EDMONTON, AB / ACCESSWIRE / September 29, 2021 / Rocky Mountain Liquor Inc. ("Rocky Mountain" or the "Company") (TSXV:RUM) announced today that Byrne Alberta Ltd (the "Acquiror"), on September 28, 2021, a company owned 100% by Peter and Joan Byrne, acquired common shares (the "Common Shares") of Rocky Mountain through the facilities of the TSX Venture Exchange (the "Transaction"). The Acquiror acquired ownership and control of 1,207,500 Common Shares at a price of $0.18 per Common Share.
Immediately prior to the Transaction Peter and Joan Byrne and 73297 Newfoundland and Labrador Ltd. (the "Joint Actors") along with the Acquiror directly and indirectly owned and controlled 9,431,290 Common Shares, representing approximately 19.9% of the issued and outstanding Common Shares as of September 28, 2021 based on 47,489,937 Common Shares issued and outstanding as of such date.
Immediately following the Transaction, the Acquiror and the Joint Actors, together, directly and indirectly owned and controlled 10,638,790 Common Shares, on a fully diluted basis, which represented approximately 22.4% of the issued and outstanding Common Shares as of September 28, 2021 based on 47,489,937 Common Shares issued and outstanding as of that date. There are no outstanding stock options or warrants issued; 47,489,937 outstanding Common Shares represents the entire float.
The Acquiror is relying on the Private Agreement Exemption, under section 4.2 of National Instrument 62-104, Take-Over Bids and Issuer Bids as all items under section 4.2 are satisfied being that the Transaction was a private agreement between no more than five persons and consideration paid was not more than 115% of the current market price of the securities.
The acquisition represents 2.5% of Common Shares of the Issuer and changes the percentage of ownership of the Acquiror and Joint Actors by more than 2% of Common Shares of the Issuer, triggering the filing of an Early Warning Report.
Peter Byrne is the Executive Chairman of Rocky Mountain and Joan Byrne is his spouse. Byrne Alberta Ltd. is a corporation registered in Alberta and Newfoundland and Labrador, owned 100% by Peter and Joan Byrne.
The Acquiror acquired the securities of Rocky Mountain for investment purposes. Depending on market conditions, the business and performance of the Issuer and other factors, the Acquiror or the Joint Actors may from time to time acquire and/or dispose of securities of Rocky Mountain or continue to hold their current position.
To obtain a copy of the Early Warning Report filed pursuant to applicable securities regulations in connection with the foregoing, the report is filed on SEDAR or use contact information below.
ABOUT ROCKY MOUNTAIN
Rocky Mountain owns 100% of Andersons Liquor Inc., headquartered in Edmonton Alberta, which now own and operate 26 private liquor stores in that province, up from 18 stores since the Common Shares began trading in December 2008. It is listed on the TSX Venture Exchange (TSX-V:RUM).
Forward-Looking Statements:
This news release contains forward‐looking statements and forward‐looking information within the meaning of applicable securities laws. These statements relate to future events or future performance. All statements other than statements of historical fact may be forward‐looking statements or information. Forward‐looking statements and information are often, but not always, identified by the use of words such as "appear", "seek", "anticipate", "plan", "continue", "estimate", "approximate", "expect", "may", "will", "project", "predict", "potential", "targeting", "intend", "could", "might", "should", "believe", "would" and similar expressions.
More particularly and without limitation, this news release contains forward‐looking statements and information concerning the redemption of the Debentures and the timing associated therewith; the aggregate Redemption Amount; the issuance of Common Shares to satisfy the Redemption Price; the receipt of all necessary approvals including the approval of the TSX-V and the timing associated with obtaining such approvals; the closing of the Transaction and the expected timing; the number of Common Shares to be issued in satisfaction of the Redemption Price and the Interest Payment to be paid in cash; the ability to attract future long term investment capital and the timing associated therewith; the availability of post-Transaction strategic alternatives and the ability of the Company to capitalize on such alternatives; the ability to bring value to the Company stakeholders upon completion of the Transaction and the timing associated therewith; the advantages associated with the Transaction and the ability of the Company to achieve and implement such advantages to its benefit and the benefit of its stakeholders; and a share consolidation transaction, the timing associated with such a transaction, delivery of additional information and when such information may be available and if such a transaction would be supported by shareholders of the Company. The forward‐looking statements and information are based on certain key expectations and assumptions made by management of the Company, including expectations and assumptions concerning the Transaction and the ability to implement the Transaction; assumptions concerning necessary approvals required by the Company from the TSX-V and the ability to obtain such approvals on the terms anticipated and within the timelines required; overall assumptions concerning the financial markets and commodity markets; and overall business strategy. Although management of the Company believes that the expectations and assumptions on which such forward looking statements and information are based are reasonable, undue reliance should not be placed on the forward‐looking statements and information since no assurance can be given that they will prove to be correct.
Forward-looking statements and information are provided for the purpose of providing information about the current expectations and plans of management of the Company relating to the future. Readers are cautioned that reliance on such statements and information may not be appropriate for other purposes, such as making investment decisions. Since forward‐looking statements and information address future events and conditions, by their very nature they involve inherent risks and uncertainties. Actual results could differ materially from those currently anticipated due to a number of factors and risks. Accordingly, readers should not place undue reliance on the forward‐looking statements, timelines and information contained in this news release.
The forward‐looking statements and information contained in this news release are made as of the date hereof and no undertaking is given to update publicly or revise any forward‐looking statements or information, whether as a result of new information, future events or otherwise, unless so required by applicable securities laws or the TSX-V. The forward-looking statements or information contained in this news release are expressly qualified by this cautionary statement.
Neither TSX Venture Exchange nor its Regulation Services Provider (as that term is defined in policies of the TSX Venture Exchange) accepts responsibility for the adequacy or accuracy of this release
For Further Information:
Peter J. Byrne
Executive Chairman
peterjbyrne@hotmail.com
780-686-7383
SOURCE: Rocky Mountain Liquor Inc.
View source version on accesswire.com:
https://www.accesswire.com/666077/Early-Warning-Report-Issued-Pursuant-to-National-Instrument-62-103-Acquisition-of-Securities-of-Rocky-Mountain-Liquor-Inc
埃德蒙頓,AB/ACCESSWIRE/2021年9月29日落基山酒業有限公司(以下簡稱“落基山”或“公司”)(多倫多證券交易所股票代碼:RUM)今天宣佈,彼得·伯恩夫婦全資擁有的伯恩艾伯塔有限公司(以下簡稱“收購方”)於2021年9月28日通過多倫多證券交易所創業板交易平臺(以下簡稱“交易”)收購了落基山的普通股(以下簡稱“普通股”)。收購方以每股0.18美元的價格獲得了1207500股普通股的所有權和控制權。
緊接交易之前,彼得·伯恩和瓊·伯恩夫婦以及73297名紐芬蘭和拉布拉多有限公司(“聯合行動人”)以及收購方直接或間接擁有和控制了9,431,290股普通股,相當於2021年9月28日已發行和已發行普通股的19.9%,這是根據截至當日已發行和已發行的47,489,937股普通股計算的。
交易完成後,收購方和聯合行動人在完全稀釋的基礎上,共同直接和間接擁有和控制了10,638,790股普通股,這相當於截至2021年9月28日的已發行和已發行普通股的22.4%,這是根據截至當日已發行和已發行的47,489,937股普通股計算的。沒有發行流通股期權或認股權證;47,489,937股流通股代表整個流通股。
根據第4.2節的規定,收購人依據的是私人協議豁免NationalInstrument 62-104,接管投標和發包人 標書由於第4.2條下的所有項目均信納該交易是不超過五人之間的私人協議,而支付的代價不超過該等證券當時市價的115%。
此次收購相當於發行人普通股的2.5%,並將收購人和聯合行動人的所有權百分比改變為發行人普通股的2%以上,從而觸發了預警報告的提交。
彼得·伯恩(Peter Byrne)是落基山公司的執行主席,瓊·伯恩(Joan Byrne)是他的配偶。伯恩艾伯塔有限公司是一家在艾伯塔省、紐芬蘭和拉布拉多註冊的公司,由彼得·伯恩和瓊·伯恩全資擁有。
收購者出於投資目的收購了落基山的證券。視乎市場情況、發行人的業務及表現及其他因素,收購方或聯名行動人可能不時收購及/或出售Rocky Mountain的證券或繼續持有其現有倉位。
要獲得根據與上述相關的適用證券法規提交的預警報告的副本,請在SEDAR上提交該報告或使用以下聯繫信息。
關於落基山
洛基山擁有總部位於艾伯塔省埃德蒙頓的安德森酒業公司(Andersons Liquor Inc.)100%的股份,後者目前在該省擁有並經營着26傢俬人酒類商店,高於普通股2008年12月開始交易以來的18家。該公司在多倫多證券交易所創業板(多倫多證券交易所股票代碼:RUM)上市。
前瞻性陳述:
本新聞稿包含符合適用證券法的前瞻性陳述和前瞻性信息。這些陳述與未來事件或未來表現有關。除歷史事實以外的所有陳述都可能是前瞻性陳述或信息。前瞻性陳述和信息常常但不總是通過使用諸如“出現”、“尋求”、“預期”、“計劃”、“繼續”、“估計”、“近似”、“預期”、“可能”、“將”、“項目”、“預測”、“潛在”、“目標”、“打算”、“可能”、“可能”、“應該”、“相信”、“將會”和類似的表達方式來識別。
更具體地説,但不限於,本新聞稿包含前瞻性陳述和信息,涉及債券的贖回和相關的時間;贖回總額;發行普通股以滿足贖回價格;收到所有必要的批准,包括多倫多證券交易所-V的批准和與獲得批准相關的時間;交易的結束和預期的時間;為滿足贖回價格而發行的普通股數量和以現金支付的利息的能力;交易後戰略選擇的可用性和本公司利用該等選擇的能力;交易完成後為本公司利益相關者帶來價值的能力和相關時機;與交易相關的優勢以及本公司實現和實施有利於本公司及其利益相關者的該等優勢的能力;以及股份合併交易、與該交易相關的時間、提供額外信息的時間以及何時可以獲得該等信息,以及該交易是否會得到本公司股東的支持。前瞻性陳述和信息是基於公司管理層做出的某些關鍵預期和假設, 包括對交易和實施交易能力的預期和假設;關於公司需要從多倫多證券交易所獲得必要批准的假設,以及在預期條款和要求的時間期限內獲得此類批准的能力;關於金融市場和商品市場的總體假設;以及總體業務戰略。儘管公司管理層認為這些前瞻性陳述和信息所基於的預期和假設是合理的,但不應過度依賴前瞻性陳述和信息,因為不能保證它們將被證明是正確的。
提供前瞻性陳述和信息的目的是提供有關公司目前對未來的期望和管理計劃的信息。提醒讀者,依賴此類報表和信息可能不適合用於其他目的,如做出投資決策。由於前瞻性陳述和信息涉及未來事件和情況,它們本身就包含固有的風險和不確定因素。由於一些因素和風險,實際結果可能與目前預期的大不相同。因此,讀者不應過分依賴本新聞稿中包含的前瞻性陳述、時間表和信息。
本新聞稿中包含的前瞻性聲明和信息均為截至本新聞稿發佈之日的前瞻性聲明和信息,除非適用的證券法或多倫多證券交易所(TSX-V)有此要求,否則不承諾因新信息、未來事件或其他原因而公開更新或修改任何前瞻性聲明或信息。本新聞稿中包含的前瞻性陳述或信息明確受本警告性聲明的限制。
多倫多證券交易所風險交易所及其監管服務提供商(該術語在多倫多證券交易所風險交易所的政策中定義)均不對本新聞稿的充分性或準確性承擔責任
欲瞭解更多信息,請訪問:
彼得·J·伯恩
執行主席
郵箱:peterjbyrne@hotmail.com
780-686-7383
資料來源:落基山酒業公司(Rocky Mountain Liquor Inc.)
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Https://www.accesswire.com/666077/Early-Warning-Report-Issued-Pursuant-to-National-Instrument-62-103-Acquisition-of-Securities-of-Rocky-Mountain-Liquor-Inc