LPL Financial Welcomes New Independent Practice Happier Wealth, Led by Experienced Advisors From Northwestern Mutual
LPL Financial Welcomes New Independent Practice Happier Wealth, Led by Experienced Advisors From Northwestern Mutual
Happier Wealth aims to help clients live happier, more fulfilled lives by prioritizing joy, fulfillment, and confidence in financial planning.LPL Financial welcomes new advisors Will Beck, Mike Macfarlane, Tyler Vongsawad, and Sam Rosen, launching the independent practice Happier Wealth.
lpl financial 歡迎新顧問威爾·貝克、邁克·麥克法蘭、泰勒·翁薩沃德和薩姆·羅森，他們啓動了獨立實踐 Happier Wealth。
Quiver AI Summary
Quiver AI 概要
LPL Financial LLC announced that five experienced financial advisors have joined their broker-dealer, RIA, and custodial platforms to form a new independent practice called Happier Wealth in Pleasant Grove, Utah. The team, which previously served approximately $250 million in advisory, brokerage, and retirement plan assets at Northwestern Mutual, emphasizes a client-focused approach to financial planning, aiming to help clients achieve fulfillment beyond just financial success. The founding advisors, including Will Beck, Mike Macfarlane, Tyler Vongsawad, and Sam Rosen, highlight their commitment to providing personalized services such as investment management and retirement planning while valuing the independence and flexibility that LPL Financial offers. They are excited about leveraging LPL's technology to enhance their business operations and client care.
lpl financial 有限責任公司宣佈，五位經驗豐富的財務顧問已加入他們的券商、RIA和託管平台，組建了一個名爲 Happier Wealth 的新獨立實踐，位於猶他州普萊森特格羅夫。該團隊此前在西北相互保險公司服務約 $25000萬 的諮詢、券商和養老計劃資產，強調以客戶爲中心的財務規劃方法，旨在幫助客戶實現超越財務成功的滿足感。創始顧問包括威爾·貝克、邁克·麥克法蘭、泰勒·翁薩沃德和薩姆·羅森，他們強調致力於提供諸如投資管理和退休規劃等個性化服務，同時重視 lpl financial 提供的獨立性和靈活性。他們對利用 lpl 的科技來增強其業務運營和客戶關懷感到興奮。
Potential Positives
潛在的積極因素
- Happier Wealth, a new independent practice formed by experienced financial advisors, has chosen LPL Financial as its partner, showcasing LPL's appeal to top talent in the financial advisory space.
- The addition of approximately $250 million in advisory, brokerage, and retirement plan assets from Happier Wealth enhances LPL Financial's asset management capacity and strengthens its market position.
- Happier Wealth's focus on providing personalized financial planning services aligns with LPL's commitment to client-centric financial advising, potentially attracting more clients seeking tailored financial solutions.
- LPL's state-of-the-art technology platform offers a significant operational advantage, allowing Happier Wealth to open accounts quickly, thereby increasing efficiency and client satisfaction.
- 由經驗豐富的財務顧問組建的新獨立實踐 Happier Wealth 選擇 lpl financial 作爲合作伙伴，展示了 lpl 在財務諮詢領域吸引頂尖人才的吸引力。
- Happier Wealth 得到的約 $25000萬 的諮詢、券商和養老計劃資產的增加增強了 lpl financial 的資產管理能力並鞏固了其市場地位。
- Happier Wealth 專注於提供個性化的財務規劃服務，與 lpl 致力於以客戶爲中心的財務諮詢的承諾一致，可能吸引更多尋求量身定製財務解決方案的客戶。
- lpl 的尖端技術平台提供了顯著的運營優勢，使 Happier Wealth 能夠快速開設帳戶，從而提高效率和客戶滿意度。
Potential Negatives
潛在負面影響
- Loss of advisors: The departure of experienced advisors from Northwestern Mutual to LPL Financial may indicate internal issues within Northwestern Mutual, which could reflect negatively on LPL if similar trends continue.
- Risk of client retention: Establishing a new independent practice like Happier Wealth may pose risks in client retention and building a new client base, particularly with significant focus on their past relationships from Northwestern Mutual.
- Dependence on newly formed entity: LPL's growth and performance may become heavily dependent on the success of new practices like Happier Wealth, which carries inherent risks as new entities often face challenges during their initial stages.
- 摩根士丹利金融顧問的流失可能表明摩根士丹利內部存在問題，如果類似趨勢持續下去，可能對摩根士丹利產生負面影響。
- 客戶留存風險：成立像Happier Wealth這樣的新獨立練習可能會帶來客戶留存風險，尤其是過去關注他們與摩根士丹利的關係。
- 對新組建實體的依賴：摩根士丹利的發展和業績可能在於像Happier Wealth這樣的新實踐的成功，這帶有固有風險，因爲新實體在初期階段經常面臨挑戰。
FAQ
FAQ
Who are the financial advisors launching Happier Wealth?
誰是推出Happier Wealth的金融顧問？
The advisors include Will Beck, Mike Macfarlane, Tyler Vongsawad, and Sam Rosen, all experienced professionals in financial services.
顧問團隊包括威爾·貝克、邁克·麥克法蘭、泰勒·馮薩瓦德和薩姆·羅森，均是金融服務領域經驗豐富的專業人士。
What is the mission of Happier Wealth?
Happier Wealth的使命是什麼？
Happier Wealth aims to help clients live happier, more fulfilled lives by prioritizing joy, fulfillment, and confidence in financial planning.
Happier Wealth的目標是通過優先考慮快樂、滿足感和對財務規劃的信心，幫助客戶過上更快樂、更充實的生活。
What services does Happier Wealth offer?
Happier Wealth提供哪些服務？
The team provides comprehensive financial planning services including investment management, tax planning, retirement planning, and estate planning.
團隊提供全面的財務規劃服務，包括投資管理、稅務規劃、退休規劃和遺產規劃。
Why did Happier Wealth join LPL Financial?
Happier Wealth爲什麼加入LPL Financial？
Happier Wealth joined LPL Financial for independence, control over their business, and access to a comprehensive technology platform to enhance client care.
Happier Wealth加入LPL Financial是爲了獨立性、對業務的控制以及利用全面技術平台提升客戶關懷。
How much in assets does Happier Wealth manage?
Happier Wealth管理多少資產？
Happier Wealth reported managing approximately $250 million in advisory, brokerage, and retirement plan assets.
Happier Wealth報告稱，他們管理約25000萬美元的諮詢、券商和退休計劃資產。
Disclaimer: This is an AI-generated summary of a press release distributed by GlobeNewswire. The model used to summarize this release may make mistakes. See the full release here.
免責聲明：這是由GlobeNewswire分發的新聞稿的人工智能生成摘要。用於總結這份稿件的模型可能會出錯。請在這裏查看完整發布。
$LPLA Congressional Stock Trading
國會股票交易$LPLA
Members of Congress have traded $LPLA stock 1 times in the past 6 months. Of those trades, 0 have been purchases and 1 have been sales.
國會議員在過去6個月中交易過$LPLA股票1次。這些交易中，有0次購買和1次銷售。
Here's a breakdown of recent trading of $LPLA stock by members of Congress over the last 6 months:
以下是過去6個月國會議員對$LPLA股票的最新交易情況：
- REPRESENTATIVE JOHN JAMES sold up to $15,000 on 07/18.
- 約翰·詹姆斯代表於07/18賣出高達$15,000的股票。
To track congressional stock trading, check out Quiver Quantitative's congressional trading dashboard.
要追蹤國會股票交易，請查看Quiver Quantitative的國會交易儀表板。
$LPLA Insider Trading Activity
$LPLA內部交易活動
$LPLA insiders have traded $LPLA stock on the open market 1 times in the past 6 months. Of those trades, 0 have been purchases and 1 have been sales.
$LPLA內部人士在過去6個月中共在開放市場上交易$LPLA股票1次。這些交易中，有0次購買和1次銷售。
Here's a breakdown of recent trading of $LPLA stock by insiders over the last 6 months:
以下是過去6個月內部人士對$LPLA股票的最新交易情況：
- DAN H. ARNOLD (President & CEO) sold 5,677 shares.
- DAN H. ARNOLD（總裁兼首席執行官）出售了5,677股。
To track insider transactions, check out Quiver Quantitative's insider trading dashboard.
要跟蹤內部交易，請查看Quiver Quantitative的內部交易特斯拉-儀表。
$LPLA Hedge Fund Activity
$LPLA對沖基金活動
We have seen 313 institutional investors add shares of $LPLA stock to their portfolio, and 402 decrease their positions in their most recent quarter.
我們看到313家機構投資者在最近一個季度向他們的投資組合中增加了$LPLA股票的股份，402家減少了他們的持倉。
Here are some of the largest recent moves:
以下是一些最近最大的交易動態：
- CAPITAL RESEARCH GLOBAL INVESTORS removed 1,577,102 shares (-100.0%) from their portfolio in Q3 2024
- PRICE T ROWE ASSOCIATES INC /MD/ removed 1,483,931 shares (-70.7%) from their portfolio in Q3 2024
- BOSTON PARTNERS added 1,212,715 shares (+64.3%) to their portfolio in Q3 2024
- FIRST TRUST ADVISORS LP added 901,509 shares (+1007.0%) to their portfolio in Q3 2024
- MARSHALL WACE, LLP added 863,254 shares (+inf%) to their portfolio in Q3 2024
- FMR LLC added 650,675 shares (+24.4%) to their portfolio in Q3 2024
- MORGAN STANLEY removed 596,159 shares (-40.6%) from their portfolio in Q3 2024
- 資本集團在2024年第3季度將1,577,102股（-100.0%）從其投資組合中剔除
- PRICE t ROWE ASSOCIATES INC /MD/在2024年第3季度從其投資組合中剔除了1,483,931股（-70.7%）
- 波士頓合夥人在2024年第3季度將1,212,715股（+64.3%）添加到其投資組合中
- FIRSt TRUSt ADVISORS LP在2024年第三季度將其投資組合增加了901,509股（+1007.0%）
- MARSHALL WACE，LLP在2024年第三季度將其投資組合增加了863,254股（+inf%）
- FMR LLC在2024年第三季度將其投資組合增加了650,675股（+24.4%）
- 摩根士丹利在2024年第三季度將其投資組合減少了596,159股（-40.6%）
To track hedge funds' stock portfolios, check out Quiver Quantitative's institutional holdings dashboard.
要追蹤對沖基金的股票組合，請查看Quiver Quantitative的機構持股儀表板。
Full Release
全面發佈
SAN DIEGO, Nov. 25, 2024 (GLOBE NEWSWIRE) --
LPL Financial LLC
, announced today that financial advisors Will Beck, CFP
, Mike Macfarlane, CASL
, CLU
, ChFC
, Tyler Vongsawad, CLU
, ChFC
, CASL
, CFP
, MSFS, and Sam Rosen, CFP
, have joined LPL Financial's broker-dealer, RIA and custodial platforms to launch a new independent practice,
Happier Wealth
. They reported having served approximately $250 million in advisory, brokerage and retirement plan assets* and join LPL from Northwestern Mutual.
聖地亞哥，2024年11月25日（環球新聞）--
LPL Financial LLC
今天宣佈，財務顧問威爾·貝克（Will Beck）, CFP
麥克·麥克法蘭（Mike Macfarlane）, CASL
CLU
ChFC
泰勒·萬薩瓦德（Tyler Vongsawad）, CLU
ChFC
, CASL
, CFP
, MSFS和Sam Rosen, CFP
,已加入lpl financial的券商、RIA和託管平台，成立了一個新的獨立團隊,
Happier Wealth
。他們報告稱，已爲大約$25000萬的諮詢、經紀和養老金計劃資產提供服務，並從Northwestern Mutual加入LPL。
Located in Pleasant Grove, Utah, the Happier Wealth team has more than 70 years of collective experience in financial services. Macfarlane mentored Beck and Vongsawad as college interns, and they have all remained close friends throughout their careers. As the three founding partners of Happier Wealth, the advisors are looking to build a collaborative environment where they can live out their mission of helping clients live happier, more fulfilled lives.
位於猶他州普萊森特格羅夫的Happier Wealth團隊在金融服務方面有超過70年的共同經驗。Macfarlane在大學時擔任Beck和Vongsawad的導師，他們在職業生涯中始終保持着密切的友誼。作爲Happier Wealth的三位創始合夥人，這些顧問希望建立一個協作的環境，以實現幫助客戶過上更快樂、更充實生活的使命。
"At Happier Wealth, we believe that true wealth isn't just about numbers—it's about living a life that brings you joy, fulfillment and confidence," said Beck, a survivor of the Columbine High School tragedy who learned early on to appreciate the things that matter most. "The advice we provide isn't just about making the most money, but about living the best life."
"在Happier Wealth，我們相信真正的財富不僅僅是數字——而是過上能帶給你快樂、充實和自信的生活，"Beck說，他是哥倫bine高中悲劇的倖存者，早早就學會欣賞最重要的事物。"我們提供的建議不僅是關於賺更多的錢，而是關於過上更好的生活。"
The Happier Wealth team provides comprehensive financial planning services, including investment management, tax planning, retirement planning and estate planning. The advisors work to understand each client's unique needs and provide advice tailored to those goals.
Happier Wealth團隊提供全面的財務規劃服務，包括投資管理、稅務規劃、養老規劃和遺產規劃。顧問們致力於了解每位客戶獨特的需求，並提供針對這些目標的量身定製建議。
As they prepared for the next chapter of their business, they sought to partner with a wealth management firm that would give them true independence and the freedom to act solely in the best interests of their clients.
在爲他們的業務準備下一個章節時，他們尋求與一家财富管理公司合作，以獲得真正的獨立性和僅爲客戶的最佳利益行事的自由。
"Our strategic partnership with LPL Financial is underpinned by a shared commitment to prioritizing the client," Beck said. "We value the autonomy and control over our business and appreciate that LPL does not offer proprietary investment products. Additionally, LPL's comprehensive technology platform reduces administrative burdens and helps us focus on taking care of clients. The ability to open an account in less than 10 minutes is a game-changer for us. We have so many ideas for how we can expand and grow, and we look forward to taking our practice to the next level."
"我們與lpl financial的戰略合作伙伴關係基於共同的承諾，優先考慮客戶，"Beck說。"我們重視對我們業務的自主權和控制權，並欣賞lpl不提供專有投資產品。此外，lpl全面的科技平台減少了行政負擔，幫助我們專注於照顧客戶。能夠在不到10分鐘的時間內開設一個帳戶對我們來說是一個遊戲規則的改變。我們有很多想法來擴展和發展，我們期待將我們的業務提升到一個新的水平。"
Scott Posner, LPL Executive Vice President, Business Development, said, "We welcome Will, Mike, Tyler, Sam and the entire Happier Wealth team to LPL, where we'll continue to invest in new capabilities and solutions designed to help advisors grow their businesses, personalize their practices and deliver differentiated service experiences to their clients. We look forward to supporting Happier Wealth as they evolve their business and make a positive impact on the lives of their clients."
LPL的執行副總裁Scott Posner表示："我們歡迎Will、Mike、Tyler、Sam和整個Happier Wealth團隊加入lpl，我們將繼續投資於新的能力和方案，旨在幫助顧問發展他們的業務，個性化他們的實踐，併爲客戶提供差異化的服務體驗。我們期待支持Happier Wealth在發展業務的同時，對客戶的生活產生積極影響。"
Related
相關
Advisors, learn how LPL Financial can help
take your business to the next level
.
顧問們，了解lpl financial如何提供幫助
將您的業務提升到一個新水平
.
About LPL Financial
關於LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports more than 28,000 financial advisors and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $1.7 trillion in brokerage and advisory assets on behalf of approximately 6 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit
.
lpl financial控股公司（納斯達克：LPLA）是美國增長最快的财富管理公司之一。作爲金融顧問中介市場的領導者，lpl支持超過28,000名金融顧問和約1,200家金融機構的财富管理實踐，爲約600萬名美國人代理約$1.7萬億的券商和諮詢資產。該公司提供多種顧問關聯模型、投資解決方案、金融科技工具和實踐管理服務，確保顧問和機構可以靈活選擇經營模式、服務和技術資源，以運行蓬勃發展的業務。有關lpl的更多信息，請訪問
.
Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor.
Member FINRA/SIPC. LPL Financial and its affiliated companies provide financial services only from the United States. Happier Wealth and LPL are separate entities.
LPL Financial LLC（"LPL Financial"）提供證券和諮詢服務，是一家註冊投資顧問。
會員FINRA/SIPC。lpl financial及其關聯公司只從美國提供金融服務。幸福財富和lpl是獨立實體。
Throughout this communication, the terms "financial advisors" and "advisors" are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
在本文中，"金融顧問"和"顧問"一詞均用於指與LPL Financial關聯的註冊代表和/或投資顧問代表。
We routinely disclose information that may be important to shareholders in the "
Investor Relations
" or "
Press Releases
" section of our website.
我們會在網站的""或""部分定期披露可能對股東重要的信息。
投資者關係
計劃議程
新聞稿
部分。
*Value approximated based on asset and holding details provided to LPL from end of year, 2023.
*基於資產和持有詳情，數據近似估算爲2023年底。
Media Contact:
Media.relations@LPLFinancial.com
(704) 996-1840
媒體聯繫：
Media.relations@LPLFinancial.com
(704) 996-1840
Tracking #661130
跟蹤編號 #661130
