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SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Peter J. Werth(12.57%),Werth Family Investment Associates LLC(12.55%)

SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Peter J. Werth(12.57%),Werth Family Investment Associates LLC(12.55%)

SC 13D/A:超過5%持股股東披露文件(修正)-Peter J. Werth(12.57%),Werth Family Investment Associates LLC(12.55%)
美股SEC公告 ·  07/02 20:10

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On July 1, 2024, an amendment to the Schedule 13D filing was made with the United States Securities and Exchange Commission by Peter J. Werth and Werth Family Investment Associates LLC, indicating a significant ownership stake in Cingulate Inc. The amendment, identified as Amendment No. 14, reports that Peter J. Werth may be deemed to beneficially own 1,178,108 shares of Cingulate Inc.'s common stock, which represents 12.57% of the company's class of securities. This ownership includes direct holdings, stock options, and warrants. Werth Family Investment Associates LLC, where Peter J. Werth serves as Manager, is reported to beneficially own 1,176,340 shares, or 12.55% of the class. The reported ownership percentages are based on 9,369,143 shares of common stock outstanding as of the filing date, reflecting a 1-for-20 reverse stock split effective November 30, 2023. The filing confirms that there have been no other purchases or sales of shares or securities convertible into shares by the reporting persons in the sixty days prior to the filing date.
On July 1, 2024, an amendment to the Schedule 13D filing was made with the United States Securities and Exchange Commission by Peter J. Werth and Werth Family Investment Associates LLC, indicating a significant ownership stake in Cingulate Inc. The amendment, identified as Amendment No. 14, reports that Peter J. Werth may be deemed to beneficially own 1,178,108 shares of Cingulate Inc.'s common stock, which represents 12.57% of the company's class of securities. This ownership includes direct holdings, stock options, and warrants. Werth Family Investment Associates LLC, where Peter J. Werth serves as Manager, is reported to beneficially own 1,176,340 shares, or 12.55% of the class. The reported ownership percentages are based on 9,369,143 shares of common stock outstanding as of the filing date, reflecting a 1-for-20 reverse stock split effective November 30, 2023. The filing confirms that there have been no other purchases or sales of shares or securities convertible into shares by the reporting persons in the sixty days prior to the filing date.
2024年7月1日,彼得·沃斯和Werth Family Investment Associates LLC向美國證券交易委員會提交了一個關於Cingulate Inc的13D備案修正案。修正案編號爲第14號,報告稱彼得·沃斯可能擁有Cingulate Inc普通股的1,178,108股,這佔該公司證券類別的12.57%。這個持股包括直接持有、股票期權和認股權證。彼得·沃斯擔任經理的Werth Family Investment Associates LLC被認爲擁有1,176,340股,佔該類別的12.55%。所報告的持股比例是基於截至申報日期的9,369,143股普通股,反映了2023年11月30日生效的1:20股票拆分。該備案證實,備案人在申報日期前60天沒有進行其他股票或證券的購買或出售。
2024年7月1日,彼得·沃斯和Werth Family Investment Associates LLC向美國證券交易委員會提交了一個關於Cingulate Inc的13D備案修正案。修正案編號爲第14號,報告稱彼得·沃斯可能擁有Cingulate Inc普通股的1,178,108股,這佔該公司證券類別的12.57%。這個持股包括直接持有、股票期權和認股權證。彼得·沃斯擔任經理的Werth Family Investment Associates LLC被認爲擁有1,176,340股,佔該類別的12.55%。所報告的持股比例是基於截至申報日期的9,369,143股普通股,反映了2023年11月30日生效的1:20股票拆分。該備案證實,備案人在申報日期前60天沒有進行其他股票或證券的購買或出售。
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