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ShiftPixy | 8-K: Current report

ShiftPixy | 8-K: Current report

ShiftPixy | 8-K：重大事件
美股SEC公告 ·  09/27 12:52
Moomoo AI 已提取核心訊息
On September 26, 2024, ShiftPixy, Inc., a company listed on The Nasdaq Stock Market, received a Letter of Reprimand from Nasdaq's Listing Qualifications Department for violating Listing Rule 5635(d). The violation stemmed from a July 2023 Offering where ShiftPixy entered into agreements to sell shares and warrants without obtaining the required shareholder approval for transactions involving more than 20% of pre-transaction shares outstanding at below minimum price. The offering was not considered a public offering due to its nature and the concentration of purchases by one investor. Following a deficiency letter in March 2024, ShiftPixy responded to Nasdaq and subsequently held a special meeting on August 14, 2024, where shareholders ratified the July 2023 Offering. Nasdaq opted for a reprimand rather than delisting, acknowledging the violation was inadvertent and that ShiftPixy took remedial action. The company announced it will not appeal the decision.
On September 26, 2024, ShiftPixy, Inc., a company listed on The Nasdaq Stock Market, received a Letter of Reprimand from Nasdaq's Listing Qualifications Department for violating Listing Rule 5635(d). The violation stemmed from a July 2023 Offering where ShiftPixy entered into agreements to sell shares and warrants without obtaining the required shareholder approval for transactions involving more than 20% of pre-transaction shares outstanding at below minimum price. The offering was not considered a public offering due to its nature and the concentration of purchases by one investor. Following a deficiency letter in March 2024, ShiftPixy responded to Nasdaq and subsequently held a special meeting on August 14, 2024, where shareholders ratified the July 2023 Offering. Nasdaq opted for a reprimand rather than delisting, acknowledging the violation was inadvertent and that ShiftPixy took remedial action. The company announced it will not appeal the decision.
2024年9月26日，shiftpixy公司，一家在納斯達克上市的公司，收到了納斯達克上市資格部門的譴責函，因違反了5635(d)號上市規則。該違規行爲源自於2023年7月的一次發行，shiftpixy達成協議，未經股東批准，以低於最低價格出售股票和認股權證，涉及的交易佔發行前股份的20%以上。由於其性質及一名投資者的大量購買，該發行並未被視爲公開發行。在2024年3月收到違規函件後，shiftpixy回應了納斯達克，並隨後於2024年8月14日召開特別會議，股東批准了2023年7月的發行。納斯達克選擇譴責而非除牌，承認違規是無意的，並且shiftpixy已採取補救措施。公司宣佈不會就此決定提出上訴。
2024年9月26日，shiftpixy公司，一家在納斯達克上市的公司，收到了納斯達克上市資格部門的譴責函，因違反了5635(d)號上市規則。該違規行爲源自於2023年7月的一次發行，shiftpixy達成協議，未經股東批准，以低於最低價格出售股票和認股權證，涉及的交易佔發行前股份的20%以上。由於其性質及一名投資者的大量購買，該發行並未被視爲公開發行。在2024年3月收到違規函件後，shiftpixy回應了納斯達克，並隨後於2024年8月14日召開特別會議，股東批准了2023年7月的發行。納斯達克選擇譴責而非除牌，承認違規是無意的，並且shiftpixy已採取補救措施。公司宣佈不會就此決定提出上訴。
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