share_log

Lufax: Lufax Holding Ltd - Broker-To-Broker Settlement/Exercise Considerations Option Symbols: LU/LU1/LU2

Lufax: Lufax Holding Ltd - Broker-To-Broker Settlement/Exercise Considerations Option Symbols: LU/LU1/LU2

陸金所控股：陸金所控股有限公司 - 經紀商對經紀商結算/行權考量 期權符號: LU/LU1/LU2
OCC期權清算公司 ·  10/22 05:41

Moomoo AI 已提取核心訊息

Effective October 21, 2024, Lufax Holding Ltd's options, symbolized as LU, LU1, and LU2, will undergo a significant change in settlement procedures as the National Securities Clearing Corporation (NSCC) will no longer accept exercise and assignment activity for settlement. Consequently, all related options activity will transition to broker-to-broker settlement. The Options Clearing Corporation (OCC) has decided not to impose exercise restrictions on these options, and will continue to process exercise instructions in line with its rules. Deliverables for these options contracts will remain unchanged, with LU options at 100 shares, LU1 at 25 shares plus $59.25 cash, and LU2 at 100 shares plus $237.00 cash. In cases where delivery of shares is not possible, the OCC may delay settlement obligations or consider alternative methods such as cash settlement...Show More
Effective October 21, 2024, Lufax Holding Ltd's options, symbolized as LU, LU1, and LU2, will undergo a significant change in settlement procedures as the National Securities Clearing Corporation (NSCC) will no longer accept exercise and assignment activity for settlement. Consequently, all related options activity will transition to broker-to-broker settlement. The Options Clearing Corporation (OCC) has decided not to impose exercise restrictions on these options, and will continue to process exercise instructions in line with its rules. Deliverables for these options contracts will remain unchanged, with LU options at 100 shares, LU1 at 25 shares plus $59.25 cash, and LU2 at 100 shares plus $237.00 cash. In cases where delivery of shares is not possible, the OCC may delay settlement obligations or consider alternative methods such as cash settlement or a buy-in of shares. Clearing Members are required to notify the OCC if they are unable to effect settlement and must refer to the Broker-to-Broker Delivery Advice report for daily updates on exercise and assignment activity. The OCC will continue to margin these activities until settlement is achieved.
自2024年10月21日起，陸金所控股有限公司的期權，象徵爲LU、LU1和LU2，將在結算程序上發生重大變化，因爲全國證券結算公司（NSCC）將不再接受行權和指定活動以便結算。因此，所有相關期權活動將過渡到經紀人之間的結算。 期權結算公司（OCC）已決定不對這些期權施加行權限制，並將繼續根據其規則處理行權指令。 這些期權合約的交付物將保持不變，LU期權爲100股，LU1爲25股加上59.25美元現金，LU2爲100股加上237.00美元現金。 在無法交付股份的情況下，OCC可能會推遲結算義務，或考慮現金結算或買入股份等替代方法。結算會員須在無法效力結算的情況下通知OCC，並參考經紀人間交割建議報告以獲取有關行權和指定活動的每日更新。 OCC將繼續對這些活動進行按金處理，直到實現結算。
自2024年10月21日起，陸金所控股有限公司的期權，象徵爲LU、LU1和LU2，將在結算程序上發生重大變化，因爲全國證券結算公司（NSCC）將不再接受行權和指定活動以便結算。因此，所有相關期權活動將過渡到經紀人之間的結算。 期權結算公司（OCC）已決定不對這些期權施加行權限制，並將繼續根據其規則處理行權指令。 這些期權合約的交付物將保持不變，LU期權爲100股，LU1爲25股加上59.25美元現金，LU2爲100股加上237.00美元現金。 在無法交付股份的情況下，OCC可能會推遲結算義務，或考慮現金結算或買入股份等替代方法。結算會員須在無法效力結算的情況下通知OCC，並參考經紀人間交割建議報告以獲取有關行權和指定活動的每日更新。 OCC將繼續對這些活動進行按金處理，直到實現結算。
有用
沒用

該公告為獨立文件：

獨立文件1

声明：本內容僅用作提供資訊及教育之目的，不構成對任何特定投資或投資策略的推薦或認可。 更多信息
    熱議
    美股
    股票代碼最新價升跌幅

    暫無數據

    資訊熱榜
    更新時間