披露或提供理由（如果它認爲該評論不適用）。SEC還提醒SMX，如果股份並非作爲承銷補償發行，則註冊聲明必須將任何經銷商標記爲承銷商，並且有關經銷商關聯方的披露必須明確說明證券購買的性質和任何分佈協議。SEC強調SMX及其管理層在披露的準確性和充分性方面的責任。
2024年4月30日，SMX（安防-半導體）收到美國證券交易委員會（SEC）關於其關於註冊聲明表格F-1的第一次有效修正案的評論，該聲明最初於2024年4月22日提交。SEC的評論涉及有關售股股東的披露，特別是指列爲售股股東之一的EF Hutton LLC是一個經銷商。SEC要求SMX修改其披露或提供理由（如果它認爲該評論不適用）。SEC還提醒SMX，如果股份並非作爲承銷補償發行，則註冊聲明必須將任何經銷商標記爲承銷商，並且有關經銷商關聯方的披露必須明確說明證券購買的性質和任何分佈協議。SEC強調SMX及其管理層在披露的準確性和充分性方面的責任。
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