DJ FinTech Acquisition Corp III, Inst Holders, 4Q 2019 (FTAC)

The following table shows the largest shareholders in FINTECH ACQUISITION CORP III CL A (FTAC) for the quarter ended December 31, 2019, listed by holding size. The list represents up to 50 of the largest holders in the company.

Note: Unless otherwise mentioned the reporting date is 12/31/2019

Institution Shares Shares % Last
Held Changed Held Report
Magnetar Financial LLC 2,700,000 0 7.621 09/30
UBS O'Connor LLC 1,690,000 1,690,000 4.770 09/30
Alberta Investment Management 1,000,000 250,000 2.822 09/30
Linden Advisors LP 957,841 96,100 2.703 09/30
Manulife Investment Management 871,600 0 2.460 09/30
Echo Street Capital Management 766,603 0 2.164 09/30
Westchester Capital Management 583,620 0 1.647 09/30
Periscope Capital Inc. 552,400 (600) 1.559 09/30
Wolverine Asset Management LLC 545,083 445,083 1.538 09/30
Mangrove Partners 500,000 0 1.411 09/30
Moore Capital Management LP 500,000 0 1.411 09/30
CNH Partners LLC 450,000 (600,000) 1.270 09/30
Vertex One Asset Management I 375,111 0 1.059 09/30
Glazer Capital LLC 350,240 350,240 0.989 09/30
Monashee Investment Management 349,998 0 0.988 09/30
HGC Investment Management Inc 302,300 0 0.853 09/30
Owl Creek Asset Management LP 300,000 (200,000) 0.847 09/30
Tenor Capital Management Co. L 300,000 0 0.847 09/30
Millennium Management LLC 200,000 0 0.564 09/30
Cowen Investment Management LL 200,000 200,000 0.564 09/30
Basso Capital Management LP 161,641 (251,711) 0.456 09/30
Kepos Capital LP 140,000 0 0.395 09/30
K2 & Associates Investment Man 100,000 0 0.282 09/30
Alpine Global Management LLC 100,000 100,000 0.282 12/31
Geode Capital Management LLC 100,000 100,000 0.282 09/30
Mizuho Securities USA LLC 91,762 91,762 0.259 09/30
RBC Dominion Securities Inc. 33,202 (498) 0.094 09/30
GAMCO Asset Management Inc. 15,000 15,000 0.042 09/30
Cowen & Co. LLC 13,056 13,056 0.037 09/30
The California Public Employee 12,496 2,115 0.035 09/30
PanAgora Asset Management Inc 4,812 (205,186) 0.014 09/30
FNY Capital Management LP 1,648 (2) 0.005 12/31
Morgan Stanley & Co. LLC 1,045 592 0.003 09/30
UBS Securities LLC 600 (800) 0.002 09/30
Verition Fund Management LLC 0 (94,000) 0.000 09/30
CSS LLC 0 (5,100) 0.000 09/30
Highbridge Capital Management 0 (1,968,198) 0.000 09/30
Stifel Nicolaus & Co. Inc. (I 0 (11,200) 0.000 09/30
13F data provided by: Factset Research Systems Inc.;
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(END) Dow Jones Newswires

January 20, 2020 03:05 ET (08:05 GMT)