Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
金融犯罪週報：Cantor Fitzgerald因違反反欺詐條款被指控，前ComTech首席執行官因內幕交易被指控
SEC Charges Cantor Fitzgerald With Causing 2 SPACs To Make Misleading Statements
美國證券交易委員會指控凱特爾·菲茨傑拉德導致兩個SPAC發佈誤導性聲明
The Securities and Exchange Commission on Thursday charged financial services firm Cantor Fitzgerald, L.P. with causing two special purpose acquisition companies that it controlled to make misleading statements to investors ahead of their initial public offerings.
美國證券交易委員會週四指控金融服務公司凱特爾·菲茨傑拉德（Cantor Fitzgerald, L.P.）導致其控制的兩個特殊目的收購公司在首次公開募股之前向投資者發佈誤導性聲明。
The SEC's Order states that a team of Cantor Fitzgerald executives controlled two SPACs in 2020 and 2021 which raised $750 million from investors through IPOs. The SEC's order finds that Cantor Fitzgerald caused the SPACs in their SEC filings to deny having had contact or substantive discussions with potential business combination targets...
美國證券交易委員會的命令指出，2020年和2021年間，一組凱特爾·菲茨傑拉德的高管控制了兩個SPAC，...
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