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Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)

Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)

Bakkt Holdings | SC 13D/A：超過5%持股股東披露文件(修正)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)
美股SEC公告 ·  07/09 06:10
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Intercontinental Exchange, Inc. (ICE), a Delaware corporation, and its subsidiary Intercontinental Exchange Holdings, Inc. (ICEH), have jointly filed Amendment No. 5 to the Schedule 13D, reporting a significant ownership stake in Bakkt Holdings, Inc. As of July 6, 2024, ICE and ICEH collectively own 7,914,472 shares, representing 57.0% of the class, which includes both Class A and Class V common stock. This ownership percentage is based on the total number of shares outstanding as of May 8, 2024, as reported in Bakkt Holdings' Quarterly Report. The filing indicates that ICEH's voting power is limited to 30% due to a Voting Agreement, provided they and their affiliates own 50% or more of the total voting power of Bakkt Holdings. Additionally, the amendment reports that the Acquired Warrants became exercisable within 60 days as of the filing date, and therefore, ICE and ICEH are deemed to have beneficial ownership of the Class A Common Stock underlying the Acquired Warrants. No transactions in Class A or Class V Common Stock were reported by ICE or ICEH in the past 60 days.
Intercontinental Exchange, Inc. (ICE), a Delaware corporation, and its subsidiary Intercontinental Exchange Holdings, Inc. (ICEH), have jointly filed Amendment No. 5 to the Schedule 13D, reporting a significant ownership stake in Bakkt Holdings, Inc. As of July 6, 2024, ICE and ICEH collectively own 7,914,472 shares, representing 57.0% of the class, which includes both Class A and Class V common stock. This ownership percentage is based on the total number of shares outstanding as of May 8, 2024, as reported in Bakkt Holdings' Quarterly Report. The filing indicates that ICEH's voting power is limited to 30% due to a Voting Agreement, provided they and their affiliates own 50% or more of the total voting power of Bakkt Holdings. Additionally, the amendment reports that the Acquired Warrants became exercisable within 60 days as of the filing date, and therefore, ICE and ICEH are deemed to have beneficial ownership of the Class A Common Stock underlying the Acquired Warrants. No transactions in Class A or Class V Common Stock were reported by ICE or ICEH in the past 60 days.
洲際交易所及其子公司Intercontinental Exchange Holdings, Inc.（ICEH）聯合提交第五修正案到13D計劃，報告對Bakkt Holdings, Inc.的重要持股。截至2024年7月6日，ICE和ICEH共擁有7914472股，佔該類股票的57.0％，包括A類和V類普通股。此持股百分比基於2024年5月8日作爲Bakkt Holdings季度報告中所述的總股本。提交文件指出，由於投票協議的規定，ICEH的投票權受到限制，只有當他們及其關聯公司擁有Bakkt Holdings總投票權的50％或以上時，才能進行投票。此外，修正案報道稱，所獲得的權證在提交日期後60天內行使，因此ICE和ICEH被視爲擁有所獲得權證所代表的A類普通股的受益所有權。ICE或ICEH在過去60天內未報告任何A類或V類普通股的交易。
洲際交易所及其子公司Intercontinental Exchange Holdings, Inc.（ICEH）聯合提交第五修正案到13D計劃，報告對Bakkt Holdings, Inc.的重要持股。截至2024年7月6日，ICE和ICEH共擁有7914472股，佔該類股票的57.0％，包括A類和V類普通股。此持股百分比基於2024年5月8日作爲Bakkt Holdings季度報告中所述的總股本。提交文件指出，由於投票協議的規定，ICEH的投票權受到限制，只有當他們及其關聯公司擁有Bakkt Holdings總投票權的50％或以上時，才能進行投票。此外，修正案報道稱，所獲得的權證在提交日期後60天內行使，因此ICE和ICEH被視爲擁有所獲得權證所代表的A類普通股的受益所有權。ICE或ICEH在過去60天內未報告任何A類或V類普通股的交易。
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