MAS Fines Atrium Asia Investment $1.9M for AML/CFT Compliance Breaches
MAS Fines Atrium Asia Investment $1.9M for AML/CFT Compliance Breaches
According to the central bank's investigations, AAIM breached the requirements from June 2015 to October 2020.It breached the requirements from June 2015 to October 2020.
從2015年6月到2020年10月，它違反了要求。
The Monetary Authority of Singapore (MAS) has imposed a $1.9m composition penalty on Atrium Asia Investment Management (AAIM) for breaching anti-money laundering and countering the financing of terrorism (AML/CFT) requirements.
新加坡金融管理局（MAS）因違反反洗錢和打擊恐怖主義融資（AML/CFT）要求而對Atrium Asia投資管理公司（AAIM）處以190萬美元的組合罰款。
The central bank also reprimanded AAIM's CEO, Mintarja Oei, for failing to ensure that his company complied with the requirements.
央行還譴責AAIM首席執行官Mintarja Oei未能確保其公司遵守要求。
According to the central bank's investigations, AAIM breached the requirements from June 2015 to October 2020.
根據央行的調查，Aaim在2015年6月至2020年10月期間違反了要求。
The company failed to implement adequate procedures to detect and report suspicious transactions, resulting in several large transactions with third parties going unverified.
該公司未能實施適當的程序來發現和報告可疑交易，導致與第三方的幾筆大手交易未經核實。
It also neglected to assess and mitigate money laundering and terrorism financing (ML/TF) risks among customers, including tax-related risks and identifying politically exposed persons (PEPs) or their associates.
它還忽略了評估和緩解客戶的洗錢和恐怖主義融資（ML/TF）風險，包括與稅收相關的風險和識別政治風險人物（PEP）或其同夥。
AAIM also did not maintain up-to-date records of beneficial owners, compromising compliance with AML/CFT requirements.
AAIM也沒有保留受益所有人的最新記錄，這影響了對反洗錢/打擊資助恐怖主義要求的遵守。
MAS, however, said AAIM has already taken remedial actions to address the identified deficiencies.
但是，MAS表示，Aaim已經採取了補救措施來解決已發現的缺陷。
