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Joseph M. Spaziano, the Chief Operating Officer of RiskOn International, filed an Initial Statement of Beneficial Ownership with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Spaziano has acquired beneficial ownership of securities in the company. Specifically, he has obtained 62.50 shares of RiskOn International's Series C Convertible Preferred Stock, which are convertible into 83,333 shares of common stock at a price of $7.50 per share. This transaction is part of a Share Exchange Agreement involving RiskOn International, Ault Alliance, Inc., and certain minority shareholders of BitNile.com, Inc., including Spaziano. The Series C stock acquired by Spaziano is not immediately convertible; it will become convertible one day after the record date...Show More
Joseph M. Spaziano, the Chief Operating Officer of RiskOn International, filed an Initial Statement of Beneficial Ownership with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Spaziano has acquired beneficial ownership of securities in the company. Specifically, he has obtained 62.50 shares of RiskOn International's Series C Convertible Preferred Stock, which are convertible into 83,333 shares of common stock at a price of $7.50 per share. This transaction is part of a Share Exchange Agreement involving RiskOn International, Ault Alliance, Inc., and certain minority shareholders of BitNile.com, Inc., including Spaziano. The Series C stock acquired by Spaziano is not immediately convertible; it will become convertible one day after the record date for shareholder approval of the Share Exchange Agreement. The conversion is also subject to a 4.99% beneficial ownership limitation and a 19.9% limitation imposed by the Nasdaq Stock Market rules without shareholder approval. Additionally, the conversion price may be adjusted, including a potential decrease if RiskOn International closes a qualified financing of at least $25 million at a per-share price lower than the current conversion price.
RiskOn International のチーフオペレーションオフィサーであるジョセフ・M・スパジアノは、2024年2月6日にSECに有益所有届出書を提出しました。証券取引法第16条(a)にもとづく必要な申告で、スパジアノ氏が同社の証券の有利益所有を取得したことを示しています。具体的には、彼はRiskOn InternationalのシリーズC可変換優先株式62.50株を取得し、これらの優先株式は1株当たり7.50ドルで83,333株の普通株式に変換可能です。この取引は、RiskOn International、Ault Alliance、Inc.、およびBitNile.com、Inc.の少...すべて展開
RiskOn International のチーフオペレーションオフィサーであるジョセフ・M・スパジアノは、2024年2月6日にSECに有益所有届出書を提出しました。証券取引法第16条(a)にもとづく必要な申告で、スパジアノ氏が同社の証券の有利益所有を取得したことを示しています。具体的には、彼はRiskOn InternationalのシリーズC可変換優先株式62.50株を取得し、これらの優先株式は1株当たり7.50ドルで83,333株の普通株式に変換可能です。この取引は、RiskOn International、Ault Alliance、Inc.、およびBitNile.com、Inc.の少数株主であるスパジアノを含む株式移転契約の一部です。スパジアノが取得したシリーズC株式は即座には変換できないため、株主承認の配当基準日の1日後にのみ変換可能となります。また、変換は、株主承認なしにNasdaq Stock Marketルールによって課された4.99％の有益所有制限および19.9％の制限にも従います。さらに、変換価格は調整される可能性があり、RiskOn Internationalが現在の変換価格よりも低い単価で25百万ドル以上の資金調達を行った場合、価格が下がることがあります。
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