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Form 144 | Broadridge金融解决方案(BR.US)高管拟出售1.57万股股份,价值约361.84万美元

Form 144 | Broadridge Financial Solutions(BR.US) Officer Proposes to Sell 3.62 Million in Common Stocks

Moomoo News ·  Dec 4, 2024 05:27

SEC FILLINGS DISCLOSED/ Dec 3, $Broadridge Financial Solutions (BR.US)$ Officer THOMAS PATRICK CAREY intends to sell 15,710 shares of its common stock on Dec 3, with a total market value of approximately $3.62 million.

THOMAS PATRICK CAREY has reduced shareholding in $Broadridge Financial Solutions (BR.US)$ by 10,757 shares since Nov 11, 2024, with a total value of approximately $2.44 million.

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What is Form 144?

Form 144: Notice of Proposed Sale of Securities is a document issued by the Securities and Exchange Commission (SEC). Individuals such as executive officers and affiliates of a US-listed company must submit this form to the SEC when they intend to sell more than 5,000 shares or units of that company's stock, or if the sale price adds up to more than $50,000 in any three-month period. This regulation is known as Rule 144, under the Securities Act of 1933.

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