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Eli Lilly and Co | 3: Initial statement of beneficial ownership of securities-Officer Brooks Gordon J.

Eli Lilly and Co | 3: Initial statement of beneficial ownership of securities-Officer Brooks Gordon J.

禮來 | 3：首次持股聲明-高管 Brooks Gordon J.
美股SEC公告 ·  07/19 16:21
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Gordon J. Brooks, the Interim CFO and Group VP of Eli Lilly and Co, filed an Initial Statement of Beneficial Ownership with the SEC on July 15, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, disclosed Brooks' ownership of 12,403 direct shares and 3,694 indirect shares through a 401(k). Additionally, Brooks holds derivative securities in the form of Restricted Stock Units (RSUs) with various expiration dates ranging from November 1, 2024, to February 16, 2027, totaling 8,221 RSUs, and 741 shares of Phantom Stock. The RSUs represent a contingent right to receive Eli Lilly common stock, while the Phantom Stock reflects benefits under the company's excess savings plan, payable in cash upon retirement or termination of service. The form was signed on behalf of Brooks by Jonathan Groff, indicating Brooks' compliance with the SEC's reporting requirements.
Gordon J. Brooks, the Interim CFO and Group VP of Eli Lilly and Co, filed an Initial Statement of Beneficial Ownership with the SEC on July 15, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, disclosed Brooks' ownership of 12,403 direct shares and 3,694 indirect shares through a 401(k). Additionally, Brooks holds derivative securities in the form of Restricted Stock Units (RSUs) with various expiration dates ranging from November 1, 2024, to February 16, 2027, totaling 8,221 RSUs, and 741 shares of Phantom Stock. The RSUs represent a contingent right to receive Eli Lilly common stock, while the Phantom Stock reflects benefits under the company's excess savings plan, payable in cash upon retirement or termination of service. The form was signed on behalf of Brooks by Jonathan Groff, indicating Brooks' compliance with the SEC's reporting requirements.
禮來公司的代理首席財務官兼集團副總裁戈登·J·布魯克斯於2024年7月15日向美國證監會提交了一份初始有益所有權聲明。根據1934年證券交易法第16(a)條的規定，提交文件披露了布魯克斯擁有的12,403股直接持股和通過401(k)間接持有的3,694股股票，此外，布魯克斯還持有期權證券，包括各種到期日不等的限制性股票單位（RSUs），總計8,221個，以及741股幻影股票。RSUs代表了獲得禮來普通股的有條件權利，而幻影股票反映了公司高於養老金的額外儲蓄計劃中的福利，可在退休或服務終止時以現金支付。該表格由喬納森·格羅夫代表布魯克斯簽署，表明布魯克斯遵守了美國證監會的報告要求。
禮來公司的代理首席財務官兼集團副總裁戈登·J·布魯克斯於2024年7月15日向美國證監會提交了一份初始有益所有權聲明。根據1934年證券交易法第16(a)條的規定，提交文件披露了布魯克斯擁有的12,403股直接持股和通過401(k)間接持有的3,694股股票，此外，布魯克斯還持有期權證券，包括各種到期日不等的限制性股票單位（RSUs），總計8,221個，以及741股幻影股票。RSUs代表了獲得禮來普通股的有條件權利，而幻影股票反映了公司高於養老金的額外儲蓄計劃中的福利，可在退休或服務終止時以現金支付。該表格由喬納森·格羅夫代表布魯克斯簽署，表明布魯克斯遵守了美國證監會的報告要求。
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