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Dominari Securities LLC Receives Milestone Approval as a Nasdaq Limited Underwriting Member

Dominari Securities LLC Receives Milestone Approval as a Nasdaq Limited Underwriting Member

Dominari Securities LLC獲得納斯達克有限承銷會員的重大批准
Accesswire ·  08/13 16:15

NEW YORK CITY, NY / ACCESSWIRE / August 13, 2024 / Dominari Holdings Inc. (Nasdaq:DOMH) (the "Company") today announced that its wholly-owned subsidiary, Dominari Securities LLC ("Dominari"), has been approved as a Limited Underwriting Member of the Nasdaq Stock Market. This approval enables Dominari to act as a principal underwriter under Nasdaq Listing Rule 5210(m).

紐約市,紐約州/ ACCESSWIRE /2024年8月13日/ Dominari Holdings Inc.(納斯達克代碼:DOMH)(「公司」)今日宣佈,其全資子公司Dominari Securities LLC(「Dominari」)已被覈准爲納斯達克股票市場的有限承銷成員。此項批准使得Dominari能夠在納斯達克交易所上市規則5210(m)下擔任主承銷商。

Mr. Kyle Wool, CEO of Dominari, commented, "Being designated as a Limited Underwriting Member of Nasdaq is a notable achievement and key milestone in our business development strategy. The designation is an essential aspect for executing investment banking transactions and we believe it will help pave the way for growth in our business. The designation allows us to assist companies that want to apply for an initial Nasdaq listing in connection with an underwritten transaction."

Dominari首席執行官Kyle Wool先生評論說:「被指定爲納斯達克的有限承銷成員是我們業務發展策略的一個重要階段性成就。該指定是執行投資銀行交易的關鍵方面,我們相信它將有助於爲我們的業務的增長鋪平道路。該指定允許我們協助想要通過承銷交易申請初始納斯達克上市的公司。」

For additional information about Dominari Holdings Inc., please visit:

有關Dominari Holdings Inc.的更多信息,請訪問:

Dominari Securities LLC's Mission Statement:

Dominari Securities LLC的使命宣言:

Dominari, a principal subsidiary of the Company, is a dynamic, forward-thinking financial services company that seeks to create wealth for all stakeholders by capitalizing on emerging trends in the financial services sector and identifying early-stage future opportunities that are expected to generate a high rate of return for investors.

Dominari是公司的主要子公司,是一家充滿活力和前瞻性的金融服務公司,致力於利用金融服務行業的新興趨勢,並在早期識別預期能夠爲投資者帶來高回報率的未來機會。

Securities Brokerage and Registered Investment Adviser Services are offered through Dominari, a Member of FINRA, MSRB and SIPC. Securities brokerage, investment adviser and other non-bank deposit investments are not FDIC insured and may lose some or all of the principal invested. You can check the background of Dominari and its registered investment professionals and review its SEC Form CRS on FINRA's BrokerCheck site at . Information for Dominari and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

證券經紀和註冊投資顧問服務由Dominari提供,Dominari是FINRA、MSRb和SIPC的成員。證券經紀、投資顧問和其他非銀行存款投資品種不受FDIC保險保護,可能會丟失部分或全部本金。您可以在FINRA的BrokerCheck網站上檢查Dominari及其註冊投資專業人員的背景,並查看其SEC Form CRS。Dominari及其註冊投資專業人員的信息以及其SEC Form CRS也可以在FINRA的BrokerCheck網站上找到。

Forward-Looking Statements

前瞻性聲明

This press release contains forward-looking statements within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. Words such as "may," "might," "will," "should," "believe," "expect," "anticipate," "estimate," "continue," "predict," "forecast," "project," "plan," "intend" or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking statements. While the Company believes these forward-looking statements are reasonable, undue reliance should not be placed on any such forward-looking statements, which are based on information available to us on the date of this release. These forward-looking statements are based upon current estimates and assumptions and are subject to various risks and uncertainties, including without limitation those set forth in the Company's filings with the SEC, which include but are not limited to the Risk Factors set forth in the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2023 relating to its business. Thus, actual results could be materially different. The Company expressly disclaims any obligation to update or alter statements whether as a result of new information, future events or otherwise, except as required by law.

本新聞稿包含「安全港」規定下的前瞻性陳述,其中包括「可能」、「可能」、「將」、「應」、「相信」、「期望」、「期望」、「估計」、「繼續」、「預測」、「預測」、「項目」、「計劃」、「打算」或類似表達式,或關於意圖、信仰或當前預期的陳述,皆屬前瞻性陳述。雖然公司認爲這些前瞻性陳述是合理的,但不應對任何此類前瞻性陳述作出過度依賴,因爲這些前瞻性陳述基於我們在本次發佈之日可獲得的信息。這些前瞻性陳述是基於目前的估計和假設,並且受到各種風險和不確定性的影響,包括但不限於公司提交給美國證券交易委員會的備案文件中所列的風險因素,其中包括但不限於公司的10-K表格的風險因素,該表於2023年12月31日結束的財年結束。因此,實際結果可能會有重大不同。公司明確聲明不承擔更新或更改述論的義務,無論是基於新信息、未來事件還是其他原因,除非法律要求。

Contacts:

聯繫人:

Dominari Holdings Inc.

Investor Relations

特麗安尼控股有限公司

投資者關係

Hayden IR
Brett Maas, Managing Partner
Phone: (646) 536-7331
Email: brett@haydenir.com

海登IR
Brett Maas,董事總經理
電話:(646)536-7331
電子郵件:brett@haydenir.com

SOURCE: Dominari Holdings Inc.

消息來源:Dominari Holdings Inc。


声明:本內容僅用作提供資訊及教育之目的,不構成對任何特定投資或投資策略的推薦或認可。 更多信息
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