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Prestige Wealth | 6-K: Report of foreign private issuer (related to financial reporting)

Prestige Wealth | 6-K: Report of foreign private issuer (related to financial reporting)

盛德財富 | 6-K:外國發行人報告(業績相關)
美股SEC公告 ·  2024/09/13 14:02

Moomoo AI 已提取核心訊息

Prestige Wealth Inc. entered into a Securities Purchase Agreement on September 9, 2024, for a private placement offering, raising gross proceeds of $3 million. The company issued 5,454,545 Class A ordinary shares at $0.55 per share, along with Series A and B ordinary warrants to purchase up to 4,090,909 shares each.The warrants, exercisable three months after issuance and expiring in five years, have exercise prices of $0.6050 and $0.7150 for Series A and B, respectively. They include a 4.99% beneficial ownership limitation, which can be increased to 9.99%. The company will file a Registration Statement for the resale of the securities.The offering, conducted under Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D, was made to accredited investors as a private placement without general solicitation. The closing is subject to satisfaction of customary conditions.
Prestige Wealth Inc. entered into a Securities Purchase Agreement on September 9, 2024, for a private placement offering, raising gross proceeds of $3 million. The company issued 5,454,545 Class A ordinary shares at $0.55 per share, along with Series A and B ordinary warrants to purchase up to 4,090,909 shares each.The warrants, exercisable three months after issuance and expiring in five years, have exercise prices of $0.6050 and $0.7150 for Series A and B, respectively. They include a 4.99% beneficial ownership limitation, which can be increased to 9.99%. The company will file a Registration Statement for the resale of the securities.The offering, conducted under Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D, was made to accredited investors as a private placement without general solicitation. The closing is subject to satisfaction of customary conditions.
盛德財富公司於2024年9月9日簽署了一份證券購買協議,進行定向增發,籌集了300萬美元的總收入。該公司以每股0.55美元發行了5,454,545股A類普通股,並附帶系列A和B普通Warrants,分別可購買高達4,090,909股。這些Warrants在發行後三個月可行使,有效期爲五年,系列A和B的行使價格分別爲0.6050美元和0.7150美元。它們包括4.99%的有益擁有權限制,可增加至9.99%。公司將提交證券重新出售的註冊聲明。該發行根據證券法第4(a)(2)節和D規例第506條進行,針對經過認證的投資者進行定向增發,不進行一般招募。成交受滿足慣例條件的限制。
盛德財富公司於2024年9月9日簽署了一份證券購買協議,進行定向增發,籌集了300萬美元的總收入。該公司以每股0.55美元發行了5,454,545股A類普通股,並附帶系列A和B普通Warrants,分別可購買高達4,090,909股。這些Warrants在發行後三個月可行使,有效期爲五年,系列A和B的行使價格分別爲0.6050美元和0.7150美元。它們包括4.99%的有益擁有權限制,可增加至9.99%。公司將提交證券重新出售的註冊聲明。該發行根據證券法第4(a)(2)節和D規例第506條進行,針對經過認證的投資者進行定向增發,不進行一般招募。成交受滿足慣例條件的限制。
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